- JPMorgan Chase (Jersey City, NJ)
- … Securities Operations , you will be an integral member of the Markets Securities Operations Legal Entity Oversight and Control team. You ... reporting, and maintaining robust controls and facilitating accurate regulatory reporting. Markets Securities Operations is responsible for settlement,… more
- Tradeweb (Jersey City, NJ)
- …department. The ideal candidate will have extensive knowledge of broker dealer operations , securities regulations, and financial reporting standards. You will be ... from Dealerweb management team **Qualifications** + 5+ years of experience in securities accounting and/or broker dealer operations within the financial services… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …training on, and the compliance processes for, various corporate policies, including securities trading and Regulation FD. + providing legal support on ... in a large law firm or in-house setting, with primary emphasis in corporate, securities and capital markets practice. Strong background in corporate and … more
- JPMorgan Chase (New York, NY)
- …scoping and sizing each initiative and responding to feedback and requirements from legal , risk, operations and other key constituencies through the New Business ... drive and oversee various business development initiatives, including product and new market expansion. This position within the DR Group will require interface with… more
- BlackRock (New York, NY)
- …efficient indexing strategies designed to gain broad exposure to the world's capital markets . Our clients can access our investment solutions through a variety of ... and other pooled investment vehicles, and the industry-leading iShares(R) ETFs. BlackRock's Legal and Compliance team works with business teams to develop investment… more
- Citigroup (Jersey City, NJ)
- **Organization Overview:** Markets Operations represents the evolution and transformation of Operations in the Finance Industry which creates a uniqueness ... across our industry. **Team/Position Overview:** Margin & Collateral Optimisation within Markets Operations helps mitigate risk and comply with regulatory… more
- JPMorgan Chase (Brooklyn, NY)
- …agile and versatile in reaching your career potential. As a Project Manager II- Markets Operations Transformation in the Markets Operations ... You will be asked to lead governance routines, work streams and projects across Markets Operations . You will collaborate with various internal teams and business… more
- Citigroup (New York, NY)
- …+ Work with senior-level team members (ECM, Corporate & Investment Banking, Risk, Legal , Operations ) and external partners (Investors, External Counsel) to guide ... The Equity Capital Markets (ECM) Investment Banking Vice President (VP) is...our clients by facilitating capital formation in the equity market . **Responsibilities:** + Assume significant levels of responsibility for… more
- NatWest Markets (Stamford, CT)
- …policy, parental leave and tuition reimbursement. **It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries to provide ... may be assigned as necessary to ensure the proper operations of the department and the business._ **Head of...the strategy for regulatory relations on behalf of NatWest Markets , working closely with US regulators including responding to… more
- CIBC (New York, NY)
- …(eg, Finance and Operations ) to collaborate on control issues; + US Legal to seek interpretive guidance on technical regulatory requirements; and + US regulators ... CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** The US Capital Markets Compliance Analyst is responsible for performing important surveillance… more
- NatWest Markets (Stamford, CT)
- …time off policy, parentalleaveand tuition reimbursement. **It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries to ... duties not listed here may be assigned as necessary to ensure the proper operations of the department and the business._ **Scope of Role:** + Ongoing review and… more
- NatWest Markets (Stamford, CT)
- …policy, parental leave and tuition reimbursement. **It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries to provide ... within the firm and regulators. + Collaborate with internal stakeholders such as legal , business risk management, operations , finance and other control functions… more
- NatWest Markets (Stamford, CT)
- …policy, parental leave and tuition reimbursement. **It is the policy of NatWest Markets Securities Inc. and its parent, affiliates and/or subsidiaries to provide ... may be assigned as necessary to ensure the proper operations of the department and the business._ **Job Description**...are embedded across relevant teams. + Ensure that NatWest Markets ' policies and procedures are in compliance with the… more
- Morgan Stanley (New York, NY)
- …with Municipal Securities and SPG Supervisors and Product COOs, Legal , Compliance, Technology, Operations , Operational Risk Department and other control ... execute innovative transactions in fast-paced and constantly changing global markets . The Fixed Income Division is a market...well as other areas of the broader Firm including Legal , Compliance, Technology, Operations , Finance and Audit.… more
- SMBC (New York, NY)
- …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC Rail Services LLC, ... Department, reporting to the Executive Director and Head of the Technology, Operations and Procurement (TOP) Legal team. **Role Objectives** + Primary… more
- Citigroup (New York, NY)
- **Organization Overview:** Citi Markets Operations is currently at a pivotal point in its evolution and journey to implement a target operating model. We take ... & Commodities Operations . We support an extensive range of Capital Markets products and services including Fixed Income (FX, Rates, Credit, Cash and Derivatives)… more
- TD Bank (New York, NY)
- …finance operations . + Demonstrated ability to adapt to evolving market trends and technologies. + Experience in implementing and integrating new technologies ... seeking a highly experienced Director of Global Trade Finance Operations who is an expert in international and domestic...and development and office management. **Who We Are** TD Securities offers a wide range of capital markets… more
- SMBC (New York, NY)
- …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...for the debt syndicate desk in execution of primary market offerings of fixed income securities as… more
- SMBC (New York, NY)
- …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- SMBC (New York, NY)
- …companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI ... of the markets to assist with funding and cash management operations . Develop a working knowledge of underwriter and rating agency grading components and… more