- Genmab (Woodbridge, NJ)
- …to ensure timely and successful submissions of drug applications to global regulatory agencies. Evaluate regulatory risk and recommend mitigation ... regulatory submissions, including INDs, (s)BLAs for accuracy, completeness, and compliance with regulations and guidelines. Evaluate various regulatory … more
- Grant Thornton LLP (New York, NY)
- As a Regulatory Compliance and Operational Risk Senior Associate, you will get the opportunity to grow and contribute to our clients' business needs by ... compliance optimization strategies, to help clients remediate regulatory gaps, streamline operations and limit risk ...From day one, you'll be empowered by the greater Regulatory Compliance team to help clients make… more
- Grant Thornton LLP (New York, NY)
- As a Regulatory Compliance and Operational Risk Senior Manager, you will get the opportunity to grow and contribute to our clients' business needs by ... compliance examination procedures + Compliance , Operational Risk and/or Regulatory Compliance or related consulting experience + Exceptional client… more
- Deloitte (New York, NY)
- Financial Services Risk , Data & Regulatory , Liquidity - Senior Consultant Deloitte Risk and Financial Advisory's Financial Services Industry (FSI) ... skills. The ability to bring together stakeholders and persuade senior clients to act is essential. A genuine passion...complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this… more
- Citigroup (New York, NY)
- …capital, liquidity, interest rate risk and treasury investments, and ensures compliance with all risk -related regulatory requirements. In addition, the ... environment + Significant interaction with a wide range of senior bank and risk management colleagues, as...+ Bachelor's/University degree, Master's degree preferred **Job Family Group:** Risk Management **Job Family:** Regulatory Risk… more
- Scotiabank (New York, NY)
- …developments. + Analyze along with the Regulatory Controls Management team the compliance risk assessments and address inquiries relating to US Regulatory ... Senior Analyst, Regulatory Obligations & Controls, US Compliance ...and back office functions in developing and maintaining appropriate regulatory risk -related controls. This role will entail… more
- M&T Bank (Iselin, NJ)
- …on new and evolving business products and services from a fiduciary and regulatory compliance risk perspective + Perform testing oversight, including ... the enterprise for their assigned area of responsibility. The Senior Compliance Advisor will help develop, implement,...by executing program activities that prevent, detect and mitigate regulatory and compliance risk across… more
- Google (New York, NY)
- … Compliance assurance experience in tech-driven organizations. Experience performing risk assessments and identifying associated controls across all areas of the ... leading and transforming a global organization. + Knowledge of regulations, compliance testing methodologies, and risk management principles. + Excellent… more
- Robert Half (Woodbridge, NJ)
- JOB REQUISITION Risk and Compliance Operational Enterprise Risk Senior Consultant LOCATION WOODBRIDGE ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong ... Where We Need You Protiviti is looking for a Risk and Compliance Senior Consultant...or a related field). + 2+ years working in regulatory compliance either in professional services or… more
- SMBC (New York, NY)
- …This role is tasked with leading three key functions: Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management. Additionally, the ... and oversee the activities of the Compliance Risk Assessment, Monitoring and Testing, and Regulatory ...effectiveness is regularly assessed. + Stakeholder Engagement: Engage with senior management, regulators, and the business to advise on… more
- Deloitte (New York, NY)
- …team Against an increasingly complex regulatory landscape, we help clients mitigate risk and achieve compliance . We do this by leveraging our deep knowledge ... Deloitte Risk and Financial Advisory Risk , Data and Regulatory Liquidity -...compliance and control of interest rate and liquidity risk + Implement programs, measures, and tools to efficiently… more
- Ankura (New York, NY)
- …polished thought leadership. Professional and conceptual agility to design and execute compliance risk mitigation and information security solutions that are ... At Ankura, we know that collaboration drives results.This position supports the Ankura Risk , Forensics & Compliance practice - one of six practices focused… more
- Morgan Stanley (New York, NY)
- …*10 years of professional experience in financial services with focus on audit or regulatory risk & compliance ; 15 years preferred *Experience with ... Risk * **Title:** *Vice President US Banks First Line Business Risk Regulatory & Audit Oversight* **Location:** *New York-New York* **Requisition… more
- Citigroup (New York, NY)
- …US bank regulatory compliance and institutional and consumer US bank regulatory matters. + Key stakeholder in senior forums covering strategy, risk ... motivated attorney to join its Legal Department as a Senior Lead Counsel 2 in the Bank Regulatory...the Independent Risk Management ("IRM") and Independent Compliance Risk Management ("ICRM") functions, Finance/Treasury and… more
- TD Bank (New York, NY)
- …with staff and senior management of the Bank with respect to regulatory risk matters. + Empowered to make prudent professional decisions in rendering ... emerging trends, including regulatory expectations and standards for effective compliance management systems** + **Knowledge of risk management environment,… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... Senior Manager, Regulatory Relations Group **Requisition...responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- JPMorgan Chase (Jersey City, NJ)
- …and evaluate control effectiveness, identify gaps, and recommend enhancements to strengthen risk posture and regulatory compliance **Required qualifications, ... process owners, ensuring that implemented controls are operating effectively and in compliance with regulatory , legal, and industry standards. By partnering with… more
- City National Bank (New York, NY)
- ** REGULATORY ASSOCIATE, PORTFOLIO MANAGEMENT RISK AND CONTROL** **WHAT IS THE OPPORTUNITY?** This position will work directly with the City National Rochdale's ... and assist in identifying, monitoring and mitigating operational and regulatory risks within Portfolio Management Risk and...Act as the business teams' liaison for business line risk management, compliance activities, legal engagement, and… more
- Deloitte (New York, NY)
- …or operational evolutions + Direct working experience related to product management, regulatory compliance , risk management or controls oversight + ... Financial Services Risk Management Senior Consultant Our practitioners...the following topics: trading, operations, lending, core banking platforms, compliance monitoring, regulatory reporting, risk … more
- Mitsubishi Chemical Group (Jersey City, NJ)
- …development and maintenance, regulatory operations and filings-related activities including regulatory submissions, regulatory compliance , regulatory ... and review submission packages, labeling revisions, and promotional materials for regulatory compliance including supporting launch and market growth for… more
