- Morgan Stanley (Purchase, NY)
- …- a place for people to learn, achieve, and grow. The Know Your Customer ( KYC ) Office is an AML function under Financial Crimes, embedded within the Firm's business ... driving compliance with applicable laws, rules and regulations, adhering to Policy , and escalating, managing and reporting control issues with transparency.… more
- Morgan Stanley (Purchase, NY)
- …- a place for people to learn, achieve, and grow. The Know Your Customer ( KYC ) Office is an AML function under Financial Crimes, embedded within the Firm's business ... driving compliance with applicable laws, rules and regulations, adhering to Policy , and escalating, managing and reporting control issues with transparency.… more
- Morgan Stanley (Purchase, NY)
- …for Morgan Stanley. Primary Responsibilities > Perform an end-to-end Quality Control KYC review of new onboarding and periodic review files as an individual ... Assist in preparing ongoing and ad hoc reporting for senior management > Report metrics and communicate results to...International - non-US), MS AML Risk policies and procedures, KYC standards, and QC Program and procedures > Good… more
- Morgan Stanley (Purchase, NY)
- …Identify training gaps and conduct needs assessment**to determine the specific KYC training needs of different stakeholder groups * Coordinate with cross-functional ... and administer training metrics and assessments to evaluate the effectiveness of KYC training programs * Identify and escalate training related issues to leadership… more