• Broker/Dealer Compliance Officer

    Siebert Williams Shank (New York, NY)
    …policies and procedures, communicating all regulatory changes to the taxable fixed income , municipal & equity securities sales & trading, public & ... agent. All activities are supported by a robust secondary sales and trading platform, and a sound regulatory capital...least 5 years of compliance experience * Experience with fixed income products (notably municipal ,… more
    Siebert Williams Shank (10/04/24)
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  • Institutional Taxable Fixed Income

    Siebert Williams Shank (New York, NY)
    Siebert Williams Shank & Co., LLC ("SWS") is seeking to expand its Institutional Fixed Income Sales desk. We are a fast-growing, top-ranked financial ... to a broad and ever-expanding list of corporate and municipal clients across the nation. SWS was named 2021...registrations required + Established book of fixed income relationships + Highly developed sales and… more
    Siebert Williams Shank (09/25/24)
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  • Fixed Income Compliance Officer

    SMBC (New York, NY)
    …the broker dealers public side sales and trading groups with a focus on all Fixed Income activities including Primary Dealer and fixed income futures ... and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client base to...Extensive Compliance Advisory experience at a broker dealer covering fixed income and/or fixed more
    SMBC (10/05/24)
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  • Team Leader - Municipal New Issuance Data

    Bloomberg (New York, NY)
    …Data Engineers and ensure high standards in production deliveries + Understanding of the Fixed Income Market, preferably the Municipal Market + Bachelor's ... and external partners **We'd love to see:** + Demonstrated experience interpreting fixed income documentation, understanding of finance and themes in the… more
    Bloomberg (08/10/24)
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  • Investment Portfolio Manager - Municipal

    Citigroup (New York, NY)
    …and client service functions. The portfolio manager will be located with the US Fixed Income team in New York City, NY. **Responsibilities:** + Daily management ... of assigned fixed income portfolios + Contribute to investment...+ On-site prospect/client interactions, client maintenance, and support of sales /marketing initiatives + Stay abreast of trends and news,… more
    Citigroup (08/27/24)
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  • VP, Public Product Marketing, Municipals

    Nuveen Investments (New York, NY)
    …for supporting capital raising efforts and acting as a lead on product marketing for municipal fixed income globally. This role is an exciting opportunity ... a marketing lead and subject matter expert, oversees the creation and production of municipal fixed income marketing collateral and product content that is… more
    Nuveen Investments (10/09/24)
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  • Capital Markets Managing Director I- Sales

    PNC (New York, NY)
    …Foreign Exchange - SIE, Series 7 and 63 within 120 days of employment. Fixed Income (Tax-Exempt): Municipal Trading and Underwriting - SIE, Series ... Series 7 and 63 within 120 days of employment. Fixed Income - SIE, Series 7 and...lieu of Series 52) within 90 days of employment. Municipal Sales - SIE, Series 7 or… more
    PNC (10/26/24)
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  • FID, Business Control Unit, Credit Products…

    Morgan Stanley (New York, NY)
    …and needs is an important part of our culture. *Department Profile* The Fixed Income Division is comprised of Credit Products, Commodities, Interest Rate ... well as execute innovative transactions in fast-paced and constantly changing global markets. The Fixed Income Division is a market leader across a broad range… more
    Morgan Stanley (10/31/24)
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  • Trader

    Neuberger Berman (New York, NY)
    **Position Overview:** The Municipal Fixed Income team at Neuberger Berman is looking to hire a Trader to join its team at the firm's headquarters in New ... Portfolio Managers and interface directly with dealers to execute municipal bond trades in both the primary and secondary...Skills Qualifications:** + 2+ years of relevant experience in fixed income trading, sales , or… more
    Neuberger Berman (10/25/24)
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  • Sales Analyst

    SMBC (New York, NY)
    …and understanding of US regulatory requirements. + Knowledge of Foreign Exchange and Fixed Income products including technical analysis. + Knowledge of global ... range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and… more
    SMBC (09/28/24)
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  • Sr. Director, Responsible Investing - Integration…

