- Morgan Stanley (Purchase, NY)
- …that balances personal lifestyles, perspectives and needs is an important part of our culture. Wealth Management Operational Risk sits within the 1stline ... benefit programs. * * #LI-AJ1 **Job:** ** Wealth Management * **Title:** * Wealth Management Operational Risk Issue Management / Data and… more
- Citigroup (New York, NY)
- …across the entire wealth spectrum. It has been created by combining the Wealth Management businesses across Citi Global Consumer Bank and Citi Private Bank. ... component of the First Line of Defense for credit risk management and works with business partners...and complex CRE underwritings, capital commitments, derivatives within a Wealth Management or a Corporate CRE and… more
- HSBC (New York, NY)
- …Manager in building strong oversight over all regulatory and compliance matters, including the management of operational risk For this role, HSBC targets a ... Manager to achieve network operational efficiency and operational / risk control As our Wealth...trait protected by applicable law. **Job Field:** Asset and Wealth Management **Primary Location:** North America-United States-New… more
- Bank of America (New York, NY)
- …Relationship Manager New York, New York;New York, New York **Job Description:** Merrill Wealth Management is a leading provider of comprehensive wealth ... products and services for individuals, companies, and institutions. Merrill Wealth Management is one of the largest...Internal Audit Review + Leadership Development + Recruiting + Risk Management + Client Management … more
- Bank of America (Great Neck, NY)
- Wealth Management Client Associate Great Neck, New York **Job Description:** Merrill Wealth Management is a leading provider of comprehensive wealth ... and investment products and services for individuals, companies, and institutions. Merrill Wealth Management is one of the largest businesses of its kind… more
- Bank of America (Great Neck, NY)
- Registered Wealth Management Client Associate Great Neck, New York **Job Description:** Merrill Wealth Management is a leading provider of comprehensive ... wealth management and investment products and services for individuals, companies,...operational excellence, protect the bank's clients, and manage risk + Identifies, deepens, and maintains client relationships through… more
- Morgan Stanley (Purchase, NY)
- …financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees ... is an important part of our culture. Morgan Stanley Wealth Management (MSWM) is one of the...businesses. The attorney will also work closely with Compliance, Risk and the business units. Primary Responsibilities The attorney… more
- Citigroup (New York, NY)
- **Job Description:** The Wealth Business Management Lead is responsible for overseeing operational readiness and governance for the digital investments ... preferred + Action-oriented, entrepreneurial, flexible, and innovative approach to operational management . + Passion, humility, integrity, positive attitude,… more
- HSBC (New York, NY)
- …In-depth knowledge of Wealth broker-dealer including but not limited to; operational risk , technology, regulatory landscape and industry best practices. + ... meetings + Provide assistance to assigned branch offices in operational activities to ensure compliance with internal policies and...in this role: + Minimum of 10 years proven Wealth Management supervisory or related investment supervisory… more
- CIBC (New York, NY)
- …Group Problem Solving, Investment Advising, People Management , Profitability Management , Risk Management and Mitigation, Wealth Management At ... that is professional, seamless and timely. + Ensure appropriate operational and compliance risk controls are implemented...CPA, CFP, JD + 10+ years experience in portfolio management , personal tax, wealth management ,… more
- Citigroup (New York, NY)
- … wealth spectrum. Citi Wealth covers all of Citi's go-to-market approaches in Wealth Management - Citi Private Bank, Citi Wealth at Work, and ... lead an in-depth analysis of our business, infrastructure and risk and control functions to simplify our global operating...financial services + Ability to lead large projects within Wealth Management + Demonstrated record of team… more
- Neuberger Berman (New York, NY)
- …opening and maintenance. + Provide advice regarding regulatory matters appropriate for a wealth management and asset management business, including the ... **Summary:** The Associate General Counsel - Private Wealth will play an integral role within Neuberger...to comply with changing regulations. + Partner with business, operational and risk teams through all stages… more
- Citigroup (New York, NY)
- …and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth ... You could access a range of responsive banking, investing, wealth management & planning services and access.... + Develop tailored solutions that address clients' investment, risk management , and financing/liquidity needs. + Set… more
- Citigroup (New York, NY)
- …and high-net worth segments through Citigold(R) and Citigold(R) Private Client and captures wealth management in the workplace through Citi Global Wealth ... You could access a range of responsive banking, investing, wealth management & planning services and access.... + Develop tailored solutions that address clients' investment, risk management , and financing/liquidity needs. + Set… more
- Citigroup (New York, NY)
- …Concerns or QUEST Observation Logs based on the Business. + Creates materials for Operational Risk Forums (ORF) and senior meetings as needed and investigates ... The Wealth Client Segments Control Testing Utility is responsible...**Primary Locations:** NYC, Jersey City, NJ **Job Family Group:** Risk Management **Job Family:** Business Risk… more
- Truist (New York, NY)
- …firm place in the community in order to provide confident and comprehensive wealth management advice and solutions. Utilize objective and sound personal ... Maintain appropriate legal, operating and regulatory controls to manage risk and compliance. Works within the existing audit, compliance...+ 8 or more years of sales and client management experience in Wealth Management … more
- TD Bank (New York, NY)
- …audit standards, procedures, laws, rules and regulations + Advanced knowledge of risk management environment, standards, regulations and mitigation + Knowledge ... and demand in order to develop annual strategic audit plan **Preferred Job Requirements:** + Wealth Management + More specifically in Wealth , depth of risks,… more
- JPMorgan Chase (New York, NY)
- …As a Private Client Investment Associate in JP Morgan Wealth Management , you will provide client service, operational marketing and administrative support ... to Private Client Advisors within Wealth Management . **Job responsibilities** + Support Advisors...timely and accurate performance reports + Actively engage in Risk Management ; including Know Your Customer procedures,… more
- M&T Bank (New York, NY)
- …High Net Worth (HNW) and Ultra-High Net Worth (UHNW) client relationships in Wealth Management . Delivers on the Client Service Value Proposition. Partners and ... communicates with key stakeholders within the Wealth Management operating model to ensure clients...accordance with the Company's Risk Appetite. Identify risk -related issues needing escalation to management . +… more
- JPMorgan Chase (New York, NY)
- …offer the best investment solutions to meet their financial needs. As a Market Director of Wealth in JP Morgan Wealth Management , you will create a culture ... those just starting to save to those with significant wealth . **Job responsibilities** + Have a passion for our...promote Advisors + Drive integration with partners from Branch Management , Business Banking and Home Lending to give our… more