- Eclaro (Long Island City, NY)
- …Qualifications: Minimum 5-7 years of internal audit or front office business control or compliance or risk management experience covering the corporate ... Investment Banking Business within an organization (GCIB) Experience with risk and control identification and assessment Experience with stakeholder… more
- Eclaro (Long Island City, NY)
- …improve the control environment. Required Qualifications: Minimum 6-7+ years of Audit, Risk , Business Control , Compliance , Finance, or other relevant ... and executing on the audit strategy for Lines of Business (LOBs). Key responsibilities include driving risk -based...by defining scope and test procedures to evaluate the control environment in conformance with audit policies, assessing issues… more
- Eclaro (Long Island City, NY)
- …(tier 1 investment bank preferred) Minimum 8-10 years of internal audit, front office business control or compliance experience in financial services Minimum ... and executing on the audit strategy for Lines of Business (LOBs). Key responsibilities include driving risk -based...by defining scope and test procedures to evaluate the control environment in conformance with audit policies, assessing issues… more
- Eclaro (Sayreville, NJ)
- …procedures. Negotiation skills Planning and anticipation, demonstrates professionalism in all business settings and shows ability to control emotions, ... with our internal stakeholders and external partners to address the top business priorities, optimize the supply of these services and address cost reduction… more
- Citigroup (New York, NY)
- The Business Risk and Control ...requirements and support sound operational and compliance risk management. + Apply knowledge of the business ... process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy...**Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time… more
- JPMorgan Chase (Jersey City, NJ)
- …and NBIA process + Collaborate with GFCC Advisors, Line of Business Leads, CCOR Compliance , Risk , Legal Partners, Control Leads within the PSCM, SPAA and ... status quo and striving to be best-in-class. As a Compliance Risk Officer - Senior Associate on...the Consumer and Community Banking (CCB) Global Financial Crimes Compliance (GFCC) team,you will be support New Business… more
- American Express (New York, NY)
- …lead the way together. ** Business Unit/Role Specific Info:** The Global Risk & Compliance Organization ("GRC") independently oversee the company's risk ... the overall risk management framework while ensuring legal and regulatory compliance . We are passionate about our commitment to drive the company's goals of… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr...requirements and support sound operational and compliance risk management. + Apply knowledge of the business , ... process (QA). + Support and contribute to Operational and Compliance Risk in accordance with established Policy...**Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time… more
- Morgan Stanley (Purchase, NY)
- …committed to diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** * Business Risk and Control Manager, VP* **Location:** ... business units to ensure continued adherence to the risk and control framework and provideongoing ...and are operating effectively in preparation for all audits, compliance exams, and regulatory inquiries. * . * Risk… more
- Citigroup (New York, NY)
- …degree, Master's degree preferred **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary ... + Keep the Business aware of the risk and control environment of the ...a robust Manager's Control Assessment (MCA) in compliance with the Citi Operational Risk Policy.… more
- Citigroup (New York, NY)
- ** Risk Analytics Business Risk and Control Group Manager - C14** **Organization Overview:** Citi Markets Operations is currently at a pivotal point in ... range of internal stakeholders including Sales and Trading Desks, Compliance , Legal, Finance and HR; alongside having significant interaction...and products. **Job Purpose:** The ** Risk Analytics Business Risk and Control Group… more
- Morgan Stanley (Purchase, NY)
- …and other Morgan Stanley sponsored benefit programs. **Job:** **Wealth Management* **Title:** * Business Control Unit Risk Officer* **Location:** *New ... BCU engages in risk analysis of process, control or business model changes and active...to, policies and procedure reviews, managing internal audit and compliance exams, incident and escalation reporting, lessons learned reviews,… more
- Morgan Stanley (Purchase, NY)
- …Retirement Plans, Financial Wellness, Marketing, and Reinvestment. *Position Summary* The Client Segment Risk (CSR) Business Control Unit (BCU) Team is a ... Employee Conduct Risk & Wealth Management Administration Business Control Unit - Assistant Vice President...with second- and third-line control functions (Legal, Compliance , Audit, and Operational Risk Department) on… more
- Citigroup (New York, NY)
- The Business Risk and Control ...for resolution. + Support in dealing with Operational and Compliance Risk in accordance with established Policy ... degree, Master's degree preferred. **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary… more
- Citigroup (New York, NY)
- The Business Risk and Control Sr...is focused on Implementing coverage of Data / IT Compliance capabilities to drive data quality control obligations ... Compliance and Quality controls. **Responsibilities** + Drive compliance with Citi Data Control Standard through...and Escalation path Satisfaction to Governance Committees (eg, Finance Business Risk and Control Committee,… more
- Citigroup (Jersey City, NJ)
- The Business Risk and Control Sr...of a process (QA). + Assist management in exercising control over Operational and Compliance Risk ... requirements and support sound operational and compliance risk management. + Apply knowledge of the business...**Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time… more
- Citigroup (Queens, NY)
- …shocks including fat-tailed risks. **Job Family Group:** Risk Management **Job Family:** Business Risk & Control **Time Type:** Full time **Primary ... help them achieve their goals. The Investments and Insurance Risk Assessment and Control Design Managing Director...leaders across Wealth. + Support enhancements to the Material Risk Inventory process for operational, compliance and… more
- NatWest Markets (Stamford, CT)
- …looking for someone with a technical and risk mindset to advise business leads to continually refine our control environment within electronic trading + ... Control and supporting the global Director of Algorithmic Risk Control , you will have full ownership...reviews of control design specifications + Perform control effectiveness assurance + Collaborate with business … more
- American Express (New York, NY)
- …Functions Control Management team within AENB will serve as the business unit Control Management function for several corporate groups including Corporate ... (CA&C); Colleague Experience Group (CEG), General Counsel's Organization (GCO); Global Risk & Compliance (GRC); Enterprise Strategy (ES); and American… more
- Bank of America (New York, NY)
- …is responsible for executing second line of defense compliance and operational risk oversight for a Front Line Unit, Control Function, and/or Third Parties. ... activities to provide independent compliance and operational risk oversight of FLU or Control Function...and Options flows focused primarily on AMRS. Working with business & control partners to build uniform… more
