- City of New York (New York, NY)
- …the direction of the Director, Investigations and Compliance Unit, the Investigations and Compliance Officer will: - Manage relationships with agency ... non-discrimination training curricula, conducts very time-sensitive high level discrimination complaint investigations when the EEO Officer or agency head is… more
- CUNY (New York, NY)
- Director, Title IX Investigations (HEO) - Office for Diversity and Compliance -REVISED- **POSITION DETAILS** The Office for Diversity and Compliance provides ... and ensuring equitable recruiting processes. Reporting to the Dean of Diversity and Compliance , the Director of Title IX Investigations plays a critical role… more
- City of New York (New York, NY)
- …and building owners. Job Description: Reporting to the First Deputy Commissioner, the Chief Compliance Officer (CCO) will lead the Office of Compliance & ... of ethics and accountability within the agency, helping program areas manage compliance autonomously. The Chief Compliance Officer 's responsibilities will… more
- Westchester Jewish Community Services (White Plains, NY)
- Overview: WJCS is seeking a dedicated and experienced Compliance Officer to join our team. This role oversees the implementation and management of the ... Officer and the Board of Directors, the Compliance Officer plays a key role in...liaison to and is a member of the BOD Compliance Committee. + Coordinating internal investigations of… more
- S&P Global (New York, NY)
- …Officers and the Risk & Internal Controls team globally, the Data & Technology Covering Compliance Officer will be a direct liaison and a point of escalation ... & Technology employees' adherence to S&P Global Ratings' Policies. + Undertake Compliance investigations and reviews as required. + Assist in the development of … more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...Contributes to various reporting requirements and other ad hoc investigations . + Work with Global Advisory team and other… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...Contributes to various reporting requirements and other ad hoc investigations . + Work with Global Advisory team and other… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- Marex (New York, NY)
- …(http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Executive Compliance Officer - Solutions Advisory position will ... activities. This role also involves overseeing trading activities and ensuring compliance with various regulatory reporting requirements. The position will primarily… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... requests. In coordination with Legal, analyze and respond to regulatory enforcement investigations . + Conduct assigned monitoring and compliance processes in… more
- Siebert Williams Shank (New York, NY)
- …and experienced compliance professional to the team led by the Chief Compliance Officer . The selected candidates will be responsible for supporting the ... firm's overall compliance program including developing policies and procedures, communicating all...of OFAC searches * Assist with managing regulatory exams, investigations and inquiries conducted by FINRA, SEC and state… more
- Citigroup (Jersey City, NJ)
- Serves as a senior **_CitiDirect & CitiConnect_** product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- Citigroup (Queens, NY)
- The Compl AML Intel Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... locate and correct code problems. + Gather raw data from prior AML Investigations , subpoenas, and prior escalations to detect trends and "connect the dots" amongst… more
- Citigroup (New York, NY)
- **Job Summary** A Service Officer provides service support to the Citi Private Latin America businesses. Their focus is to ensure that effective client service is ... relationships they build to recognize business growth opportunities. The Service Officer strives to continuously improve all of its end-to-end processes, procedures… more
- WMCHealth (Valhalla, NY)
- Chief of Medical Education Officer /DIO Company: WMC Advanced Physician Services PC City/State: Valhalla, NY Category: Executive/Management Department: Medical ... Center and Mid-Hudson Regional Hospital. Job Summary: Reporting to the Chief Medical Officer , and in working in collaboration with the Chief Operating Officer ,… more
- New York State Civil Service (White Plains, NY)
- NY HELP Yes Agency Labor, Department of Title Investigative Officer 1/Trainee (Public Work Wage)- White Plains (NY HELPS) Occupational Category Enforcement or ... NY Zip Code 10605 Duties Description As an Investigative Officer 1 (Public Work Wage) under supervision of an...setting the prevailing rates;* Inspect payroll records to determine compliance with the law;* Investigate to determine the proper… more
- S&P Global (New York, NY)
- …to key policies and facilitate compliance training programs. + Contribute to compliance investigations and reviews. + Define and execute compliance ... use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global Dow Jones Indices (SPDJI) division.… more
- City of New York (New York, NY)
- Job Description TASK FORCE: Executive JOB TITLE: One (1) EEO Officer CONTROL CODE: EXE-25-01 SUMMARY: The Mayor's Office of Management and Budget (OMB) is the City ... of Equal Employment Opportunity (EEO) is responsible for ensuring compliance with federal, state, and city employment laws, which...of New York's Equal Employment Opportunity Policy. The EEO Officer will report directly to the agency head. The… more
- City of New York (New York, NY)
- …City Campaign Finance Board is seeking a Deputy Chief EEO and DEI Officer to collaborate with the Chief to provide leadership, accountability, and innovative ideas ... implicit bias, cross-cultural communications, and engagement. The Deputy Chief EEO/DEI Officer will supervise EEO/DEI staff and support the agency's accessibility… more
- Citigroup (Queens, NY)
- The Compliance AML Execution Lead Analyst is senior professional responsible for performing risk and compliance reviews in coordination with the broader ... to review, analyze and conduct effective due diligence and investigations on higher risk cases that may be a...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more