- Office of the New York City Comptroller (New York, NY)
- …health, integrity, and effectiveness of New York City government, in order to strengthen trust , secure a thriving future for all New Yorkers, and build a more just, ... plan beneficiaries and the City of New York. Reporting directly to the Chief Investment Officer , the Deputy Chief Investment Officer (DCIO) will be a member of… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking a Trust Compliance & Risk Officer to be responsible for the Compliance and Risk Management Program for the Bank's ... Job Functions: + Responsible for compliance and risk management for the Bank's Investment Management Division/ Trust... risk management for the Bank's Investment Management Division/ Trust Department + Monitor and ensure compliance … more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... and protect the franchise, focusing on privacy and building trust . In addition, engages with the ICRM product and...risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer , you will assist the ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at...the daily portfolio management and monitoring of discretionary and trust accounts within the JPMorgan Private Bank and US… more
- Bloomberg (New York, NY)
- …of Risk and Compliance Shared Services, the global Chief Compliance Officer , and the global Chief Risk Officer , and Bloomberg's business by: + ... and Compliance Shared Services team. As a Risk Assurance Officer on our Risk...carried out by localized or domain-specific teams. **We'll trust you to:** + Support the Global Head… more
- Morgan Stanley (Purchase, NY)
- …and international) * Strong time management and planning skills * First Line Risk & Controls, Compliance or Audit experience * Strong interpersonal skills ... Management Officer (Wealth Management, Investment Management and US Banks Financial Crimes Risk )* **Location:** *New York-Purchase* **Requisition ID:** *3258030* more
- Morgan Stanley (New York, NY)
- …first line of defense business risk department. *The VP US Banks First Line Risk Officer will be responsible for the following: * *Key Responsibilities: * - ... **Job:** **Operational Risk * **Title:** *VP US Banks First Line Risk Officer Centralized Metrics and Reporting* **Location:** *New York-New York*… more
- City National Bank (New York, NY)
- **CREDIT RISK OFFICER QA/QC FIRST LINE OF...performance indicators. Analyzes trends and shares results with 1LOD Risk & Compliance , Front Line Units and ... Fosters internal and CNB-wide peer relationships that support a culture of trust and interdependence.As a resource for credit risk identification, provides… more
- CIBC (New York, NY)
- …Statement, US Compliance works to identify, assess, manage and mitigate regulatory compliance risk to protect CIBC's reputation and brand, while helping CIBC ... Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing,...be a member of various PWM governance committees (eg, Trust Committee, Management Risk Committee, and Operating… more
- City of New York (New York, NY)
- …legal and compliance department. The Assistant General Counsel and Compliance Officer will assist in managing the Trust 's legal matters, focusing on ... add staff to fulfill critical functions. Position Summary The Assistant General Counsel and Compliance Officer reports directly to the General Counsel and is a… more
- Bloomberg (New York, NY)
- …including sound working knowledge of EU GDPR as well as expertise in privacy risk and compliance management + Ability to work independently and effectively ... make it happen. What's the role? Bloomberg's Legal & Compliance Department plays a critical role in supporting our...implement global training and communication programs and monitor privacy risk across the business. Our team also leads privacy… more
- City National Bank (Jersey City, NJ)
- **BSA/AML OFFICER - WEALTH MANAGEMENT SUBSIDIARIES** **WHAT IS THE OPPORTUNITY?** This role acts as the designated Bank Secrecy Act AML Officer ("AML Officer ... of City National Securities, CNR Securities, and City National Rochdale Funds compliance with the USA PATRIOT Act, US Economic Sanctions, and related regulations… more
- City of New York (New York, NY)
- …conditions of new investment agreements and other related contracts; Assist with manager risk and compliance review and assessment; - Monitoring the portfolio of ... of New York City government, in order to strengthen trust , secure a thriving future for all New Yorkers,...beneficiaries and the City of New York. The Investment Officer will assist in overseeing the investment activity for… more
- City National Bank (New York, NY)
- **CLIENT OFFICER ** **WHAT IS THE OPPORTUNITY?** Assists the Client Manager in supervising and participates in the operations, client service, and internal sales ... of the branch. * Monitors and maintains operations procedures for compliance to regulations; plans and administers colleague schedules and internal workflow.… more
- The Hartford (New York, NY)
- …Reporting to the Vice President, Financial Lines, the Financial Lines Technical Officer will manage a claims team handling Management Liability and Professional ... be accountable for watch-list claims across D&O, Financial Services/Institutions and Pension Trust Liability. In connection with this subset of claims, this position… more
- Citigroup (New York, NY)
- …Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance Officer (CCO) Anti-Money Laundering (AML) / Bank Secrecy Act (BSA) and will ... to earn and maintain our clients' and the public's trust by constantly adhering to the highest ethical standards...relevant to Wealth.** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth… more
- Citigroup (New York, NY)
- …group is headed by the Head of ERM who reports directly to the Citigroup Chief Risk Officer (CRO). **About the Team:** Risk Data & Technology Transformation ... of experience leading transformation and/or organizational changes efforts related to Enterprise Risk Reporting and Data related compliance and transformation in… more
- CIBC (New York, NY)
- …please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Senior US Equity Derivatives Compliance Officer is responsible for: 1) administering CIBC's ... interview. How You'll Succeed The Senior US Equity Derivatives Compliance Officer is primarily accountable for: +...self to work and you live our values - trust , teamwork, and accountability. **Conduct and Risk … more
- Amalgamated Bank (New York, NY)
- …exercises, Compliance Details Self Assessments (CDSA) and other third-party risk management responsibilities as part of vendor oversight. + Maintain updated ... Manager that will report directly to the Director of Trust Operations and is part of the Chief Operating... Operations and is part of the Chief Operating Officer organization. The individual plays a key role as… more
- Vibrant Emotional Health (New York, NY)
- …policies and procedures. * Compliance : Consult with and be a resource to the Chief Compliance Officer on legal and risk issues related to compliance ... leadership and guidance. Build a strong culture of collaboration, trust , and credibility within the team and across the...be a resource to the Chief People and Experience Officer on legal and risk issues. Manage… more
