- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... Global Surveillance platform encompasses a number of surveillance related portfolios including trade surveillance...and across the NAM and LATAM clusters for the Surveillance Employee Licensing Compliance (SELC) team. +… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Trade Surveillance team responsible for the design, ... Global Surveillance platform encompasses a number of surveillance related portfolios including trade surveillance...duties may be assigned as required. **Job Family Group:** Compliance and Control **Job Family:** Surveillance **Time… more
- Citigroup (Jersey City, NJ)
- …Employee Compliance program encompasses a number of portfolios including trade surveillance , e-communications and voice surveillance , employee personal ... Serves as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)'s Surveillance and… more
- Tradeweb (New York, NY)
- Tradeweb Compliance is looking for a junior to mid-level compliance officer to support our core compliance functions across our regulated entities ... have a reporting line to a supportive and experienced compliance officer based in New York. You...compliance program such as, Personal Account Dealings, Training, Surveillance and monthly reporting to senior management. Depending on… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... perform tasks and assignments in the fields of Cyber security Awareness, Governance, Compliance , and other relevant and required duties for the Cyber security… more
- City of New York (New York, NY)
- …with assigned Special Officer to ensure that all reports are in compliance with required trainings. **IMPORTANT NOTES TO ALL CANDIDATES: Please note: If you are ... Open to candidates who are permanent in the Civil Service title of Special Officer and will therefore be eligible to take the promotional exam for Supervising… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... JOB DESCRIPTION: The Division of Finance, Bureau of the Agency Chief Contracting Officer is seeking to hire an exceptional procurement professional who is highly… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... conferences, and coordinating waiver requests. Manage the process of ensuring compliance with M/WBE Utilization Goals in Contracts. Develop and implement a… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... or contracts, responding to changes requested by third parties to ensure compliance and data protection. Develop and implement efficient processes for risk… more
- Bank of America (New York, NY)
- …Summary** The Swap and Security-Based Swap (SBS) Enterprise Area of Coverage (EAC) Global Compliance & Operational Risk (GCOR) Officer is a subject matter expert ... Dodd Frank EAC Compliance and Operational Risk Executive New York, New...swap and SBS dealer requirements. The EAC GCOR Risk Officer will advise on processes, controls, laws, rules and… more
- Capital One (New York, NY)
- …Advisor Senior Manager will report directly to the Commercial Broker Dealer Chief Compliance Officer . This role will support three institutional FINRA registered ... Senior Manager will work independently from the CBD Chief Compliance Officer to interact with and advise...investment banking and mergers and acquisitions. + Experience with trade surveillance of fixed income (asset backed… more
- CIBC (New York, NY)
- …please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Senior US Equity Derivatives Compliance Officer is responsible for: 1) administering CIBC's ... the time of your interview. How You'll Succeed The Senior US Equity Derivatives Compliance Officer is primarily accountable for: + Overseeing the design and… more
- Scotiabank (New York, NY)
- …Internal Control governance framework is preferred including understanding of Supervision, Surveillance & Monitoring, Trade Floor Supervision, Risk and Control ... presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world. Global Banking &… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... health outcomes. The Office of the Agency Chief Contracting Officer (ACCO) within the Division of Finance is seeking...P-Card. - Monitoring P-Card transactions daily to ensure users' compliance with agency and City P-Card policies. - Contacting… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... of city legislation related to areas of focus - Advise and assist Chief Medical Officer and other agency executives on areas of focus - Lead efforts to seek and… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... the strategic plan and vision of the Chief Medical Officer . Our mission is to apply policy, evidence, and...Aging (DFTA), and Community based Organizations. To ensure full compliance of these partnerships we are seeking a Community… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... inspection, construction, demolition and/or alteration of premises to ensure compliance with contracts, drawings, specifications, codes, resolutions, statutes, rules… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... inspection, construction, demolition and/or alteration of premises to ensure compliance with contracts, drawings, specifications, codes, resolutions, statutes, rules… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... process. - Review documentation, including proposals, and reports to ensure compliance with contract protocols relevant to Federal, State and City guidelines.… more