- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Operational Risk Officer within the Consumer Lending Operational Risk team (CL ORBO). ... team is responsible for providing independent oversight of front-line operational risk management effectiveness of the Consumer... outcomes. The role is expected to engage with senior business and risk leaders, influence, and… more
- Citigroup (New York, NY)
- The Operational Risk Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within own ... the team/project. **Responsibilities:** + Establishes and oversees the application of operational risk policies, technology and tools, and governance processes… more
- Bank of America (New York, NY)
- …requirements + Oversees independent risk management reporting to Global Compliance and Operational Risk senior leaders and FLU and CF senior ... (SBS) Enterprise Area of Coverage (EAC) Global Compliance & Operational Risk (GCOR) Officer is...management reporting for the Boards of Directors and other senior stakeholders at the Company; * Advise the FLU… more
- Citigroup (Queens, NY)
- The Business Risk and Control Sr Officer I is a strategic professional who closely follows latest trends in own field and adapts them for application within ... are well understood and adequately controlled (if applicable). + Support management on operational risk scenario analysis and stress testing for Operational … more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)'s Surveillance and Employee ... analyzing the results to identify potential issues, escalating potential risk issues to the appropriate coverage areas and providing...to influence and lead people across cultures at a senior level + Experience in managing regulatory exams and… more
- Citigroup (New York, NY)
- …knowledge of risk and control management routines related to Issue Management, Operational Risk Events, Inherent & Residual Risk Assessments, and Control ... transformational journey to standardize, simplify and identify opportunities for thematic risk reduction across its risk self-assessment (MCA - Manager's… more
- Citizens (Tarrytown, NY)
- …Consumer Banking Risk Management has an immediate opening for a First Line Risk Senior Manager supporting our Private Wealth Management - RIA and Trust ... management and due diligence lifecycle. As the First Line Risk Senior Manager, you will represent the... with specific focus on aspects of compliance and operational risk for Wealth Management. This includes… more
- Citigroup (Queens, NY)
- The Business Risk Senior Officer I...Manager's Control Assessment (MCA) in compliance with the Citi Operational Risk Policy to drive proactive ... the Business through continuous and open communication, buy preparing senior management materials for Business Risk Committee...and functional areas + Ensure adherence to the Citi Operational Risk Policy in regard to … more
- JPMorgan Chase (New York, NY)
- …status quo and striving to be best-in-class. As a Compliance, Conduct and Operational Risk (CCOR) Associate within the global/regional Compliance teams, you will ... Line of Business (LOB) and other Control functions, including Internal Audit and Operational Risk . Your role will require a solid understanding and experience… more
- Amazon (New York, NY)
- …2LoD Risk Function. The successful candidate will already be operating at Chief Risk Officer level at a financial services regulated company. They will have ... inclusive of policy and process documentation and regular reporting. Ownership of operational risk programs, including business continuity and resiliency and… more
- Raymond James Financial, Inc. (New York, NY)
- **Description** **Job Summary** The Senior Vice President, Chief Risk Officer for the Capital Markets business reports to the Chief Risk Officer of ... include daily risk monitoring across all relevant risk stripes including market, credit, liquidity and operational...risk management strategies to the Board of Directors, senior management and various risk committees. *… more
- Arena Investors LP (New York, NY)
- …spectrum in areas where conventional sources of capital are scarce. We are seeking a Chief Risk Officer (CRO) to join Arena. The newly created role will create a ... to ensure appropriate monitoring, measuring, and mitigation of various risk parameters, including credit, operational , interest rate,...other advanced degree preferred. * 5+ years at a senior level running or supporting a risk … more
- Morgan Stanley (New York, NY)
- …Business Control Unit (BCU) Risk Team is responsible for overseeing the operational risk and controls of Wealth Management's New Account Opening (NAO) and ... aspects of the Platforms Business Units and their respective initiatives to advise on operational risk and control environment. * Represent Platforms Risk in… more
- Bloomberg (New York, NY)
- …work with our Risk and Compliance Shared Services team. **What's The Role?** As the Risk and Compliance Policy Officer , you will work with the Chief Risk ... program and have the ability to identify, and escalate top and emerging risks to Senior Management and Risk / Compliance Management. **We'll Trust You To:** +… more
- Bank of America (New York, NY)
- Credit Risk Officer - Corporate / Commercial New York, New York;Dallas, Texas; San Francisco, California **Job Description:** At Bank of America, we are guided ... indicators for changes in credit quality to communicate to senior management + Ensures adherence to policy and standards...risk governance, as well as monitoring for potential operational , reputational and market risk issues +… more
- Bank of America (New York, NY)
- Credit Risk Officer -Corp/Comm-Leveraged Finance US Charlotte, North Carolina;New York, New York; North Bethesda, Maryland **Job Description:** At Bank of ... risk governance, as well as monitoring for potential operational , reputational and market risk issues +...Presentation of analysis of risks and associated mitigants to senior leaders in EC, Credit Risk , Global… more
- Wells Fargo (New York, NY)
- …enforcement agencies **Required Qualifications:** + 7+ years of Financial Crimes, Operational Risk , Fraud, Sanctions, Anti-Bribery, Corruption experience, or ... **About this role:** Wells Fargo is seeking a Senior Lead Financial Crimes Officer within...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more
- JPMorgan Chase (Jersey City, NJ)
- …joint accountability model that aligns managers with each function and region to mitigate operational risk . Our team focuses on four areas: Risk ... within the Risk Controllers organization + Execute key Compliance and Operational Risk deliverables, including Compliance Risk Assessments and Legal… more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk… more
- Citigroup (New York, NY)
- …IMPACT Concerns or QUEST Observation Logs based on the Business. + Creates materials for Operational Risk Forums (ORF) and senior meetings as needed and ... contributor position accountable for end-to-end controls monitoring - ie, operational controls performance assurance/testing - which includes design, execution,… more