- SMBC (Jersey City, NJ)
- …We are seeking an Associate for SMBC's SPDAD-FAD Controllers - Finance Control Oversight ("FCO") Group - IT Control Department. This person will be responsible for ... with teams that are part of the Finance Control Oversight (FCO) group to perform an integrated review of...and manage the execution of IT control assessments including testing of IT General Controls (ITGC), IT Application Controls… more
- TD Bank (New York, NY)
- …enhanced due diligence, policy, governance, training and/or compliance assurance and testing + Manages and provides oversight on day-to-day operations of the ... Crime Risk Management **Job Description:** The Senior Manager, AML Financial Crime Risk Oversight oversees the team and leads 2nd-line oversight … more
- Citigroup (Queens, NY)
- …works to drives solutions / improvements. The role resides within the Quality Assurance Testing and Validation (QATV) group within the Finance Chief Operating ... **The** **Conformance Testing - Fin Quality Assurance Manager**...across Finance, Front Office - Business Lines, Technology, and Risk to implement and execute testing protocols… more
- Pfizer (New York, NY)
- **ROLE SUMMARY** The Pharmacovigilence AI Quality Oversight Lead is responsible to oversee the strategic development and implementation for the quality plans, ... establishing guidelines, and managing oversight governance to ensure the quality and reliability of...practices. + Establish guidelines, policies, and procedures for quality assurance in AI, including data validation, model validation, performance… more
- TD Bank (New York, NY)
- …assurance testing effectiveness and efficiency. Provide independent quality assurance oversight of remediations within the second line Compliance ... leadership into the strategic vision for our approach to perform quality assurance testing and monitoring throughout the second-line of defense compliance… more
- JPMorgan Chase (Brooklyn, NY)
- …Reporting Quality Assurance Program (QA) is to assist with mitigating the risk of reporting errors and provide ongoing assurance to management on the ... Assurance team, you will participate in quality assurance , which is aimed at mitigating the risk...in QA reviews from end to end, including developing testing strategies, executing testing , supervising other team… more
- Citigroup (New York, NY)
- **Senior Vice President - Capital and RWA Oversight ** Finance Chief Risk Office (Finance CRO) organization is responsible for second-line oversight of ... regulatory capital management, including measurement of spot regulatory capital and Risk -Weighted Assets (RWA). This role is within Finance CRO - Capital and RWA… more
- City of New York (New York, NY)
- …latitude for the use of judgment and independent decision making, the Quality Assurance ("QA") Supervisor will work within a unit responsible for encompassing all ... areas of quality assurance within the Division of Child Protection's (DCP) 19...incorporate family history to support discussions around safety and risk planning with team. Assess validity of allegations; determines… more
- City National Bank (New York, NY)
- …Minimum 8 years of Business Continuity Management, Operational Risk or Resilience assurance and / or oversight , or business continuity audit or compliance ... controls, appropriately scoping assessments, providing credible challenges, and performing assurance testing . **Skills and Knowledge** + Comprehensive knowledge… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …+ Bachelor's degree in Information Security, Computer Science, Technology, Information Assurance , Risk Management or related field; advanced degree preferred ... **Job Description Summary** The Cyber Business Risk and Resilience Leader will be reporting directly...compliance with policies and regulatory requirements. This includes the oversight of the BD cybersecurity officers across multiple regions,… more
- Meta (New York, NY)
- …compliance training programs 9. Support regulatory compliance efforts including controls testing , certifications, risk assessments, oversight and governance, ... Candidates should have general knowledge/expertise in the following areas: audit, assurance , risk management, issue & exception management, and governance… more
- Citigroup (New York, NY)
- …+ **Align with Finance and Risk BCBS program on data transaction testing strategy** + **BCBS239 Report data assurance and metric production** + Experience ... Risk 's data governance and operating model** + Provide oversight of Data Operating Model activities (DOM) across ...oversight of Data Operating Model activities (DOM) across Risk to ensure consistency + Drive data prioritization activities… more
- Bank of America (New York, NY)
- …Skills:** + 5+ years of risk management and/or LOB/ECF experience. + Experience testing associates cases for Quality Assurance + Proven ability to work in a ... control monitoring and reporting to drive process improvements and oversight . The QC/QA Sr. Testing Specialist is...Controls Management + Issue Management + Monitoring, Surveillance, and Testing + Quality Assurance + Risk… more
- TD Bank (New York, NY)
- …expertise on regulatory requirements and assisting business units to manage their regulatory risk . **Job Overview:** + Develop and oversee Oversight Program over ... first line and second line Monitoring and Testing Activities + Conduct Quality Assurance (QA)...standards (including workpaper review) + Provide Compliance (second line) oversight , review and challenge over first line testing… more
- Bank of America (New York, NY)
- …+ 2 or more years in one or more of the following areas: Quality Control/ Assurance Testing , Process Risk Control (PRC), Risk Control Self-Assessment ... Controls Management + Issue Management + Monitoring, Surveillance, and Testing + Quality Assurance + Risk...of the risk culture and will support testing inspections, control oversight and execution. The… more
- Atlas (New York, NY)
- …and conducting process improvement. + Coordinating with owner quality verification testing , inspection, and Independent Assurance requirements. + Attending and ... NY Atlas is a nationwide leader in civil engineering, materials testing and geotechnical consulting services for environmental, industrial and infrastructure… more
- New York State Civil Service (New York, NY)
- …for oversight of DASNY's systems over internal controls and risk assessment, including information technology security and control, as it relates to ... plus seven years of combined experience in IT Security and IT Risk Management. Knowledge of common information security management frameworks, such as ISO/IEC… more
- Morgan Stanley (New York, NY)
- …the Audit Coverage Director (ACD) leading all Capital Planning audit coverage and assurance activities for the Firm, including US Banks and other legal entities ... this role is responsible for Audit's Capital Planning Content Management and Oversight (CMO) office that maintains responsibility for coordinating and driving the… more
- MUFG (New York, NY)
- …remediation, and closure. + 3-5 years' experience with RCSA frameworks including KRIs, risk to control mapping, and control testing . + Preferred: Professional ... regulations + Understanding of risk management, including experience executing risk assessments, testing and evaluating processes and controls + Experience… more
- American Express (New York, NY)
- …systematically run information security, such as security investigations, intelligence, assurance , and/or other project oversight , including developing standard ... every day. Rooted in this vision is the work of the Technology Risk & Information Security organization, empowering the company to deliver superior service through… more