    Nuveen Investments (New York, NY)
    …public markets with a focus on fixed income , including taxable and municipal fixed income + Collaborate with investment teams to support Nuveen's ... and Governance (ESG) Integration efforts with a focus on Fixed Income . The position provides an opportunity...activities ESG Commercialization + Provide RI expertise in the sales cycle for RI products, including participation in institutional… more
    Nuveen Investments (10/30/24)
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  • Invest in Success Program (New York)

    TD Bank (New York, NY)
    …larger team Global Markets ( Sales & Trading) Our Global Markets business, including Fixed Income and US Equities and Research franchises of TD Cowen, a ... Income ** : Explore a comprehensive suite of Fixed Income products, including automated trading, credit, municipal bonds, securitized products, and… more
    TD Bank (10/29/24)
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  • Client Service Associate - Park Avenue Securities…

    Guardian Life (New York, NY)
    …role handles all aspects of order entry for mutual funds, equities, options, fixed income , and annuities. Orders are accepted from PAS Registered Representatives ... aspects of trade acceptance, placement, and review for equity, fixed income , options and mutual funds, including...Build and analyze bond ladders: Treasuries, Agencies, Corporate and Municipal bonds. + Ensure that all regulatory and firm… more
    Guardian Life (09/27/24)
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  • Debt Syndicate Operations, Analyst/Associate

    SMBC (New York, NY)
    …for the debt syndicate desk in execution of primary market offerings of fixed income securities as well supporting settlement, trade support, and internal ... testing and upgrades **Qualifications and Skills** + Deep Product/Process knowledge of fixed income new issue execution middle office operations. Strong… more
    SMBC (09/14/24)
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  • Securitized Product Evaluator

    S&P Global (New York, NY)
    …preferred + Understanding of financial markets, knowledge of and exposure to Fixed Income products + Proven analytical, problem-solving, and quantitative skills. ... Analysis: Stay up-to-date with market trends, changes in securitized products, and fixed - income markets, ensuring pricing models reflect current and emerging… more
    S&P Global (10/07/24)
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  • FID, SPG, CRE Lending - Associate

    Morgan Stanley (New York, NY)
    …and needs is an important part of our culture. *Department Profile* * * The Fixed Income Division (FID) is comprised of Interest Rate and Currency Products, ... Credit Products, Securitized Products, and Municipal Securities. Professionals in the Division assess and actively...Group (SPG). This is a rapidly expanding business within Fixed Income being recognized for providing traditional… more
    Morgan Stanley (09/26/24)
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  • Lead C#/.NET Developer

    Raymond James Financial, Inc. (Newark, NJ)
    …the Jersey City, NJ Corporate Office location. **Job Summary:** As part of our Fixed Income development team at SumRidge Partners (a company of Raymond James), ... and various stakeholders. **Department Overview:** SumRidge Partners LLC is a top ranked fixed income electronic market maker, specializing in high yield and… more
    Raymond James Financial, Inc. (09/12/24)
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  • Sr. Relationship Manager - Global Commercial…

    Bank of America (New York, NY)
    …and market infrastructure firms that are clients of Bank of America's Equities & Fixed Income Currency & Commodities businesses in Global Markets. Others may be ... + Acquires, deepens, and maintains profitable client relationships through sales , prospecting, and enhancing existing relationships + Understands and interprets… more
    Bank of America (09/12/24)
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  • Audit Supervisor

    Bank of America (New York, NY)
    …with specific experience/coverage of trading desk activities across either Equities or Fixed Income , Currencies and Commodities asset classes. + Working ... from a first or second line function associated with Sales and Trading. This role will build on a...in accordance with all applicable federal, state, provincial and municipal laws. The company also prohibits discrimination on other… more
    Bank of America (09/14/24)
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  • Senior Compliance Officer - Public Side Advisory…

    SMBC (New York, NY)
    …dealers public side sales and trading groups with a focus on all Fixed Income activities including Primary Dealer. + Provides advice on regulatory and ... range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and… more
    SMBC (08/28/24)
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