- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 **The Team:** The Technology Risk & Compliance Officer will work closely with the Ratings ... role will be a point of escalation contact for matters related to technology risk and compliance with policies. **The Impact:** The successful candidate will… more
- Citigroup (New York, NY)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with ... Management, Operations, Technology , Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the supported… more
- Citigroup (New York, NY)
- **Job Description** Serves as a Senior Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing and ... established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance risk through… more
- Bloomberg (New York, NY)
- …couldn't do anywhere else. It's up to you to make it happen. What's the role? As the Risk and Compliance Training Officer on the Bloomberg Risk and ... role in the analysis, design, development, delivery, and evaluation of firmwide Risk and Compliance Employee Training initiatives. Collaborating closely with the… more
- Citigroup (New York, NY)
- …the execution of a process (QA). + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in ... The Business Risk and Control Officer is a...to identify, assess, record and response to Operational and Compliance Risk events, ensuring these are captured… more
- Citigroup (New York, NY)
- This position is in Enterprise Risk Management (ERM) Data and Technology . This position will support Operational Risk Management's (ORM) Data and ... Technology needs across all ORM Risk Types (L1's). Recognized technical authority for an area...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- Morgan Stanley (Purchase, NY)
- …Morgan Stanley is seeking a Vice President to serve as the Financial Crimes Risk Officer for our Workplace and Digital sectors, specifically overseeing the ... #LI-AJ1 **Job:** **Wealth Management* **Title:** *WorkPlace and Digital Financial Crimes Risk Officer * **Location:** *New York-Purchase* **Requisition ID:**… more
- Arena Investors LP (New York, NY)
- …spectrum in areas where conventional sources of capital are scarce. We are seeking a Chief Risk Officer (CRO) to join Arena. The newly created role will create a ... of business. The CRO will partner with our Chief Compliance Officer (CCO) and our operating Business...consult with leadership on new business opportunities and long-term risk strategies. * Seek technology and innovation… more
- Citigroup (New York, NY)
- …and escalating issues for resolution. + Support in dealing with Operational and Compliance Risk in accordance with established Policy requirements. + Assist in ... The Business Risk and Control Officer is a...complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts an… more
- Citigroup (Queens, NY)
- The Business Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts an entire area, which… more
- City of New York (New York, NY)
- …program. If you excel in identifying and mitigating risks across diverse technology domains, ensuring timely resolution of risk assessment tickets, and ... applications, cloud solutions, firewalls, IoT devices, software, custom development, and technology acquisitions. Fulfill risk assessment tickets in a timely… more
- City of New York (New York, NY)
- …team in revolutionizing public health IT. DIT has an opening for a Cyber Risk Analyst serving DOHMH Division of Information Technology Office of Cybersecurity. ... applications, cloud solutions, firewalls, IoT devices, software, custom development, and technology acquisitions. Fulfill risk assessment tickets in a timely… more
- Mastercard (Harrison, NY)
- …the role holder will: 1 - Reports and works closely with the MTS Chief Compliance Officer to determine the effectiveness of the Compliance Program and ... businesses and governments realize their greatest potential._ **Title and Summary** VP, Legal Compliance , Bank Secrecy Act Officer Overview MTS US is the… more
- NatWest Markets (Stamford, CT)
- …with Compliance Risk continue to operate effectively. The Compliance Assurance Officer will alsobe responsible forreporting and escalating controls ... Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer...the Assurancemethodologyand engender a collaborative and transparent culture of compliance . + Activelyparticipatein the annual rules-based risk … more
- Family and Children's Association (Mineola, NY)
- Compliance Officer The Opportunity FCA is excited to announce an opportunity for the position of Compliance Officer . As we continue to grow and evolve, ... evaluate compliance issues/concerns within FCA. The ideal Compliance Officer will ensure FCA complies with...and to identify trends. + Identify potential areas of compliance vulnerability and risk ; develops/implements corrective action… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... other ICRM teams and global functions, including Legal, Risk , Operations and Technology , and Finance to prevent and detect non- compliance issues and promote… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... senior business risk and control forums, monitoring compliance risk behaviors, providing day-to-day Compliance... Technology , Finance, other Control Functions, and In-Business Risk to address compliance issues which may… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for the Control Room within Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... Management, Operations, Technology , Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the supported… more
- Citigroup (Jersey City, NJ)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with ... Management, Operations, Technology , Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the supported… more
- Citigroup (Jersey City, NJ)
- …Management, Operations, Technology , Finance, other Control Functions, and In-Business Risk to address compliance issues which may impact the supported ... Serves as a compliance officer , specifically relating to research...managing conflicts between Banking & Research for the Independent Compliance Risk Management (ICRM) department. ICRM is… more