- Neuberger Berman (New York, NY)
- …projects across the firm's global compliance program. **Primary Responsibilities:** + Review and analyze reports generated by the firm's surveillance systems. + ... + Update, maintain, and draft firm policies and procedures + Review and approve employee requests (eg gifts/entertainment, political contributions, outside business… more
- Capital One (New York, NY)
- Trade Surveillance Manager ( Broker -Dealer & Swap Dealer) **About the Role** We are seeking a highly skilled Trade Surveillance Manager to lead and enhance ... the firm's surveillance program across both its institutional Broker -Dealer (BD) and Swap Dealer (SD) businesses. This individual will oversee day-to-day… more
- Carrington (Old Greenwich, CT)
- …**What you'll do:** + Main contact of communication and support between the Broker and the various departments and individuals of the company throughout the process ... excellent customer service. + Pulls or verifies credit reports, flood certs and review appraisals as needed. + Ensures compliance deadlines are met with regards to… more
- NatWest Markets (Stamford, CT)
- Regulatory Reporting Manager , VP LocationStamford,United States Job typePermanent |Contract typeFull Time Managerial / Technical Lead This is a general indication ... reporting for SEC, CFTC, andother regulatory agencies. Responsibilities + Complete or review reports for daily SEC 15c3-1 capital computations, FRB 2004 reports, TIC… more
- Cushman & Wakefield (New York, NY)
- …+ Lead bi-annual Talent Review with HR business partner and provide ongoing broker feedback and coaching + Broker performance management (up or out), with ... is responsible for realizing the full potential of their respective broker pod (approximately 50-70 brokerage professionals), and is ultimately accountable to… more
- Acosta Group (New York, NY)
- **DESCRIPTION** As a **Business Manager ,** you will play a pivotal role in driving our company's success by achieving key business objectives and fostering strong ... objectives are met. + **Leadership and Reporting:** Report directly to the General Manager or Team Leader, managing and participating in the development, design, and… more
- Acosta Group (Bloomfield, NJ)
- **DESCRIPTION** The **Business Account Manager ** will have a deep understanding of both retailer and manufacturer strategies to develop and execute growth plans ... on strategic intent set by VP/MD & Client. The Business Account Manager provides direction to Customer Managers to optimize annual/quarterly Client business plans.… more
- The Hartford (New York, NY)
- Account Manager - OA09HN We're determined to make a difference and are proud to be an insurance company that goes well beyond coverages and policies. Working here ... 3 days a week (Tuesday through Thursday). The Account Manager , as part of Global Specialty Operations, will serve...for renewal prep work and underwriting thought process + Review and analyze Endorsement requests, escalate issues as required,… more
- Equitable (Jersey City, NJ)
- Sr. Regional Compliance Manager ( 250000LL ) **Primary Location** : UNITED STATES-NJ-Jersey City **Other Locations** : UNITED STATES-NJ-Woodbridge, UNITED ... individual contributor role reporting to the Lead Regional Controls Manager / Central Supervision Unit. The selected candidate would...the applicable firm policies and procedures. + Collect and review data as part of pre-work audit process +… more
- NatWest Markets (Stamford, CT)
- Audit Manager LocationStamford,United States Job typePermanent |Contract typeFull Time Managerial / Technical Lead This is a general indication and doesn't always ... of the department and the business._ As an Audit Manager , you'll serve as a key ambassador for the...Experience in financial markets or investment banking is required; Broker -Dealer experience is a strong plus + Demonstrated experience… more
- Brink's (Springfield Gardens, NY)
- …for its employees.. We have a challenging opportunity for a Shipping Manager . Salary Range: 120k-140k Job Summary:The Shipping Manager is responsible ... Environmental Protection Agency and Food And Drug Administration + Review rates, trace product movement, file entries with Customs;...or equivalent + Must be a US Licensed Customs Broker . + Expert experience in regulatory compliance related to… more
- SMBC (New York, NY)
- …benefits to its employees. **Role Description** SMBC is seeking an experienced Liquidity Audit Manager with a minimum of 7 years' experience in the banking & finance ... industry to work within the Internal Audit Department. The Audit Manager will report to the Risk Stripe Lead and be responsible to design and supervise execution of… more
- CBRE (New York, NY)
- Transaction Manager Job ID 244563 Posted 22-Oct-2025 Role type Full-time Areas of Interest Transaction Management Location(s) New York City - New York - United ... at CBRE. **About the role:** As a CBRE Transaction Manager , you will provide ongoing management of real estate...+ Coordinate the negotiation of sales through a field broker . This includes negotiating leases and lease amendments, monitoring… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Connected Commerce & Consumer & Community Bank Strategy - Internal Audit team. This is your ... role in enhancing our organization's governance and operational excellence! As an Audit Manager on the Connected Commerce & Consumer & Community Bank Strategy -… more
- Wells Fargo (Long Island City, NY)
- **About this role:** Wells Fargo is seeking a Branch Support Manager in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about the career ... various supervisory approvals for the Brokerage Support team including, supervisory review and approval of operational transaction requests including but not limited… more
- Westchester Jewish Community Services (White Plains, NY)
- …Services (WJCS) is seeking a detail-oriented and strategic Finance and Reporting Manager to join our Finance team at our White Plains headquarters. Reporting ... and support CFO with elements of Treasury operations. + Review and update expense allocations across programs, grants, and...senior program and finance staff. + Coordinating with insurance broker on coverage renewals and claims. + Develop policies… more
- Northwell Health (New Hyde Park, NY)
- …metrics to evaluate performance of target initiatives. + Collects data for review and analysis; prepares analysis and reports for management; prepares additional ... focused on driving client performance within operations. + Client & Broker Relationship Management: Exceptional ability to build and maintain strong relationships.… more
- World Insurance Associates, LLC. (Iselin, NJ)
- …of enrollment, benchmarking, financial and utilization data based on financial review standards and make recommendations as appropriate. + Support the renewal ... recommendation. Qualifications + Minimum of 5+ years' experience with mid-large broker experience and self-funded knowledge. + Bachelor's degree in a… more
- RxBenefits (New York, NY)
- …correct and released. Job Responsibilities Include: + Operate as the central project manager for the business on new opportunity prospects, playing a pivotal role in ... specialty networks, fees, plan tier structure, new prospect member size, marketing agreements, broker commissions, and drug utilization. + Be the SME on dozens of… more
- Bank of America (New York, NY)
- …Group (MAG) Financial Advisor (FA) is a fully licensed, non-commission based retail broker position that operates as part of a centralized coverage team that ... account servicing. The Financial Advisor (FA) is a licensed retail broker position that provides investment advice and recommendations to clients. Profiling… more
