• Securities Services - Client

    JPMorgan Chase (Brooklyn, NY)
    We are searching for a Client Solutions Manager to join our team! Client Solutions Managers are responsible for the project management of new and ... incremental client business to the Securities Services organization...Services organization within JPMorgan's Corporate Investment Bank. As a Client Solutions Manager you will… more
    JPMorgan Chase (07/25/24)
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  • Head of North America Securities Finance…

    Broadridge Financial Solutions (Newark, NJ)
    …the way, come join the Broadridge team. The Head of North America Securities Finance Product Services will be responsible for developing the strategic direction and ... business development initiatives for our Securities Finance business. This role is pivotal in driving...Management Leadership Team and report directly to the General Manager . Job Description In this role, youll collaborate with… more
    Broadridge Financial Solutions (07/19/24)
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  • Corporate & Investment Bank Securities

    JPMorgan Chase (New York, NY)
    …after which we will work with you to identify a permanent role within Securities Services. **Job responsibilities** + Develop solutions and drive change in ... that offers the opportunity to develop a comprehensive, end-to-end knowledge of the Securities Services business. You will spend your summer in one of our key… more
    JPMorgan Chase (07/03/24)
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  • Head of Securities Operations

    SMBC (New York, NY)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The… more
    SMBC (06/19/24)
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  • AVP, Product Manager ( Securities

    Citigroup (New York, NY)
    …lines, both Hub and Domestic. Citi provides settlement, custody and asset servicing solutions to investor clients through a global network of sub custodians. The ... Business Requirements Documentation defining core product functionality based on client demand, market/regulatory requirement or long-term strategic objectives +… more
    Citigroup (08/10/24)
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  • Securities Services - Product Vice…

    JPMorgan Chase (New York, NY)
    …and identify key challenges and opportunities related to tactical and strategic billing solutions . + Coordinate with client facing and product stakeholders to ... function team is focused on performing front-to-back reviews of Securities Services products and operations with the aim of...the team are expected to coordinate closely with operations, client services and technology to construct a plan of… more
    JPMorgan Chase (07/10/24)
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  • Vice President, Regulatory Exam Management, TD…

    TD Bank (New York, NY)
    …Years of related experience **Preferred Qualifications:** + Seven or more years securities compliance or related securities experience required. + JD desirable ... organizational, leadership and communication (oral and written) skills. + Client service skills - the candidate must demonstrate the...in Word, Excel and PowerPoint **Who We Are** TD Securities offers a wide range of capital markets products… more
    TD Bank (07/27/24)
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  • Director, Global Counterparty Credit, TD…

    TD Bank (New York, NY)
    …for the assigned Borrowers are accurate. Furthermore, conducts market, industry, and client research in support of the ongoing risk assessment process. **Depth & ... risk rating assessment, where applicable. + Monitors market and client developments to ensure client risk ratings...+ 7-10 years related experience **Who We Are** TD Securities offers a wide range of capital markets products… more
    TD Bank (09/06/24)
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  • Director - Compliance Monitoring and Testing…

    TD Bank (New York, NY)
    …interpersonal, organizational, leadership and communication (oral and written) skills. + Client service skills - the candidate must demonstrate the judgment and ... in Word, Excel and PowerPoint **Who We Are** TD Securities offers a wide range of capital markets products...access to global markets, and delivering integrated transaction banking solutions . In 2023, we acquired Cowen Inc., offering our… more
    TD Bank (07/13/24)
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  • Private Client Relationship Manager

    TD Bank (White Plains, NY)
    …details for this role. **Line of Business:** TD Wealth **Job Description:** The Private Client Relationship Manager II (RM) is a high-touch point of client ... clients in the high net worth segment. The Private Client Relationship Manager II will serve as... solutions (via partner referrals) and complex credit solutions for client and their businesses. In… more
    TD Bank (08/06/24)
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  • Regional Sales Manager -Private…

    TD Bank (New York, NY)
    …for this role. **Line of Business:** TD Wealth **Job Description:** The Regional Sales Manager - Private Client (RSM) is responsible for the direct management of ... and the delivery of HNW deposit, lending and investment solutions . The RSM will implementing plans and programs that...instruction to help the RM and IA teams grow client relationships, client balances, revenue and take… more
    TD Bank (08/20/24)
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  • Fund Services - Hedge Fund/PE Client Facing…

    Morgan Stanley (Purchase, NY)
    …York, London, Hong Kong, Dublin, Glasgow, Bangalore and Mumbai. We are seeking a client facing Account Manager for our NYC and Purchase, NY office. *Principal ... (M/F/Disability/Vet). **Job:** **Fund Services* **Title:** *Fund Services - Hedge Fund/PE Client Facing Account Manager * **Location:** *New York-Purchase*… more
    Morgan Stanley (06/12/24)
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  • Associate Control Manager - Client

    JPMorgan Chase (Brooklyn, NY)
    …controls and utilizing cutting-edge data tools for better decision-making. As a Client Account Services (CAS) Control Manager on the Operations Control ... (OCM) team plays a crucial role in ensuring operational excellence within Securities Services Operations (SSO) and Network Management (NM) by implementing proactive… more
    JPMorgan Chase (08/23/24)
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  • Compliance Manager , Disclosure Management…

    Raymond James Financial, Inc. (New York, NY)
    …level of latitude for un-reviewed actions or decisions. Provides comprehensive solutions to vastly complex problems. Maintains extensive contact with internal ... process. * Evaluates regulatory disclosure obligations and identifies corresponding client disclosures. * Provides support to business, compliance, and legal… more
    Raymond James Financial, Inc. (08/24/24)
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  • FID, Electronic Trading Risk Manager

    Morgan Stanley (New York, NY)
    …across a broad range of commodities markets, with expertise in areas including client risk management, financing solutions and investor products Sales & Trading ... financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve… more
    Morgan Stanley (08/02/24)
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  • Regulatory Specialist, Client Onboarding…

    Morgan Stanley (New York, NY)
    …financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. The Firm's employees serve ... *_ _* *_Position Summary:_* We are seeking a talented and motivated digital product manager to join the Morgan Stanley Wealth Management Platforms team. As a product… more
    Morgan Stanley (09/04/24)
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  • Compliance Surveillance Director, Client

    Citigroup (Jersey City, NJ)
    Serves as a compliance risk manager for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and oversight ... matters and liaising with external organizations including banking and securities regulators and industry associations and advocacy organizations + Overseeing… more
    Citigroup (08/24/24)
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  • Travel Manager - Vice President

    SMBC (Jersey City, NJ)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The… more
    SMBC (08/15/24)
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  • VP, Business Manager -Credit Trading

    MUFG (New York, NY)
    …the globe, we're 120,000 colleagues, striving to make a difference for every client , organization, and community we serve. We stand for our values, building ... selected colleague will work at an MUFG office or client sites four days per week and work remotely...will provide more details. **Job Summary** : The Business Manager - VP will, together with existing Business Management… more
    MUFG (08/17/24)
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  • Tax Manager - Financial Svcs - Banking…

    Deloitte (New York, NY)
    …profiles. Business Tax subject matter experts and industry specialists provide services and solutions relevant to our client 's business. Our team will assist ... services to large global and dynamic midsize banking and securities clients? If you answered "Yes" to any of...Tax Services practice! What You'll Do As a Tax Manager within the Financial Services arm of our Business… more
    Deloitte (08/08/24)
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