- TD Bank (New York, NY)
- …you more specific details for this role **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... has enterprise wide impact or accountability. + Position deals with senior/ executive management. + Key contact for business management, regulators and… more
- JPMorgan Chase (New York, NY)
- …we have the right mix of resource and skillset. Position Summary: As an Executive Director in the role of Position and Settlement Product Development Manager, ... The Securities Services Position and Settlements Product Development team...process improvements + Collaborate with key stakeholder groups including Client Service , Operations and Custody product Required qualifications,… more
- Morgan Stanley (New York, NY)
- …Morgan Stanley Wealth Management's high net worth clients. MSPBNA is seeking an Executive Director who will lead in designing, developing, and managing mortgage ... to diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** * Executive Director Home Loans Product Management Lead*… more
- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Role Description** The Executive Director , Transformation Portfolio Manager (Risk Management) partners with ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Role Description** The Executive Director , Transformation Portfolio Manager (Cyber Security) partners with ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The… more
- Morgan Stanley (New York, NY)
- …**Sales & Marketing* **Title:** *Customer Relationship Marketing - Marketing - Executive Director * **Location:** *New York-New York* **Requisition ID:** ... (MSIM) is one of the largest global asset management organizations of any full-service securities firm, with more than 40 years of history, a presence in 24… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The… more
- JPMorgan Chase (Saddle Brook, NJ)
- …relationships and providing financial advice to your clients. A role as a Relationship Executive is for you. As a Relationship Executive in Middle Market ... clients and anticipating their future needs. As a Relationship Executive , you will focus on the delivery of value...business development skills + FINRA Series 79, 63 and Securities Exam Essentials licenses required or must obtain within… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The… more
- SMBC (White Plains, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The… more
- JPMorgan Chase (New York, NY)
- …the Banker win new clients and deepen and strengthen existing client relationships through advisement on investment solutions. **Job Responsibilities** * Conduct ... internal clients * Adhere to internal and external policies and procedures regarding securities transactions and code of conduct * Provide guidance to junior staff… more
- JPMorgan Chase (New York, NY)
- …keeping, margin call calculation and initiation, while working with technology team on client web portal, user authentication, and connection to Chase wire system. + ... + At least10+ years in residential mortgage, including whole loan, and securities . Ideally with both Agency and Non-Agency mortgage experience + Excellent… more
- SMBC (Jersey City, NJ)
- …for entities under the combined US operations and their subsidiaries. + Reporting to Executive Director , Head of Regulatory and Accounting Policy as a single ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The… more
- S&P Global (New York, NY)
- …research about market needs and competition + Experience in managing and supporting client relationships at senior executive level. Sector level experience also ... with clients + Experience of presenting to organization's Senior Executive / senior management to propose strategic options for...for greater opportunity for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
- SMBC (New York, NY)
- …compliance. The Director will be responsible for rigorously supporting the Executive Director and managing the Volcker Program while working closely with ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The… more
- Citigroup (New York, NY)
- …input, strategic and functional direction on the projects with focus on managing the Client impact and Client Executive /Sales communication. They will act as ... product awareness among users, working closely with Sales and Client Executive teams + Assess new enhancement...and the Plan of Supervision for Global Markets and Securities Services + Adhere to all policies and procedures… more