- Raymond James Financial, Inc. (St. Petersburg, FL)
- …advice and guidance on industry rules, regulations, and firm policies. + Provides compliance training to new PCG branch associates. + Delivers educational ... and newsletters. + Conducts complex research and reports findings to Compliance , Legal, Regional Supervision, and Regional Management partners. + Consults with… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Essential Duties and Responsibilities:** + Maintains strong connectivity with the PCG international business management teams, advisors, and key support personnel ... in order to maintain a comprehensive view of the PCG international business and stay abreast of key challenges...partners + Ability to balance a strong culture of compliance in a highly regulated environment with the need… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …for trends. + Manages critical elements of data systems and ensures compliance with financial policies and regulations. + Resolves complex financial and quantitative ... analysis. + Plans, organizes, and oversees activities to achieve PCG objectives. **Educational/Previous Experience Requirements** + Bachelor's Degree (BA) in… more