- BMO Financial Group (New York, NY)
- Provides support to the repo trading desk and delivers operational processes to ensure timely and accurate processing of securities and trade ... clean downstream settlement. Provides guidance and execution in the support and booking of new strategies, and daily capture...the maintenance of appropriate governance and controls over the trade capture process. + Provides advice and guidance to… more
- Scotiabank (New York, NY)
- …together to drive ambition for every future! **Purpose** Based in New York and reporting to Desk Head of Repo desk , the candidate will be responsible for ... Associate/ Associate Director, Repo Trader **Requisition ID:** 213945 **Salary Range:** 145,000.00...an important bridge to this key global market for trade and investment flows across the Americas and the… more
- Scotiabank (New York, NY)
- …and reporting to FINRA Trace + Assist the Fixed Income Middle Office team with trade input and capture of Rates, Repo , Corporates, Lat-Am, DCM New Issue ... an important bridge to this key global market for trade and investment flows across the Americas and the...individual goals, plans, initiatives are executed / delivered in support of the team's business strategies and objectives. Ensures… more
- CIBC (New York, NY)
- …Compliance Analyst is responsible for performing important surveillance functions to support CIBC's US Compliance program. The Compliance Analyst will 1) help ... U5, Form BD). + Performing surveillance of US broker-dealer regulatory trade reporting obligations + Performing electronic communications surveillance of US trading… more