- American Express (New York, NY)
- …and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology , operational risk , financial accounting, ... and technologies. **About the Role:** The Audit Manager, Enterprise Risk Management (ERM) and Operational Risk...audit work to evaluate the effectiveness of controls in compliance with ERM and ORM regulatory requirements, and bank… more
- Bank of America (Jersey City, NJ)
- …basis. Work with other groups as needed, including Middle Office, Sales and Trading, Technology , Compliance , Operational Risk , and Enterprise Capital ... across all risk categories including credit, market, liquidity, strategic, operational , reputational and compliance . The ideal candidate will be responsible… more
- American Express (New York, NY)
- …and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology , operational risk , financial accounting, ... Audit Manager who is passionate about our Chief Technology Office (CTO) and technology risk...multiple projects concurrently delivering high quality work products, in compliance with internal audit standards and regulatory expectations. +… more
- American Express (New York, NY)
- …and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology , operational risk , financial accounting, ... class internal audit function that: + Provides data-driven and technology -enabled assurance + Delivers timely risk insights...in accounting or finance related field; + Background in Compliance + Experience and understanding of Privacy risk… more
- American Express (New York, NY)
- …and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology , operational risk , financial accounting, ... be a world class internal audit function that: + Provides data-driven and technology -enabled assurance + Delivers timely risk insights that are business-aware… more
- American Express (New York, NY)
- …and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology , operational risk , financial accounting, ... areas (including integrated audits that consider financial, operational , compliance and technology risk ) + Document processes under review (including … more
- Bank of America (New York, NY)
- Compliance and Operational Risk Manager-...experience in Compliance and Operational Risk , Market Risk , Technology , or Product ... job is responsible for executing second line of defense compliance and operational risk oversight...electronically traded flow. . In coordination with the Business, technology and control partners establish and/or validate that oversight… more
- American Express (New York, NY)
- …and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology , operational risk , financial accounting, ... is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the company… more
- American Express (New York, NY)
- …and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology , operational risk , financial accounting, ... is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the company… more
- American Express (New York, NY)
- …and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology , operational risk , financial accounting, ... is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the company… more
- Morgan Stanley (New York, NY)
- …Municipal Securities and SPG Supervisors and Product COOs, Legal, Compliance , Technology , Operations, Operational Risk Department and other control ... as other areas of the broader Firm including Legal, Compliance , Technology , Operations, Finance and Audit. The...structures . Coordinating the New Product Approval process . Operational risk incident collection and reporting .… more
- American Express (New York, NY)
- …and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology , operational risk , financial accounting, ... is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the company… more
- American Express (New York, NY)
- …and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology , operational risk , financial accounting, ... is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the company… more
- American Express (New York, NY)
- …and risk professionals have diverse backgrounds including internal controls, consumer compliance , technology , operational risk , financial accounting, ... is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the company… more
- JPMorgan Chase (New York, NY)
- …structure, adhering to sustainable best practices in compliance with JPMC technology , operational risk , and relevant regulations. Collaborating with ... capabilities and skills** + 6+ years of experience in product management, technology governance, risk management, or compliance within regulated… more
- Bank of America (Jersey City, NJ)
- Compliance & Operational Risk ...of functional groups, including Compliance and Operations Risk group, Global Technology and operations and ... **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer...Cross-collaboration with all teams involved in Trade Surveillance from Technology to all regional execution teams to deliver on… more
- Citigroup (New York, NY)
- …regulatory milestones and deliverables + Governance and oversight may include (not limited to) technology operational risk , risk for example. + Execution ... Data and Technology . This position will support Operational Risk Management's (ORM) Data and ...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 **The Team:** The Technology Risk & Compliance Officer will work closely with the Ratings ... . The role will be a point of escalation contact for matters related to technology risk and compliance with policies. **The Impact:** The successful… more
- City National Bank (New York, NY)
- …banking environment * Minimum 10 years of experience in risk management, operational risk management, compliance , or audit functions in the financial ... *MANAGER OPERATIONAL RISK MANAGEMENT OVERSIGHT* WHAT IS...risk profile such as information security, resiliency, privacy, technology , compliance , fraud, business continuity, third party,… more
- Morgan Stanley (Purchase, NY)
- …and escalation of the various risk frameworks (eg Issues/Action Plans, Operational Risk Incidents, Metrics, Reporting, Risk Assessments) and ensuring ... in execution of key initiatives and projects while ensure compliance with US Banks risk management policies...risk management practices in support of the Banks Operational Risk frameworks, including Risk … more