- Wellington (New York, NY)
- …our perspectives with those of our clients. **About the Role** The Senior Regulatory Compliance Analyst will support Wellington Management's compliance ... infrastructure against these growth initiatives and implementing enhancements where necessary. The Compliance Senior Analyst will be a member of the Legal, … more
- SMBC (New York, NY)
- **Role Description** Regulatory Compliance Analyst is a professional responsible for processing and ensuring to complete the regulatory compliance ... **Qualifications and Skills** + +2 years of experience in regulatory compliance + Analytical thinking, attention to details, effective communication, technology… more
- ManpowerGroup (New York, NY)
- Our client in the finance industry is seeking an AML Compliance Analyst to join their team. As an AML Compliance Analyst , you will be part of the ... Monitoring which will align successfully in the organization. **Job Title:** AML Compliance Analyst **Location:** (Remote) **Pay Range:** $65-70/HR W2 **What's… more
- NBC Universal (New York, NY)
- …and improve compliance with regulatory and policy requirements.The Compliance Monitoring Analyst will be responsible for defining, analyzing & ... today's highly complex multi-platform & fragmented media landscape. The Compliance Monitoring Analyst role is a full-time...& fragmented media landscape. The Compliance Monitoring Analyst role is a full-time position in NBCUniversal's DLS… more
- Morgan Stanley (Purchase, NY)
- …to various regulatory bodies including the SEC, FCA, ESMA and CFTC. The Regulatory Reporting team seeks an analyst /associate with a keen interest in finance ... Excel skills required -Knowledge of VBA and Bloomberg desired but not required - Compliance or Regulatory experience in financial markets is desired but not… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **Lead Treasury Analyst - Liquidity Risk ( Regulatory Interpretation...customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical… more
- TD Bank (New York, NY)
- …to ensure alignment with integrated remediation activities to our regulators. The Analyst - Regulatory Management and Remediation Office. This will involve: ... for this role. **Job Description:** The TD Securities US Regulatory Management & Remediation team is responsible for the...closely with senior leaders across TDS, Risk, Legal, HR, Compliance and will work in close alignment with our… more
- ACLD (Bethpage, NY)
- Regulatory Affairs Senior Analyst When a...we support. Primary Purpose of Job Assess and support regulatory compliance and the quality of service ... guidance of the Director to correct worksites that are not in compliance with applicable regulatory requirements. * Act as a resource for all management staff… more
- Lincoln Financial Group (New York, NY)
- …for this opportunity. **Requisition #:** 73997 **General Purpose of Job** As a regulatory GAAP and Statutory Investment Reporting Analyst , you will be ... Role at a Glance** We are excited to bring on an Investment Accounting Analyst to support the Investment Accounting and Reporting Team at Lincoln Financial Group.… more
- PSEG (Bethpage, NY)
- …serve make this a particularly exciting time to join PSEG. **Job Summary** This Regulatory Analyst will work on various tasks including Casework DPS reporting, ... analyze Labor Allocation, Cash Forecast, FERC, Utility Surveys and various other regulatory reports + Maintain compliance with business continuity planning… more
- Mizuho Corporate Bank (New York, NY)
- … Reporting, ensuring the accurate and timely submission of reports in compliance with regulatory requirements. The successful candidate will possess knowledge ... Summary The Liquidity Regulatory Reporting is a team responsible for the...of financial regulations, and a proven track record in regulatory reporting. Additionally, the candidate will play a crucial… more
- CIBC (New York, NY)
- …(https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** The US Capital Markets Compliance Analyst is responsible for performing important surveillance ... functions to support CIBC's US Compliance program. The Compliance Analyst ...Relationships, Ensure Compliance , Finance, Hiring, Management Reporting, Regulatory Compliance Management, Regulatory Reporting,… more
- Citigroup (New York, NY)
- The role is in the Broker Dealer Regulatory Reporting Department, which is responsible for ensuring the capital adequacy of all of Citi's US broker dealers on a ... for providing information and coordinating requests for internal and external audits, regulatory examinations and inquiries (FINRA, SEC, CME) of the US broker… more
- Robert Half Management Resources (Woodbridge, NJ)
- Description We are offering a long term contract employment opportunity for a Sr. Compliance Analyst in the banking industry based in Woodbridge, New Jersey. The ... Sr. Compliance Analyst will perform compliance ...a related field is preferred. * Relevant certifications in compliance , such as Certified Regulatory Compliance… more
- Guardian Life (New York, NY)
- … Compliance Team? This role will be primarily responsible for providing regulatory compliance support and monitoring of the Guardian Group Benefits Product, ... to innovative technology. **You will** + Provide ongoing consultative regulatory compliance support and oversight for the... Compliance efforts. **Reporting Relationships** As our Senior Compliance Analyst , you will report to our… more
- Molina Healthcare (Yonkers, NY)
- …functional specifications. 5. Design and implement IT systems and processes to support regulatory compliance . 6. Coordinate with developers and IT teams to ... materials. 16. **Project Management** : 17. Manage projects related to regulatory compliance , including system upgrades, implementations, and integrations. 18.… more
- Oura (New York, NY)
- …- both in and out of the office. We are looking for a highly motivated IT Compliance Analyst to join our IT Operations team. This role is critical for supporting ... SOC2, HIPAA, HITRUST, and DoD frameworks. As an IT Compliance Analyst , you will play a hands-on...and procedures, ensuring alignment with industry best practices and regulatory requirements. + Audit & Compliance Management:… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk analyst for the CBNA, Banking and International Independent Compliance Risk Management (ICRM) programs team responsible ... of compliance related issues. + Reviewing materials to ensure compliance with various regulatory and legal requirements. Identifying and addressing… more
- City of New York (New York, NY)
- …recruiting for (1) one Associate Staff Analyst to function as a Compliance Analyst , who will: - Conduct professional organizational research to promote ... Job Description PLEASE NOTE APPLICANTS MUST BE PERMANENT IN THE ASSOCIATE STAFF ANALYST CIVIL SERVICE TITLE.OR IN A COMPARABLE TITLE ELIGIBLE FOR 6.1.9. The DSS… more
- ManpowerGroup (New York, NY)
- …or business analysis. + Proven experience with risk rating frameworks and regulatory compliance processes. + Hands-on expertise with PowerPoint, Excel (including ... leader in the financial services industry, is seeking a Compliance Business Analyst to join their team....update risk ratings based on evolving business factors or regulatory changes. + Ensure accuracy and consistency in risk… more