- Amalgamated Bank (New York, NY)
- The Head of Compliance Monitoring & Testing is responsible for ensuring compliance with regulatory requirements and internal policies across ... a compliance risk assessment; develop and implement a comprehensive compliance monitoring and testing program to assess adherence to regulatory… more
- SMBC (New York, NY)
- …and ensuring they are appropriately managed and mitigated. + Monitoring and Testing : Oversee the Compliance Monitoring and Testing Program, ... **Role Description** The Head of Risk Assessment, Monitoring and Testing , and Regulatory Change Management...This role is tasked with leading three key functions: Compliance Risk Assessment, Monitoring and Testing… more
- SMBC (New York, NY)
- …procedures for optimized efficiency and productivity + Set strategic priorities with the Head of Compliance Surveillance to identify areas of focus and identify ... of managerial and administrative tasks, including tracking deliverables to internal audit and Monitoring & Testing + Build and develop relationships with all … more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division is seeking a VP of Swap Dealer Compliance Monitoring & Testing (M&T). The VP is responsible for execution ... serve as a team member for M&T annual planning, monitoring and testing reviews. This role will...7+ years of swap dealer experience + Has a Compliance Testing , NFA or Internal Audit background… more
- Citigroup (New York, NY)
- Head of Capital Management is an enterprise Strategic role for Citigroup, owning the enterprise-wide capital planning and management processes for the group, and its ... the enterprise's Strategic Planning capability. As a part of this process, the Head of Capital Management manages the enterprise's Capital Stress Testing … more
- Citigroup (New York, NY)
- …provide compliance advisory services, design key risk indicators and compliance monitoring programs, identify reporting metrics associated with regulatory ... related remediation. + Conduct and supervise regulatory risk assessments and monitoring / testing thought leadership, creating action plans to mitigate identified… more
- Citigroup (New York, NY)
- The Testing and Monitoring Director will support the Head of RRP Non-Financial Capabilities, Controls, and Testing in defining and maintaining the ... testing framework, guidance, and test plan for capability testing and monitoring . They will develop standardized testing templates and collaborate with… more
- Mizuho Corporate Bank (New York, NY)
- The Americas Risk Management unit is responsible for monitoring and evaluating risks across a number of categories within Mizuho US Operations, keeping them ... Mizuho seeks a highly motivated individual to join our team as Director, Head of Liquidity Regulatory Reporting, working within the Risk Platform Management team.The… more
- Mizuho Corporate Bank (New York, NY)
- …and developing and implementing compliance controls and programs such as: + Compliance testing , surveillance and monitoring + Drafting and implementing ... compliance risks Summary ACD seeks a Vice President, Compliance Monitoring within the Compliance ...other Compliance Governance pillars, including Regulatory Change, Compliance Risk Assessment, Compliance Testing ,… more
- Citigroup (Queens, NY)
- …councils and forums within risk and other business/function areas + Drive compliance across the organization with Citi policies, applicable laws, rules and ... model validation, MRM review of models' annual model review, ongoing performance monitoring , limitation remediation etc., are met timely in accordance with the… more
- Bloomberg (New York, NY)
- …Testing Oversight team and looking for an experienced person to work with our Global Head of Risk and Compliance Shared Services. WHAT'S THE ROLE? As a Risk ... and region. **WE'LL TRUST YOU TO:** Support the Global Head of Risk and Compliance Shared Services,...risk management program + Coordinating or conducting relevant risk monitoring and testing routines on a risk-focused… more
- Scotiabank (New York, NY)
- …Compliance officers to identify regulatory risks and integrate regulatory controls and monitoring into the overall technology control testing plan. + Document ... monitor progress of remedial actions for issues identified through Technology Control testing and by others, including Internal Audit, Compliance , regulators,… more
- S&P Global (New York, NY)
- …Contribute to compliance investigations and reviews. + Define and execute compliance monitoring activities. + Actively engage in relevant divisional and ... best practices. This role will report directly to the Head of Compliance , SPDJI. **Responsibilities and Impact:**...matters and actively participate in relevant committees. + Develop monitoring processes to ensure adherence to key policies and… more
- Mizuho Corporate Bank (New York, NY)
- …and developing and implementing compliance controls and programs such as: + Compliance testing , surveillance and monitoring + Drafting and implementing ... risk management skills. This role reports directly to the Head of MUSO Compliance Risk Assessments. Principal...other Compliance Governance pillars, including Regulatory Change, Compliance Testing , and Issues Management to ensure… more
- S&P Global (New York, NY)
- … Compliance Program Advisor will report to and work directly with the Head of Global Financial Crimes Compliance Program Office within S&P Global Enterprise ... detail and a solution oriented mindset + Experience with other Financial Crimes Compliance areas including internal testing , tracking, and advising on … more
- SMBC (New York, NY)
- …the control environment including issues management, audits/reviews, Annual Risk Assessment, testing of controls and customer remediation. Ensures compliance in ... the team's goals and strategic direction of the Bank. Position reports directly to the Group Head of LMG and has dotted line reporting to the Group Head of the… more
- Mizuho Corporate Bank (New York, NY)
- …US Operations of Mizuho Financial Group. It is responsible for ensuring compliance with Enhanced Prudential Standards (EPS) liquidity requirements for Foreign Bank ... such as the broker dealer and derivative trading entities. You will report to the head of Mizuho Americas Market and Liquidity Risk Management, a 2nd Line of Defense… more
- SMBC (Jersey City, NJ)
- …Reporting to the Data Analytics Director, FCC Analytics, in the Compliance Department, Americas Division, the Sanctions Data Analytics Manager, VP, performs ... data. They will develop reports for use by SMBC Americas Division and Head Office stakeholders and performs analysis in support of the design, implementation, and… more
- Mizuho Corporate Bank (Jersey City, NJ)
- …(Agency/Bilateral Loan Administration) AVP is responsible for assisting the Section Head in supervising the Agency / Bilateral Loan Administration Section; ensures ... Responsible for the daily maintenance of the commitment facilities including: monitoring borrowing status, prepare new borrowings, rollovers, rate sets, conversions,… more
- Sunrise Senior Living (Huntington Station, NY)
- …oversight and implementation of all Care programs, regulatory compliance , recruiting, and performance management. **RESPONSIBILITIES & QUALIFICATIONS** ... strategic leadership for resident care in the community by managing, directing, and monitoring the nursing team as applicable by State/Provincial law, to promote the… more