- Bank of America (Stamford, CT)
- Audit Director - Regulatory Reporting Atlanta, Georgia;Stamford, Connecticut; East Hartford, Connecticut; Dallas, Texas; Providence, Rhode Island; ... Minimum 5-7 years at large financial institutions with subject matter expertise in US regulatory reporting (eg Y-14, Y-9C, 009, Y-15, 031), broker dealer … more
- AIG (Wilton, CT)
- …Footnotes and Investment MD&A + Support the review and preparation of NAIC statutory reporting and other regulatory reporting requirements + Lead the ... for investments (10Q/K, Financial Supplement, STAT Audited Financials, Investment NAIC reporting and various government regulatory reports). AIG has multiple… more
- NatWest Markets (Stamford, CT)
- Director , Electronic Trading Risk & Control (1LOD), US...such as market, conduct risk & algorithmic trading risk. Reporting to the US Head of Risk and Control ... and supporting the global Director of Algorithmic Risk Control, you will have full...foreign exchange businesses + Monitor and understand changes to regulatory requirements and make necessary updates to internal policies… more
- Regeneron Pharmaceuticals (Sleepy Hollow, NY)
- The Director , Medical Study Operations will oversee several of our External Sponsored Research (ESR) programs inclusive of Investigator-Initiated Studies (IIS) and ... shipments, temp excursions, and quarantines. Compliance: ESR Processes, FMV, Safety, Regulatory , Training. Adheres to and ensures team adherence to all applicable… more
- HEI Hotels and Resorts (Norwalk, CT)
- …and invite all qualified military candidates to apply. Overview The Director of Compliance oversees HEI's compliance programs. The position designs, implements, ... and monitors programs and policies to ensure the company meets legal, regulatory , and ethical standards, while mitigating company liability and risk. It works… more
- Community Housing Innovations (Fishkill, NY)
- …to ensure files are in compliance with HUD. Observe all regulatory and reporting requirements to ensure all files are audit ready* Create a client/case ... purchase contract is signed; affordability may be reviewed by Director * Collect and review all required pre closing documents:...year's grant recipients;* Observe all regulatory and reporting requirements to ensure all files are audit… more
- Citizens (Tarrytown, NY)
- …fiduciary standards, disclosure obligations, AML (anti-money laundering), and cybersecurity requirements. + Regulatory Oversight & Reporting + serve as the point ... solutions on compliance issues and escalate to the Compliance Director where appropriate. Additionally, you will work with other...and others as required. + ensure timely and accurate reporting of any regulatory incidents or breaches.… more
- Premier Medical Group of the Hudson Valley (Poughkeepsie, NY)
- …Pathology Laboratory Supervisor DEPARTMENT: Laboratory STATUS: Full-time REPORTS TO: Laboratory Director and Director of Corporate Administration DATE: June 2024 ... the managing technologist, under the guidance of the Lab Director , and is responsible for being part of a...logistical functions to ensure prompt and accurate testing and reporting of results for all laboratory samples within established… more