- MUFG (New York, NY)
- …Assist with system configuration, setup, and testing + Collaborate with relevant regulatory bodies to understand the application process, reporting requirements, ... recruitment team will provide more details. Job Description The AVP in the Middle Office will be responsible for...gathering the requirements, will be responsible for the FR2004 reporting , will support the Fed's FOMC Operations, and will… more
- Mizuho Corporate Bank (New York, NY)
- Summary: The Liquidity Regulatory Reporting team is responsible for the daily and monthly reporting and submission of the FR2052A report for multiple ... for the preparation and analysis of Mizuho Americas LLC Liquidity Regulatory Reporting , ensuring the accurate and timely submission of reports in compliance… more
- MUFG (Jersey City, NJ)
- …member of our recruitment team will provide more details. **Job Summary:** The Regulatory Reporting Technology is critical function that supports the ... Regulatory Reporting to support HO and Regulatory Compliance initiatives through projects and BAU enhancements including Financial reporting , Liquidity … more
- Mizuho Corporate Bank (New York, NY)
- … regulatory authorities, which requires basic knowledge of financial accounting and regulatory reporting , as well as understanding of the financial industry. ... the background of figures changed + Maintain up-to-date knowledge of financial/ regulatory reporting requirements, as well as pertinent accounting standard… more
- Mizuho Corporate Bank (New York, NY)
- …Unit: The Quality Assurance Unit is responsible for enhancing the integrity of the bank regulatory reporting processes, reporting data quality as well as the ... reports to ensure that they are prepared in accordance with regulatory reporting instructions, guidance, regulators' expectations, and industry best practices… more
- Citigroup (New York, NY)
- …The Finance Regulatory Engagement & Oversight Analyst for communications and reporting contributes to the directional strategy of regulatory engagement and ... **About the Team** The Finance Regulatory Engagement & Oversight team works closely with...on following risk management and controls practices and internal reporting protocols. **Responsibilities:** Contributes to the engagement and oversight… more
- Mizuho Corporate Bank (New York, NY)
- Regulatory Reporting Quality Assurance, Senior AVP or Junior VP Quality Assurance Unit: The Quality Assurance Unit is responsible for enhancing the integrity ... of the regulatory reporting processes and reporting issues stem from data quality as well as the overall control environment through performing periodic and… more
- MUFG (Jersey City, NJ)
- …will involve delivering actionable metrics, supporting, and optimizing the IAM reporting database, performing monthly regulatory metrics, and reporting ... for IAM lifecycle in adherence to the bank's reporting governance. The role also requires driving IAM analytical deliverables through data mining, analysis,… more
- Win (Women In Need) (New York, NY)
- Title: AVP of Talent Acquisition (TA) - [HYBRID] FLSA Status: Exempt Department: Human Capital Reports to: Senior Vice President of Organizational Effectiveness ... Positions reporting to this position: Talent Acquisition Lead, Talent Acquisition...of the Opportunity We are searching for a seasoned AVP of Talent Acquisition to lead our TA team.… more
- Morgan Stanley (Purchase, NY)
- …including 1LOG Risk Governance, Ops Risk, (including Third Party and Affiliate Management) Regulatory Affairs and Audit support, Model and Data Risk. The 1LOD Risk ... Governance Team Support, AVP support role for 1LOD Risk Governance including quarterly...* Support broader 1LOD efforts compiling information for IA, regulatory requests (audits/exams) * Assist with creation and execution… more
- Adecco US, Inc. (New York, NY)
- **Front Line Unit Risk Manager ( AVP )** We are seeking a proactive and detail-oriented Front Line Unit Risk Manager ( AVP ) to lead risk management efforts within ... management policies and procedures. + Conduct risk assessments and control testing, reporting results and managing remediation efforts. + Monitor Key Risk Indicators… more
- Citigroup (Jersey City, NJ)
- …of Markets Operations and helps mitigate credit risk and comply with regulatory requirements through the completion of core responsibilities that include: (i) margin ... escalation of exceptions (fails/cash breaks/margin disputes, etc) and (iv) regulatory compliance through collecting/posting of eligible collateral, completing portfolio… more
- Bank of America (New York, NY)
- Global Markets Risk Manager ( AVP /VP) - Mortgages and Securitized Products New York, New York **Job Description:** At Bank of America, we are guided by a common ... **Job Description:** This job is responsible for the analysis, monitoring and reporting applicable market related risks taken within Global Mortgages and Securitized… more
- Morgan Stanley (New York, NY)
- …Mergers / Divestitures / Integration, Organizational Change and Readiness, and Regulatory Compliance. The team partners with individual Wealth Management business ... support, and work with project teams to build out a project's governance, reporting and tracking, and overall execution model from initiation to scale. The candidate… more
- Morgan Stanley (Purchase, NY)
- …limited to, employee conduct risk assessment and mitigation, data management, communications, reporting , as well as RCSA and Biz Continuity Management * * ... and strategic projects * Understanding and/or aptitude to learn about the regulatory rules that govern the conduct of Financial Advisors, investment products,… more
- Synchrony (Stamford, CT)
- Job Description: **Role Summary/Purpose:** The AVP , IAM Security Engineer will be responsible for delivering automation capabilities for programs such as Secrets ... patterns and present meaningful trends and insights + Standardize metrics and reporting for Secrets Management and HPA Monitoring to drive more efficient program… more
- Citigroup (Jersey City, NJ)
- …and reporting activities. + Experience in planning, executing, and reporting on compliance testing reviews and regulatory issue validation activities. ... to assess the design and effectiveness of key controls, reporting , and escalates any violations of laws or breaches... of compliance assurance testing reviews and compliance and regulatory issue validation activities for a component of a… more
- MUFG (Jersey City, NJ)
- …risk committees, and external state and federal agencies (eg, OCC, FRB). + ** Regulatory Knowledge:** Maintain a high degree of knowledge with current and proposed ... security changes impacting regulatory , privacy, and security industry best practice guidance, leveraging...resolution which address root cause of control failures. + ** Reporting :** Compile and distribute program level reporting … more
- Citigroup (Jersey City, NJ)
- …barriers and insider trading/dealing risk, and guidance on related regulatory requirements and internal policies and procedures. **Responsibilities:** + Assisting ... and interpretation of internal compliance policies. + Assisting with regulatory inquiries and/or examinations. This may include coordination with regulators… more
- MUFG (Jersey City, NJ)
- …have the appropriate communication tools and configurations in place through automated reporting and alerting, conducting weekly reviews of staff reporting and ... etc. + Ensure compliance across all communication tools utilizing automated exception reporting . + Continuously document and review recommended best practices to aid… more