- Neuberger Berman (New York, NY)
- …to a broad base of clients. This includes UCITS funds, Mutual Funds, Private Funds, separately managed institutional accounts and wealth management services. ... audits covering investment management (equity, fixed income, hedge fund and private equity), sales distribution and supervision , UCITS governance, Compliance,… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... Manager , US Internal Control and Global Wholesale Operations...Internal Control governance framework is preferred including understanding of Supervision , Surveillance & Monitoring, Trade Floor Supervision ,… more
- JPMorgan Chase (New York, NY)
- …60 countries. It operates across four business segments including Asset & Wealth Management, Corporate and Investment Banking, Commercial Banking, and Consumer and ... 15 years with over $70 billion in assets under supervision . They bring deep expertise to institutional clients around...have extensive cross-asset class and market knowledge. As Portfolio Manager , the candidate will be expected to drive client… more
- Neuberger Berman (New York, NY)
- …will provide onboarding and business support to Neuberger Berman Private Wealth Teams. Will partner with Compliance, Supervision , Business Control and ... Summary: As a member of the Private Wealth Centralized Business Services group, the Associate/Analyst… more
- Scotiabank (New York, NY)
- …range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and ... Senior Manager , US Operational Risk **Requisition ID:** 204416 **Salary...or change. + Ability to work independently within minimal supervision . **Interested?** If your experience is closely related but… more
- TD Bank (New York, NY)
- …Jurisdiction (OSJ). This job assists in the regulatory oversight for TD Private Client Wealth ,(TDPCW), a US registered Investment Advisory Service and ... will execute surveillance procedures, including addressing flags within the FIS Supervision Compliance Manager (FIS SCM) automated surveillance system. Depth… more
- Office of the Comptroller of the Currency (New York, NY)
- …an examiner for National Trust Banks (NTB), functioning as a Portfolio Manager supervising the most complex institutions and participating on highly specialized ... reviews. Midsize & Trust Bank Supervision (MTBS) The Bank of New York Mellon New...a variety of asset management products and services (eg, wealth management, investment management, custody functions, corporate trust, retirement… more
- Morgan Stanley (New York, NY)
- …operates in 23 countries with $1.5 Tn in assets under management or supervision as of December 31, 2023. Morgan Stanley Investment Management strives to provide ... firm providing a wide range of investment banking, securities, investment management and wealth management services.As a market leader, the talent and passion of our… more