- City of New York (New York, NY)
- …the direction of the Director, Investigations and Compliance Unit, the Investigations and Compliance Officer will: - Manage relationships with agency ... non-discrimination training curricula, conducts very time-sensitive high level discrimination complaint investigations when the EEO Officer or agency head is… more
- Citigroup (New York, NY)
- …(ICRM) responsible for leading and managing business execution activities, supporting the Chief Compliance Officer and the Senior Leadership team for Banking & ... priority change initiatives for the office of the Chief Compliance Officer . In addition, this role plays...regulatory examinations, reviews and inquiries and internal and external investigations , as well as testing and audit. + Partnering… more
- Akumin (New York, NY)
- …and its subsidiaries and affiliates. Reporting to General Counsel, the Chief Compliance Officer is responsible for all aspects of development, implementation, ... Privacy Compliance (CHPC), Certified Fraud Examiner (CFE), Certified Professional Compliance Officer (CPCO), or Certified Professional Coder (CPC) **Physical… more
- S&P Global (New York, NY)
- …Officers and the Risk & Internal Controls team globally, the Data & Technology Covering Compliance Officer will be a direct liaison and a point of escalation ... & Technology employees' adherence to S&P Global Ratings' Policies. + Undertake Compliance investigations and reviews as required. + Assist in the development of … more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...Contributes to various reporting requirements and other ad hoc investigations . + Work with Global Advisory team and other… more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... OCC, and state of Delaware rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US Compliance Programs to develop,… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...Contributes to various reporting requirements and other ad hoc investigations . + Work with Global Advisory team and other… more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** SMBC Group is seeking a Compliance Transformation Officer for the Compliance Department Americas Division ... ("CPAD"). This team focuses on several key compliance risk types, including consumer compliance , investment banking related compliance , conduct, regulatory … more
- Citigroup (Jersey City, NJ)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for reviewing transactions ... the Citi program framework. Primary responsibilities include providing day-to-day Compliance advice relating to transactional conflicts, operations,, and guidance on… more
- Organon & Co. (Jersey City, NJ)
- …on findings and the investigative docket. + Support the Chief Ethics & Compliance Officer in the development, implementation and revision, as necessary, of ... Statute and other forms of fraud and abuse. + Familiarity with compliance investigations and risks in the context of life sciences, pharmaceutical, and/or… more
- WMCHealth (Valhalla, NY)
- Chief of Medical Education Officer /DIO Company: WMC Advanced Physician Services PC City/State: Valhalla, NY Category: Executive/Management Department: Medical ... Center and Mid-Hudson Regional Hospital. Job Summary: Reporting to the Chief Medical Officer , and in working in collaboration with the Chief Operating Officer ,… more
- City of New York (New York, NY)
- …duties will include serving in the position of Records Access and Chief Privacy Officer for the Department. Under the leadership of the Deputy Commissioner for Legal ... for independent initiative and judgment, the Records Access and Chief Privacy Officer is responsible for overseeing the Department's response to Freedom of… more
- S&P Global (New York, NY)
- …to key policies and facilitate compliance training programs. + Contribute to compliance investigations and reviews. + Define and execute compliance ... use):** 12 **About the Role:** S&P Global is seeking a Compliance Director to join our Compliance Team for the S&P Global Dow Jones Indices (SPDJI) division.… more
- City of New York (New York, NY)
- … efforts. Coordinate with legal and regulatory affairs teams to respond to compliance inquiries, audits, and investigations , and ensure timely and accurate ... perform tasks and assignments in the fields of Cyber security Awareness, Governance, Compliance , and other relevant and required duties for the Cyber security… more
- City of New York (New York, NY)
- Job Description TASK FORCE: Executive JOB TITLE: One (1) EEO Officer CONTROL CODE: EXE-25-01 SUMMARY: The Mayor's Office of Management and Budget (OMB) is the City ... of Equal Employment Opportunity (EEO) is responsible for ensuring compliance with federal, state, and city employment laws, which...of New York's Equal Employment Opportunity Policy. The EEO Officer will report directly to the agency head. The… more
- CUNY (New York, NY)
- …action and Diversity, Equity, and Inclusion (DEI). The CDO oversees and conducts all investigations in compliance with the requirements of Title IX and EEO. The ... Chief Diversity Officer & Title IX Coordinator **POSITION DETAILS** The...staff, and students to provide counsel and leadership on compliance matters involving Equal Employment Opportunity (EEO), sexual harassment,… more
- Mastercard (Harrison, NY)
- …and delivers better business results. **Title and Summary** Armed Physical Security Officer Overview * Physical security and compliance security officer ... directions as needed * Operational use of security systems * Compliance with security operating guidelines * Coordinates/Dispatches emergency responses to all… more
- US Bank (New York, NY)
- …you excel at-all from Day One. **Job Description** Senior Credit Approval Officer position within Credit Risk Management with responsibility for credit approval ... (DFI) and Education Non-Profit (ENP). The Senior Credit Approval Officer will be responsible for review and approval of...with the business lines to both maintain and ensure compliance with related policies and procedures, monitor and report… more
- City National Bank (Jersey City, NJ)
- **BSA/AML OFFICER - WEALTH MANAGEMENT SUBSIDIARIES** **WHAT IS THE OPPORTUNITY?** This role acts as the designated Bank Secrecy Act AML Officer ("AML Officer ... of City National Securities, CNR Securities, and City National Rochdale Funds compliance with the USA PATRIOT Act, US Economic Sanctions, and related regulations… more