- Citigroup (Jersey City, NJ)
- Serves as a function/business/ product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** Jersey City… more
- Citigroup (New York, NY)
- Serves as an Electronic Trading (ET) product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- Citigroup (New York, NY)
- …and unparalleled access to capital and liquidity. **The Role:** This is a Vice President position within Independent Compliance Risk Management (ICRM) ... leading and managing business execution activities, supporting the Chief Compliance Officer and the Senior Leadership team...Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full… more
- Bank of America (New York, NY)
- Vice President - Global Markets Credit Commodities Credit Officer Charlotte, North Carolina;New York, New York **Job Description:** At Bank of America, we ... ("GMC") group within the Enterprise Credit organization. Responsibilities: * Within GMC, the Vice President will assist with the credit underwriting and ongoing… more
- Citigroup (New York, NY)
- Serves as a Markets product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, ... **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- MUFG (New York, NY)
- …with Corporate Banking/Financial Institutions/Investment Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control, AML Advisory and ... other stakeholders + Partner with Relationship Managers/ Product Groups to enable more enriched discussions... Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from… more
- MUFG (New York, NY)
- …engaging and closely collaborating with Corporate Banking clients, Relationship Managers, Product Groups, Onboarding Unit, Quality Control, AML Advisory and other ... stakeholders + Partner with Relationship Managers/ Product Groups to enable more enriched... Groups to enable more enriched discussions on risk/AML/Sanctions compliance issues, while managing the progress of KYCs from… more
- SMBC (New York, NY)
- …, Underwriting, Risk Management, Compliance , IT Risk and Training committees. The Compliance Advisory Vice President role assists in managing a coverage ... Inc. serves as a regulatory advisory function to the President and is responsible for overseeing the management of...compliance risk and is represented by the Chief Compliance Officer as either a member or… more
- JPMorgan Chase (Brooklyn, NY)
- …outside the box, challenging the status quo, and striving to be best-in-class. As a Vice President in the Risk Controllers - Firmwide Allowance Lead team within ... Compliance and the Office of the Chief Financial Officer to facilitate informed decision-making. We are looking for...facilitate informed decision-making. We are looking for a motivated Vice President to join the Allowance Controllers… more
- JPMorgan Chase (New York, NY)
- …of risks inherent in the global institutional businesses. **Job summary** As a Vice President in Asset Management Risk within the Investment Risk Alternatives ... and clear direction on key principles, and proactively managing risks. The Chief Risk Officer of Asset Wealth Management (AWM CRO) reports directly to the firm wide… more
- MUFG (New York, NY)
- …customers** + Responsible for the management of a portfolio as a credit officer + Perform due diligence and regularly scheduled reviews + Analyze credit risk ... and directly to various related parties throughout the bank, business line, product groups and credit divisions + Maintain direct communication with assigned… more
- MUFG (New York, NY)
- …Responsible for the management of the Media & Telecom portfolio as a credit officer + Analyze credit risk of the designated portfolio, determine accurate ratings and ... and directly to various related parties throughout the bank, business line, product groups and credit divisions + Perform due diligence and regularly scheduled… more
- Citigroup (New York, NY)
- …Institutional Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP ** **Description** Citi's Commercial ... the ICM CCR Funds UW Team and will based in NYC. The Funds UW Credit Officer facilitates the end-to-end lending process and is essential for the delivery of a wide… more
- Citigroup (New York, NY)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, ... firm's risk appetite and protects the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM… more
- Morgan Stanley (Purchase, NY)
- …sponsored benefit programs **Job:** **Wealth Management* **Title:** *International Business Officer - VP * **Location:** *New York-Purchase* **Requisition ID:** ... $500 billion in assets under advisement, is seeking an*International Business Officer .*This person will report to Morgan Stanley's Head of Institutional … more
- Citigroup (Queens, NY)
- …provides a global focus for risk management strategy and execution oversight, compliance with Citi Policies and Regulatory requirements, and driving strong risk ... & International Retail Risk Management. The USPB Risk Reporting VP role is responsible for global and independent risk...2nd lines of defense (LOD) senior risk managers, USPB Product Heads and specialized subject matter experts (SMEs) in… more
- Morgan Stanley (New York, NY)
- …Stanley's various businesses and its senior management team. Job Description Summary As a Vice President , you will report to the Global Head of Market Risk ... other resource consumption > Strategic Partner with various Finance groups ie Product Line Controllers, Legal Entity Controllers, Treasury, Compliance , Risk and… more
- Raymond James Financial, Inc. (New York, NY)
- **Description** **Job Summary** The Senior Vice President , Chief Risk Officer for the Capital Markets business reports to the Chief Risk Officer of ... essential risk context. * Reports risk-related data including risk exposure, compliance to risk policies, and effectiveness of current risk management strategies… more
- the Vitamin Shoppe (Secaucus, NJ)
- …the work of outside counsel. **Responsibilities** 1. **Serve as the Company's Compliance Officer ** , monitor case law, regulatory matters, proposed legislation ... guidance and leadership, in partnership with the Chief People Officer , on all Federal and State labor law policies...and Regulatory Affairs on regulatory issues related to both product and procedures, including label safety, use of third… more
- Citigroup (New York, NY)
- Serves as a risk officer for the Client organization's Exam Management and Regulatory Liaison Office responsible for the promotion, support, monitoring and reporting ... and managing supervisory examinations, globally. **Responsibilities:** + Engage with the Client product and function coverage teams, in order to partner to develop… more