- Morgan Stanley (Purchase, NY)
- …and various PMO groups and ensure that IT projects are appropriately assessed for risk ratings. Engage the Business Unit Information Security Officer (BUISO) ... committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** * Business Risk and Control Manager, VP* **Location:**… more
- Morgan Stanley (New York, NY)
- …The available position is an Associate or Vice President level position within the Business Control Unit , specifically within the Fixed Income Division and ... including Municipal Securities and Structured Products Group ("SPG"). The Business Control Unit within FID...risk through a comprehensive framework of policy setting, risk identification and control implementation in response… more
- Mizuho Corporate Bank (New York, NY)
- Business Risk & Control - Data... processes. + Escalate incidents and alerts to the appropriate Business Unit or Team Leads when required. + ... Loss Prevention Vice President The Business Risk & Control - Data Loss Prevention team is a 1st Line of Defense (LoD) focused on Information Security.… more
- Citigroup (New York, NY)
- The Business Risk and Control ...for the Finance Federated Chief Data Office (FCDO) Assessment Unit including identification of inherent risk and ... Frequency and Escalation path Satisfaction to Governance Committees (eg, Finance Business Risk and Control Committee, MRM & Senior Committees) +… more
- American Express (New York, NY)
- …Corporate Functions Control Management team within AENB will serve as the business unit Control Management function for several corporate groups ... Express National Bank Headquarters (AENB HQ). The objective of the Corporate Functions Control Management Risk ID, Assessment, and Testing team is to identify,… more
- American Express (New York, NY)
- …PRSA reviews and update assessment criteria to align with regulatory updates) + Lead control monitoring (supplemental to Business Unit (BU) process owners ... better leaders every day. The objective of the USCS Control Management Risk ID & Assessment team...business processes, systems, and platforms, develop and recommend risk mitigation strategies to address these risks, and proactively… more
- Citigroup (Queens, NY)
- …shocks including fat-tailed risks. **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary ... help them achieve their goals. The Investments and Insurance Risk Assessment and Control Design Managing Director...gain senior colleague/ client commitment. + Articulates clearly how risk technology supports unit 's business ,… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business :** Financial Crime Risk Management **Job Description:** The Senior Financial Crime ... risk assessment, internal/external exam support, etc. Department Overview: Financial Crime Risk Management (FCRM) Business Oversight partners with the … more
- Citigroup (Queens, NY)
- …certifications (CFA, FRM) preferred **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary ... The Wealth Management Business Risk & Controls Governance Manager... forum. This role will work closely with our risk management, control , and compliance organization to… more
- TD Bank (New York, NY)
- …Provide primary oversight and challenge the Business in the execution of the Risk and Control Self-Assessments, Quality Control Issues Management and Key ... Iniatives. * Interact with various business partners, control partners and 2nd line risk partners...and participates in knowledge transfer within the team and business unit + Keeps current on emerging… more
- Bank of America (New York, NY)
- …defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. Key responsibilities include ensuring ... and examinations + Engages in activities to provide independent compliance and operational risk oversight of FLU or Control Function (CF) performance and any… more
- Bank of America (New York, NY)
- …defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. Key responsibilities include ensuring ... Engages in activities to provide independent compliance and operational risk oversight of FLU or Control Function...and Options flows focused primarily on AMRS. Working with business & control partners to build uniform… more
- Citigroup (Jersey City, NJ)
- The Senior Business Unit Group Manager is a senior-level position responsible for the overall administrative activities of a business . These tasks may ... business continuity activities or addressing regulatory issues. The Business Unit Group Manager may coordinate and...best-in-class + Maintaining a best-in-class culture of compliance and risk and control , ensuring that the platform… more
- American Express (New York, NY)
- …Corporate Functions Control Management team within AENB will serve as the business unit Control Management function for several corporate groups ... Bank Headquarters (AENB HQ). The objective of the AENB Control Management Risk ID, Assessment, Testing and...business process owners). + Facilitate BUs in their risk assessments performance (eg, Process Self Risk … more
- City National Bank (New York, NY)
- *SENIOR BUSINESS CONTROL MANAGER - CAPITAL MARKETS*...to business and operational activities throughout the Business Unit . * Manage the team and ... WHAT IS THE OPPORTUNITY? The Senior Business Control Manager will report...monitoring of controls, processes, and procedures, that ensure the Business Unit complies with laws, regulations, regulatory… more
- SMBC (New York, NY)
- …America, Inc. middle/back office Business Control Officer is a business -aligned change agent and risk management individual contributor. The BCO provides ... and control design, ensures effective assessment of risk across the transaction lifecycle, and supports Business... risk across the transaction lifecycle, and supports Business Unit interaction with 2nd LoD functions… more
- Bank of America (Jersey City, NJ)
- …defense compliance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. Key responsibilities include ensuring ... and operational risk oversight of Front Line Unit or Control Function performance and any...skills especially as it relates to cross department and business unit function collaboration. + Provide subject… more
- Citigroup (Jersey City, NJ)
- …to assess the design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues and any violations of laws or ... for the global Volker Independent Testing Program, Swap Dealer Program and Counterparty Risk and Trading business within Markets business and legal… more
- CIBC (New York, NY)
- … Risk Assessment, you'll facilitate the CIRA reviews with relevant Strategic Business Unit Committees, while providing escalation to the US CIRA Committee ... CIRA Applicability Forms are completed and reviewed by Operational Risk Management and/or other applicable Control Groups...candidate may be eligible to participate in the relevant business unit 's incentive compensation plan, which may… more
- Bank of America (New York, NY)
- …trade surveillance and operational risk oversight for a Front Line Unit , Control Function, and/or Third Parties. Key responsibilities include ensuring ... and examinations + Engages in activities to provide independent compliance and operational risk oversight of FLU or Control Function (CF) performance and any… more