- Citigroup (Jersey City, NJ)
- …and monitor AML related issues and escalations + Develop and implement AML Compliance Risk Management (ACRM) standards and policies + Appropriately assess ... The Compliance Anti Money Laundering Risk Management Officer...Trading is a must have. + Exposure to Banking Compliance but specifically AML will be key… more
- JPMorgan Chase (New York, NY)
- …of the firm to clients. + Oversee, escalate and resolve issues, including any AML -identified compliance issues, as well as any reputational or negative media ... MMBSI management and the appropriate escalation forum. Supporting KYC officer in completion of AML /KYC due diligence...forum. Supporting KYC officer in completion of AML /KYC due diligence including approving DDF forms that reflect… more
- JPMorgan Chase (New York, NY)
- …Partner with coverage and product bankers, Wholesale KYC Operations (WKO) Client Office and Compliance teams in region to meet local or product specific KYC and ... AML requirements for Clients and transactions. Coordinate the launch...of successfully managing large/diverse teams Final Job Grade and officer title will be determined at time of offer… more
- Mastercard (Harrison, NY)
- …and governments realize their greatest potential._ **Title and Summary** VP , Legal Compliance , Bank Secrecy Act Officer Overview MTS US is the authorised and ... - Reports and works closely with the MTS Chief Compliance Officer to determine the effectiveness of...compliance requirements, with emphasis on Bank Secrecy Act (BSA/ AML ), USA Patriot Act, and OFAC. 3 - Undertake… more
- Citigroup (Queens, NY)
- The Compliance AML Execution Lead Analyst is senior professional responsible for performing risk and compliance reviews in coordination with the broader ... **Education:** + Bachelor's/University degree, Master's degree preferred **Job Family Group:** Compliance and Control **Job Family:** AML Execution **Time… more
- Morgan Stanley (Purchase, NY)
- …diligence, and negative news processes for Morgan Stanley. / / Morgan Stanley is seeking a Vice President to serve as the Financial Crimes Risk Officer for ... ensure adherence to financial crimes policies established by Global Financial Crimes Compliance (GFC). The ideal candidate will possess a deep understanding of… more
- SMBC (Jersey City, NJ)
- …Analysts are led by Team Leads at the Associate level on the behalf of the Vice President (" VP ") and report into a respective Team Lead. Analysts have ... the responsibility for overseeing the processes under their VP 's remit. The analyst may be involved in performing...compliance with all regulatory practices outlined by CPAD ( Compliance Department) BSA/ AML /OFAC and adherence to Bank… more