- Bank of America (New York, NY)
- Compliance and Operational Risk Manager- Electronic Trading New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to ... responsible for executing second line of defense compliance and operational risk oversight for a Front Line...trading regulatory trends and future requirements **Shift:** 1st shift ( United States of America) **Hours Per Week:**… more
- Bank of America (New York, NY)
- Compliance & Operational Risk Manager- Global Markets & Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a common ... responsible for executing second line of defense compliance and operational risk oversight for a Front Line...experience are advantageous, but not required **Shift:** 1st shift ( United States of America) **Hours Per Week:**… more
- Bank of America (Jersey City, NJ)
- Compliance & Operational Risk Specialist Jersey City, New Jersey **Job Description:** At Bank of America, we are guided by a common purpose to help make ... This job is responsible for assisting the Compliance and Operational Risk officer team to execute second...6+ years in Financial Industry/Financial Technology **Shift:** 1st shift ( United States of America) **Hours Per Week:**… more
- Morgan Stanley (Purchase, NY)
- …to diversifying its workforce (M/F/Disability/Vet). **Job:** ** Operational Risk * **Title:** * US Banks Operational Risk Vice President - Dedicated ... as well as aiding in execution of key initiatives and projects while ensure compliance with US Banks risk management policies and procedures. The VP US … more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we are guided by a common ... executing second line of defense compliance trade surveillance and operational risk oversight for a Front Line...skills. + Ability to meet deadlines **Shift:** 1st shift ( United States of America) **Hours Per Week:**… more
- Bank of America (New York, NY)
- Enterprise Privacy Compliance & Operational Risk Manager Charlotte, North Carolina;New York, New York; Chicago, Illinois; Plano, Texas **Job Description:** At ... global team of subject-matter experts responsible for Compliance & Operational Risk coverage of Data Privacy across...role or a highly regulated domain. **Shift:** 1st shift ( United States of America) **Hours Per Week:**… more
- Bank of America (New York, NY)
- Operational Risk and Control Risk Lead-Global Markets-Global Operations Jacksonville, Florida;New York, New York; Chicago, Illinois **Job Description:** At ... and/or Global Market Operations Line of Business experience. The Operational Risk & Control (OR&C) team is...Prioritization + Recording/Organizing Information + Research **Shift:** 1st shift ( United States of America) **Hours Per Week:**… more
- Scotiabank (New York, NY)
- …develop, implement, and execute the RCSA framework, plan, and overall evaluation of operational risk across all US businesses (Equities, Prime Services, ... Manager, First Line Operational Risk , SBUS Risk ...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- Scotiabank (New York, NY)
- …Design, develop, implement, and execute the RCSA framework, plan, and overall evaluation of operational risk across all US Business technology (used within ... Manager, First Line Operational Risk & RCSA **Requisition ID:**...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- Scotiabank (New York, NY)
- Senior Manager, First Line Operational Risk , New Business Initiatives and RCSA **Requisition ID:** 209482 **Salary Range:** 110,700.00 - 211,800.00 _Please note ... subsequently require the ability to connect key processes and operational risk frameworks, including but not limited...family, financial, physical, mental, and social health needs. Location(s): United States : New York : New… more
- American Express (New York, NY)
- …of the Corporate Functions Control Management Governance team is to establish the Operational Risk and Controls strategy for Corporate Functions, set up a ... risks are identified, assessed, and managed in compliance with enterprise Operational Risk Management programs and reporting. Corporate Functions Control… more
- City National Bank (Jersey City, NJ)
- *MANAGER OPERATIONAL RISK COVERAGE PROGRAMS* WHAT IS THE OPPORTUNITY? This role is responsible for leading Operational Risk Coverage Programs across CNB, ... oversee adherence to policies, standards, and procedures specific to risk types aligned to Operational Risk...Risk management. * Solid understanding of City National Bank and RBC's USA region, including a breadth of… more
- Morgan Stanley (Purchase, NY)
- …an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet). **Job:** ** Operational Risk * **Title:** *U.S. Banks VP ... cash management, annuities, insurance, retirement, and trust services. The US Banks Morgan Stanley, NA(MSBNA) and Morgan...serve the needs of WM and ISG clients. The Operational Risk VP Front Line Risk… more
- SMBC (White Plains, NY)
- …competitive portfolio of benefits to its employees. **Overview** Reporting to the VP of Operational Risk , the incumbent supports the Second Line of Defense ... the Americas, SMBC Group has a presence in the US , Canada, Mexico, Brazil, Chile, Colombia, and Peru. Backed...Risk Management Department Americas Division's (RMDAD) Operational Risk and Other Risks Group (ORORG)… more
- American Express (New York, NY)
- …work closely with various teams and contribute to the organization's overall operational risk management objectives **Responsibilities Include:** **** + Assist ... in implementing operational risk management plans within Global Merchant...Employment eligibility to work with American Express in the United States is required as the company… more
- Bank of America (New York, NY)
- Director; Business Support Manager; GM Operational Risk & Controls New York, New York **Job Description:** The candidate will join Global Markets Front-Line Unit ... or risk management (business, operations, finance, compliance, operational risk , audit) + Proven ability to...+ Track record of innovative thinking **Shift:** 1st shift ( United States of America) **Hours Per Week:**… more
- Morgan Stanley (New York, NY)
- We're seeking an experienced Audit professional to join our Operational Risk audit team as a Director to execute various assurance activities in order to assess ... risk and formulate a view on the control environment for Morgan Stanley's US Banks . The Internal Audit Division (IAD) drives attention and resources to… more
- M&T Bank (New York, NY)
- …skills, and experience will inform their specific compensation. **Location** New York, New York, United States of America M&T Bank Corporation is an Equal ... issues for the unit (dept). + Adhere to applicable compliance/ operational risk controls in accordance with Company...an environment that supports diversity and reflects the M&T Bank brand. + Maintain M&T internal control standards, including… more
- Morgan Stanley (Purchase, NY)
- …genetic information, or any other characteristic protected by law. **Job:** ** Operational Risk * **Title:** *Vice President US Banks Privacy Risk ... individuals. The VP will report to the Senior Privacy Risk Officer of the US Banks...to the collection, use, processing, sharing, and protection of bank client data. The VP will be based in… more
- TD Bank (New York, NY)
- **Work Location:** New York, New York, United States of America **Hours:** 40 **Pay Details:** $110,760 - $178,880 USD TD is committed to providing fair and ... + Establishes and provides on-going analysis and reporting on operational risk and/or other major risk...over 27 million households and businesses in Canada, the United States and around the world. More… more