- BlackRock (New York, NY)
- …a premier provider of global investment management, risk management and advisory services to institutional, intermediary and individual investors around the world. ... for leading Global Trading's strategic response to commercial, regulatory and technology driven changes in capital markets. The team engages externally with… more
- American Express (New York, NY)
- …and enhance organizational value by providing independent, objective, risk-based assurance, advisory services and to influence the way the company manages risk. ... professionals have diverse backgrounds including internal controls, consumer compliance, technology , operational risk, financial accounting, data analytics, and banking… more
- JPMorgan Chase (New York, NY)
- …legal & compliance, staffing, financing/counterparty arrangements and information technology /cybersecurity + Helping drive the firm's perspective on hedge ... ODD role at a hedge fund/private credit investment or advisory organization + Undergraduate degree from an accredited institution...managers (typically senior level non-investment staff - COO, CFO, Head of Ops, CCO) and develop and maintain strong… more
- Mizuho Corporate Bank (New York, NY)
- …management and talent development. Job Description Under the direction of the Director , execute a robust audit program including leading the timely execution of ... financial services operations, finance, liquidity, compliance, conduct, financial crime, technology , credit risk, market risk, regulatory reporting, know your… more
- S&P Global (New York, NY)
- …(for internal use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global Dow Jones Indices (SPDJI) ... division. As a Compliance Director , you'll play a pivotal role in our global...best practices. This role will report directly to the Head of Compliance, SPDJI. **Responsibilities and Impact:** + Collaborate… more
- Morgan Stanley (Purchase, NY)
- …Management's Legal and Compliance Division is seeking to hire an Executive Director or Vice President (commensurate with experience) to provide legal coverage for ... team of seven capital markets lawyers reporting to the head of the Capital Markets legal team. The Capital...will be a member of a broader group of advisory attorneys servicing MSWM's products and services, and the… more
- SMBC (Jersey City, NJ)
- …team") within the Compliance Department Americas Division ("CPAD"), reporting to the Executive Director , Head of Risk and Control Assessment. As a Compliance ... action plans to address identified control gaps. + Assist Head of Risk and Control Assessment and CRA Program...activities. + Learn how to utilize newly implemented CRA technology solution and provide training to subject matter experts… more
- CBRE (New York, NY)
- …aims, objectives, and targets, in alignment with the client's HSE Lead and CBRE's Head of HSE and HSE Director , Property Management. *Oversee delivery of the ... and Environmental Senior Manager Job ID 198006 Posted 18-Dec-2024 Service line Advisory Segment Role type Full-time Areas of Interest Property Management Location(s)… more
- Scotiabank (New York, NY)
- …to work as part of the team and assist the Senior Managers and/or Director , US Internal Control & Global Wholesale Operations Audit to provide audit services to ... also support the providing of high quality, value added advisory services to Management as part of the audits...diverse functional areas and delegate responsibilities to the unit head of each area; and effectively implement change. +… more