- Raymond James Financial, Inc. (Memphis, TN)
- …include, but may not be limited to: + **Advisory & Support:** Provide hands-on compliance guidance to Fixed Income Sales & Trading teams. Collaborate closely ... Duties and Responsibilities** As a core member of the Compliance team, you will serve as a subject matter...Middle Office teams. + **Program Oversight:** Manage and enhance compliance processes, policies, and procedures to ensure adherence to… more
- Raymond James Financial, Inc. (Memphis, TN)
- …Control partners across the organization including the FI Business Unit Risk Manager , Compliance , Legal, Operations and Risk Management departments. * Performs ... to ensure proper goals and initiatives to achieve strategic supervision program for Fixed Income Sales. * Collects and reviews internal and external market data to… more
- First Horizon Bank (Memphis, TN)
- **Description** **Description** The Vice President - Senior Accounting Manager will work closely with the Accounting Department staff and other FHN Financial ... employees to manage the company's financial reporting processes and ensure compliance with SEC and FINRA regulations. This position is responsible for directing core… more
- First Horizon Bank (Southaven, MS)
- …to meet the requirements of a background credit check. This position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related regulations. ... small business, wealth and trust management, retail brokerage, capital markets, fixed income, and mortgage banking services. First Horizon has been recognized… more
- First Horizon Bank (Memphis, TN)
- …of the Director of Corporate Properties & Procurement. The VP, Strategic Sourcing Senior role is accountable for managing the overall relationship with Vendors and ... services to FHN, including sourcing, selection, contract negotiations, contract compliance , and spend analytics. Overall core competencies include strong… more
- First Horizon Bank (Memphis, TN)
- … Manager collaborates closely with associates across technology, operations, compliance , and business functions to advance data governance and deliver actionable ... Knoxville, TN, Raleigh, NC, Birmingham, AL or Charlotte, NC. **Summary** : The Manager - Data Issue Management leads and oversees a high-performing team of Business… more