- Citigroup (New York, NY)
- …audit reports in a timely manner, in accordance with Internal Audit and Regulatory standards + Review and approve the Business Monitoring Quarterly summary and serve ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... Citi (https://www.citigroup.com/citi/accessibility/application-accessibility.htm)** . View the "EEO is the Law (https://www.dol.gov/sites/dolgov/files/ofccp/regs/ compliance /posters/pdf/eeopost.pdf) " poster. View the EEO is the Law… more
- Wolters Kluwer (New York, NY)
- …field. + At least 7+ years of experience in cybersecurity, risk management, IT governance , and regulatory compliance . + 5+ years of experience developing ... will oversee and improve our global IT & Cybersecurity Governance , Risk, Regulatory Change, Metrics, and Reporting...Metrics, and Reporting functions. You will have expertise in governance , risk management, and compliance , with experience… more
- Morgan Stanley (New York, NY)
- …lending, investing and grant making; community relations; regulatory relations; and regulatory compliance . The department's target market is low- to ... more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people...Investment Council. Serve as the Secretary of the CRA governance committees * Regulatory Compliance … more
- SMBC (Jersey City, NJ)
- …Financial Services + 4+ years of experience within Banking or Financial Services Regulatory Compliance , Governance , Legal, or related department, preferably ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- Bank of America (New York, NY)
- Non-Financial Regulatory Reporting - Governance LATAM / AMRS - Ops Professional MKTS Charlotte, North Carolina;New York, New York **Job Description:** At Bank of ... necessary expertise across multiple operations functions and products. **Non-Financial Regulatory Reporting - Governance LATAM/AMRS** The Non-Financial … more
- SMBC (Jersey City, NJ)
- …an internal control framework designed to mitigate risk, enhance the accuracy of regulatory reporting, and ensure the compliance to applicable US regulatory ... will be responsible for supporting management to ensure proper compliance with various regulatory reporting standards from...and oversight groups. The role will also support the Regulatory Control Governance team by leading and… more
- SMBC (Jersey City, NJ)
- …training needs on technical matters pertaining to the reports and ensure the compliance to applicable US regulatory reporting requirements. Reporting to the ... clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- SMBC (New York, NY)
- …integrated and centralized function across its Combined US Operations (CUSO). Specifically, the Market Risk Groups within SMBC Capital Markets , Inc. (CM) will ... level Risk Governance under CFTC/NFA and FINRA Regulations. Additionally maintains market risk governance framework across CUSO under FRB regulations. 2.… more
- American Express (New York, NY)
- …well as related governance activities + Knowledge of relevant regulatory compliance requirements, preferably relating to regulated financial institutions and ... the overall risk management framework while ensuring legal and regulatory compliance . We are passionate about our...and risk stripes that include, but not limited to: market risk, liquidity and funding risk, third-party risk, IT/IS… more
- Ankura (New York, NY)
- …and implementation; Requirements: + At least 10 years of related experience in regulatory environment: Governance , Risk and Compliance . + Bachelor's Degree ... + Working knowledge/experience with virtual currency, non-US AML and regulatory compliance , fraud prevention, consumer compliance...role. This compensation range is specific to the said markets and takes into account a broad range of… more
- Morgan Stanley (New York, NY)
- …cookie classification to reflect new standards for four categories in select regulatory markets -Manage the implementation of cookie management platforms / ... more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people...to data privacy, accessibility, branding and more. The Website Governance team will be guided by regulatory … more
- Morgan Stanley (Purchase, NY)
- …activities impacting the financial crimes procedures and processes to adhere to regulatory compliance requirements. The VP will manage establishing a feedback ... deposits and cash management, annuities, insurance, retirement, and trust services. As a market leader, the talent and passion of our people is critical to our… more
- Paramount (New York, NY)
- …practices. + Strong understanding of records management, data protection, and regulatory compliance . **Additional Qualifications:** + Advanced degree or ... Paramount regularly meets its legal obligations. Experience supporting complex litigations, compliance audits, internal investigations as well as regulatory … more
- Morgan Stanley (New York, NY)
- …* Ensure that policies are aligned with the organization's strategic objectives and evolving regulatory landscape. Governance and Compliance * Lead the FCR's ... more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people...goals. The role is essential to ensuring operational efficiency, regulatory compliance , and the development of employees… more
- Morgan Stanley (New York, NY)
- …Ensure that policies are aligned with the organization's strategic objectives and evolving regulatory landscape. Governance and Compliance Lead the FCR's ... more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people...goals. The role is essential to ensuring operational efficiency, regulatory compliance , and the development of employees… more
- TD Bank (New York, NY)
- …of product development delivery and implementation + Ensures all products are in compliance and meet all regulatory requirements + Maintains a culture of ... will support TD's US Bankcard credit card business in uplifting its governance and control environment, strengthening its foundation to unlock the long-term growth… more
- JPMorgan Chase (New York, NY)
- The team collaborates intimately with the Firmwide Chief Analytics Office, Model Risk Governance & Review, Legal, Compliance & Controls to establish and enforce ... AI/ML implementation best practices. As a Vice President AI/ML Governance Lead within the Commercial & Investment Bank (CIB),...control managers and lines of business for any Audit, Regulatory and Client requests + Enhance and streamline AI/ML… more
- Citizens (New York, NY)
- …credit culture and oversight framework to ensure adequacy of risk/reward balance, regulatory compliance , governance structure, risk appetite, and credit ... cover the New York Metro Region for the Middle Market organization. This role is a highly visible leadership...control environment and culture, with a key focus on regulatory compliance & relations. + Credit Approval:… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Governance & Control **Pay Detail:** $170,000 - $200,000 USD TD is committed to ... provide you more specific details for this role. **Job Description:** The Director Governance & Control partners with the Business and other groups globally to… more