- Fidelity TalentSource LLC (New York, NY)
- Job Description:RoleAs a Senior Associate, you will help to provide H&W clients a different perspective by offering comprehensive solutions. These services can ... involve a variety of topics including but not limited to plan design, compliance and reporting services, pricing and employee contribution settings or retiree health… more
- Capgemini Government Solutions (New York, NY)
- …service level agreements and performance targets are met, and continued compliance with policies, standards and guidelines. Must have experience implementing shared ... working with application monitoring systems, AIOps monitoring solutions, and security and compliance solutions Active or prior clearance for at least a Public Trust… more
- Creative Financial Staffing (New York, NY)
- …clients" Responsibilities of the Controller will include: Developing internal control guidelines, policies and procedures for budget accounting,cash and credit ... and directing budgeting, procurement, investment activities, and financial Ensuring compliance with state and federal regulatory requirements and professional… more
- Fidelity TalentSource LLC (Jersey City, NJ)
- …investment funds, and digital assets. The Expectations for this RoleAdvise new product, business and senior leadership on operational risks and risk mitigation ... Job Description: Sr . Manager, Brokerage Risk The Brokerage Risk team...strategies. Support business units to build a robust control … more
- Citigroup (Jersey City, NJ)
- …audit, external audit and regulatory requests. **Job Family Group:** Compliance and Control **Job Family:** Business Control **Time Type:** Full time ... implementation, and oversight for controls and solutions supporting Surveillance, Employee Compliance and Control Room teams, designed to detect behaviors… more
- SMBC (New York, NY)
- …of sensitive confidential business information by SMBC personnel through the Compliance Control Room. It administers the SMBC Employee Investment Policy, ... risks and issues to SMBC and the Global Compliance Senior Management. Additionally, the SMBC ...a variety of groups, including, but not limited to: Compliance Advisors, Business Control Officers,… more
- Bank of America (New York, NY)
- Sr Business Control Specialist...Risk management, Process improvement, Compliance , Front line control role, or similar business control ... internal control discipline and operational excellence within a Line of Business (LOB) or Enterprise Control Function (ECF). Key responsibilities include… more
- Citigroup (New York, NY)
- …a global technology organization with a $350MM+ IT spend in financial, staffing and compliance control . The Business manager will liaise with the project ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- Citigroup (Queens, NY)
- The Business Risk and Control Sr Group Manager manages multiple teams through other managers. In-depth understanding of how own sub-function contributes to ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr ...Governance Committees (eg, Finance Business Risk and Control Committee, MRM & Senior Committees) + Manage ... is focused on Implementing coverage of Data / IT Compliance capabilities to drive data quality control ...business , products or services to identify and implement control points and processes throughout the business … more
- Institute of Electrical and Electronics Engineers (New York, NY)
- Temporary - Sr Paralegal Corporate Compliance - 230247 : N/A Description Job Summary The Temporary Sr Paralegal Corporate Compliance Paralegal supports ... includes managing IEEE's significant international corporate registration program. The Temporary Sr . Paralegal Corporate Compliance will report to the Deputy… more
- Bank of America (New York, NY)
- …IC proactively manages the relationship with external consultants, front line unit (FLU) / Control Function (CF) Compliance and Operational Risk groups. This role ... expert in his or her area of expertise for Compliance and Operational Risk. The Sr Trade...identification of themes and trends at the front-line unit, control function and enterprise level. The Sr … more
- J&J Family of Companies (New Brunswick, NJ)
- …system exposure that we risk towards the end of this decade. The Finance Compliance Sr analyst is supporting the run state of the digital transformation ... IM Transcend Sr . Analyst Compliance (1 of 2)...Learn more at https://www.jnj.com/. Pharm Transcend is a global business transformation program that will modernize our foundational transactional… more
- Citigroup (New York, NY)
- …the extent required by, and in accordance with the Governance, Risk & Compliance & Manager's Control Assessment Central Procedures. + Responsible for providing ... status to appropriate Governance and Management Committees on CDGP Compliance + Execute Data Quality Control Assessment (DQCA) from Trade Capture to Reporting… more
- JPMorgan Chase (New York, NY)
- …problems and apply it to tasks such as natural language processing (NLP), speech recognition and analytics, time-series predictions or recommendation systems + ... research experience in the field. + Solid background in NLP or speech recognition and analytics, personalization/recommendation and hands-on experience and solid… more
- PSEG (Newark, NJ)
- …time. **Job Responsibilities** Job Responsibilities * Build and maintain relationships with senior business leaders and their respective teams on best ... leveraging analytics and external research and share insights with senior business and HR leaders. **Job Specific...you must complete a 10 CFR Part 810 Export Control Compliance Nationality Request Form, a copy… more
- Citigroup (New York, NY)
- …industry practices environment; provide up-to-date knowledge and expertise relevant to AML compliance and senior leaders.** **Liaise with US and foreign ... Business Risk Committee (GBRC) and participate in Business and Compliance committees or working groups...operating under pressure or significant stress **Job Family Group:** Compliance and Control **Job Family:** AML … more
- Citigroup (New York, NY)
- …policies, and partners with functions that cover Information Security, Continuity of Business , Fraud, Data, Compliance , AML, and Records Management, along with ... implementation of other regulatory changes through diligence across the business on compliance with regulatory changes *...degree preferred. **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full… more
- Citigroup (New York, NY)
- …Risk processes. Qualifications: + 10+ years relevant experience in risk and control , regulatory, audit or compliance related disciplines; experience in ... Operations and Systems, Information Security Standards, Vendor/Outsourcing Management, Manager's Control Assessment (MCA), Legal and Regulatory Compliance . +… more
- Citigroup (Jersey City, NJ)
- Serves as a senior function/ business /product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for reviewing ... on the programs. + Serving as a subject matter expert on Citi's Compliance programs. Provides expert guidance on function/ business /product regulations on a… more
