- Project Renewal, Inc. (New York, NY)
- Vice President , Compliance Executive- Varick Street Headquarters, 200 Varick St, New York, New York, United States of America Req #1327 Thursday, December ... 26, 2024 Title: Vice President , Compliance Location:New York City Metro Area Salary:$160,000 -$175,000 Position Overview: The Vice President , … more
- SMBC (Jersey City, NJ)
- …employees. **Role Description** SMBC's Compliance Department Americas Division is seeking a Vice President of the Compliance Monitoring and Testing team ... of its broker/dealer (SMBC Nikko Securities America, INC). The Vice President is responsible for execution of...have direct management oversight of a small team of compliance professionals to support monitoring and testing engagements to… more
- SMBC (Jersey City, NJ)
- …Description** SMBC's Compliance Department Americas Division ("CPAD") is seeking a Vice President of BSA/AML Compliance Monitoring and Testing. The ... role will have coverage for SMBC's US operations. The Vice President will have oversight of a... will have oversight of a small team of compliance professionals to support monitoring and testing engagements to… more
- Santander US (New York, NY)
- Central Compliance , Vice President - Corporate & Investment Banking Country: United States of America The Central Compliance VP Monitors activities to ... remediation. Represents or supports the reputation of the company to minimize compliance and regulatory risk by resolving issues and ensuring adherence to company… more
- TD Bank (New York, NY)
- …details for this role. **Job Description:** **Preferred Qualifications:** We are looking for a Vice President , US Markets Compliance Advisory to join our ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $115,000 - $185,000 USD TD is...investment banking space, preferably in an advisory capacity. The Vice President will assist in the management… more
- Morgan Stanley (New York, NY)
- …five (5) years of experience in the position offered or five (5) years as a Compliance Vice President , Compliance Director, Compliance Manager, or ... _Morgan Stanley & Co., LLCseeks an Vice President , Research__in New York, New...escalation path and governance. Coordinate with the Legal and Compliance coverage across business lines with respect to Research… more
- SMBC (New York, NY)
- …Product, Underwriting, Risk Management, Compliance , IT Risk and Training committees. The Compliance Advisory Vice President role assists in managing a ... portfolio of benefits to its employees. **Role Description** The Compliance group within SMBC Nikko Securities Inc. serves as...Inc. serves as a regulatory advisory function to the President and is responsible for overseeing the management of… more
- JPMorgan Chase (Jersey City, NJ)
- …and striving to be best-in class. As a Compliance Risk Management Lead - Vice President in the Global Financial Crimes Compliance (GFCC) team, you will ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more
- Kuehne+Nagel (Jersey City, NJ)
- …Role** Reporting to the Head of Human Resources of the US, the Vice President of Labor Relations and Employment Compliance leads our HR Compliance team ... ethical behavior, meet regulatory obligations, and prevent, detect, and mitigate compliance risks. The Vice President of Labor Relations and Employment … more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** The Communications Surveillance Vice President role will report to the Lead of Transformation, ... Audit and Reporting within the Compliance Communications Surveillance function and will be instrumental in...Communications Surveillance Program. As a change agent, Communications Surveillance Vice President will play an integral role… more
- SMBC (White Plains, NY)
- …is for you. This position focusses on the contracting, licensing and related compliance aspect of market data and third-party usage at all levels from original ... and enforce policies and controls that ensure effective consumption and overall compliance with Market Data/Third Party vendor agreements. + Participate in audits… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... Citi (https://www.citigroup.com/citi/accessibility/application-accessibility.htm)** . View the "EEO is the Law (https://www.dol.gov/sites/dolgov/files/ofccp/regs/ compliance /posters/pdf/eeopost.pdf) " poster. View the EEO is the Law… more
- NBC Universal (New York, NY)
- …broadcast and cable network websites and apps. This role will report to the Vice President , Regulatory Compliance and Privacy. Responsibilities include: + ... direction of the DTC group's Vice President and Senior Vice President , Regulatory Compliance and Privacy. + Assist with creating, compiling and… more
- NBC Universal (New York, NY)
- …ShowMax and certain other websites and apps. This role will report to the Vice President , Regulatory Compliance and Privacy. Responsibilities include: + ... direction of the DTC group's Senior Vice President and Vice President , Regulatory Compliance and Privacy. + Assist with creating, compiling and… more
- Ross Stores, Inc. (New York, NY)
- …forward the legal/business objectives of the Company\. The position will report to the Vice President , Compliance & Regulatory Counsel and will work directly ... development for our teams\. **GENERAL PURPOSE:** The Director, Product Compliance & Regulatory Attorney will work as a member...work as a member of the Ross Legal and Compliance team, as part of the New York\-based Legal… more
- SMBC (Jersey City, NJ)
- …collaboration across Compliance Departments and business partners throughout SMBC. The Vice President is a liaison between Fraud Department, business lines, ... Reporting to the Director of FCC Program Management, the FCC Program Management Vice President is supporting establishing and enhancing Financial Crime … more
- Thrivent Financial (New York, NY)
- …and enabling practices who provide advice and solutions to Thrivent clients. The Area Vice President will partner closely with our COEs focused on Advisor ... Thrivent purpose, promise and values. Job Description The Area Vice President supports Group Vice ...and receiving commissions. + Satisfactory background check and clean compliance record. + Effectively able to represent the Society… more
- Touro University (New York, NY)
- Overview The Associate Vice President of Institutional Advancement ("AVP") is a seasoned advancement professional tasked with supporting the Executive Vice ... President , and the Vice President of Institutional advancement in leading a comprehensive fundraising...York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations… more
- Win (Women In Need) (New York, NY)
- Win Assistant Vice President , Transitional Housing Title of Position: Assistant Vice President of Transitional Housing FLSA Status: Exempt Department: ... Transitional Housing Reports to: Vice President of Transitional Housing Salary: Up...effective leadership and management to Win shelters to ensure compliance with all legal, regulatory and contractual requirements, in… more
- Breaking Ground (New York, NY)
- Assistant Vice President , Property Management 505 8th Ave, New York, NY 10018, USA Req #2859 Thursday, January 2, 2025 ABOUT US: - We believe that everyone ... to make a successful transition from homelessness once people have been housed. Assistant Vice President , Property Management Reporting to the Vice … more