- Citigroup (New York, NY)
- …regulatory and industry practices environment; provide up-to-date knowledge and expertise relevant to AML compliance and senior leaders.** **Liaise with US ... matters relevant to Wealth.** **Set, develop, and implement strategic AML compliance risk management direction for the...in the development of all team members.** **Serve as AML Representative to Senior Governance meetings for… more
- Citigroup (Jersey City, NJ)
- …align to policy, regulations and legal requirements. The will interact with Senior Compliance , Business, Operations, Technology and Risk leadership and need ... responsibility for key areas of Customer Risk with the AML Program, including Customer risk rating, customer screening and...data governance. They will lead a team of experienced Compliance professionals to ensure that our customer onboarding and… more
- Ankura (New York, NY)
- …generation. + Conduct independent regulatory program reviews and Testing; + Drafting BSA/ AML compliance programs and developing training for FinTech's and ... preparation; + Draft remediation plans for exam/audit findings and recommendations for Senior Director review and implementation; Requirements: + At least 10… more
- Morgan Stanley (New York, NY)
- We're seeking someone to join our team as an Enhanced Due Diligence Director in Operations to oversee processes related to the Enhanced Due Diligence program. The ... Director will support the execution of the Firm's EDD...the implementation of internal policies, provide periodic reporting to senior stakeholders, and make recommendations to improve procedures governing… more
- Morgan Stanley (New York, NY)
- …communication of status, issue, and risk disposition to all stakeholders, including Senior Management. * Utilize strategic data analysis to inform program decisions, ... for implementation. *Qualifications* Required Experience: * 10 years of risk management, compliance , control, and/or audit experience in a Bank or financial services… more
- Morgan Stanley (Purchase, NY)
- …Team is considered the first line of defense and supports first line compliance with all relevant Financial Crimes regulations, standards, and policies. * * ... WM, IM and US Banks. Specifically, focused on the regulatory compliance framework, ensuring business operations align with Financial Crimes regulations.In addition,… more
- Scotiabank (New York, NY)
- …with stakeholders, preparation of credit presentation recommendations and presentation at Senior Credit Committee. The Director oversees the Securitizations ... Director , Financial Institutions - Securitizations, Global Risk Management...to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk.… more
- Citigroup (New York, NY)
- …with functions that cover Information Security, Continuity of Business, Fraud, Data, Compliance , AML , and Records Management, along with the Operations and ... The Core Accounts Controls & Regulatory Management (CRM) Manager, Director reports to the Liquidity Management Services (LMS) and Core Accounts Global CRM Head. This… more
- Scotiabank (New York, NY)
- Senior Manager, Enterprise Anti-Bribery & Anti-Corruption **Requisition ID:** 206608 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range ... We work together to drive ambition for every future! **Purpose** The Senior Manager, Enterprise Anti-Bribery & Anti-Corruption contributes to the overall success of… more
- SMBC (Jersey City, NJ)
- …for submission to senior Branch management. + Apply data from BSA/ AML Compliance Department stakeholders to translate qualitative risk factors into ... data and technology issues may impact the achievement of BSA/ AML Compliance Department's objectives. **Qualifications and Skills** _Experience/Knowledge:_… more
- SMBC (Jersey City, NJ)
- …Reporting to the Director , Sr. Manager, Analytics, in the Compliance Department, Americas Division, the Senior Data Analyst executes large-scale ... how emerging data and technology issues may impact the achievement of BSA/ AML Compliance Department's objectives. **Qualifications and Skills** + Bachelor's… more
- Scotiabank (New York, NY)
- …relationships for the portfolio + Collaborating with the Technology, Sales, Pricing, AML , Risk, Compliance , Internal Control teams (and other support functions) ... revenue, growth and customer satisfaction by: + Supporting the Director - US Business Deposit Products, the Product Owner(s),...to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk,… more
- Scotiabank (New York, NY)
- …day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML /ATF risk and conduct risk, including but not ... limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF Global Handbook and the… more
- TD Bank (New York, NY)
- …This position also works with management / control function partners (eg Risk, Legal, Compliance , AML and Audit) to assess risks, develop and implement proactive ... also fit for purpose. The role reports to the Director , Global Markets Supervision (Equities), and will provide primary...policies to trading and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct… more
- City National Bank (Jersey City, NJ)
- …of testing performed, and effectively communicate audit results to the Audit Senior Manager/ Director and senior management in meetings, presentations, ... and synthesizes results of testing performed, effectively communicates results to senior management to affect change, and delivers well written audit reports… more