- Robert Half Finance & Accounting (Stamford, CT)
- Description VP Financial Risk and Controls - Hybrid Our client a premier financial services firm based in Stamford, CT continues to build out their ... and Internal Audit. The role will be key in building / reviewing financial the controls function and also assist with operational efficiencies. The firm is known… more
- Morgan Stanley (Purchase, NY)
- …Stanley is seeking a Vice President to serve as the Financial Crimes Risk Officer for our Workplace and Digital sectors, specifically overseeing the ... learn, achieve, and grow. The WM and US Banks Financial Crimes Risk Team is embedded within...essential. The individual will be responsible for ensuring that financial crimes controls are commensurate with the… more
- Morgan Stanley (Purchase, NY)
- …news processes, among others, for Morgan Stanley. *Responsibilities:* The Assistant Vice President , Risk and Controls is responsible for assisting in the ... policies, standards, and procedures. *The Assistant Vice President , Risk and Controls will:*...and Control assessments (RCSAs) under the firm-wide Non- Financial Risk Assessment (NFRA) program * Lead… more
- JPMorgan Chase (New York, NY)
- …inherent in the global institutional businesses. **Job summary** As a Vice President in the Asset Management Investment Risk team you'll be responsible for ... team is committed to being a world-class leader in risk management, maintaining a system of strong controls...Post graduate degree or additional certifications such as Chartered Financial Analyst ( CFA), financial risk… more
- SMBC (Jersey City, NJ)
- …Director of FCC Program Management, the FCC Program Management Vice President is supporting establishing and enhancing Financial Crime Compliance ("FCC") ... across Compliance Departments and business partners throughout SMBC. The Vice President is a liaison between Fraud...of applicable laws/regulations/rules and assessing the efficacy of internal controls to derive residual risk profile. +… more
- Morgan Stanley (New York, NY)
- …part of our culture. The position available is a Vice President ( VP ) level position on the Non-Market Risk team within the Institutional Equity Division ... IED business as well as associated control and 2ndline functions such as Compliance, Financial Crimes Risk , and Credit Risk Management to manage client /… more
- Morgan Stanley (New York, NY)
- …lending products and services to serve the needs of WM and ISG clients. The Operational Risk VP Front Line Risk Officer will be responsible for the ... risk across products and services * Execute process risk and control assessments to evaluate the...controls to mitigate risks including regulatory and operational risk * Identify and measure the strength and weaknesses… more
- JPMorgan Chase (Jersey City, NJ)
- …and striving to be best-in class. As a Compliance Risk Management Lead - Vice President in the Global Financial Crimes Compliance (GFCC) team, you will ... business as well as other functional areas (eg,KYC Operations, Risk , Controls , etc.) with a focus on...escalations. + Identify and help resolve GFC compliance and control issues within the LOB; + Serve as GFCC… more
- American Express (New York, NY)
- …ensuring that risks are managed effectively and in compliance with regulatory expectations. **The Vice President , US Consumer Services Risk Officer will:** + ... processes for identifying and assessing risks within US Consumer Services (ie, Risk & Control Self-Assessment), including the independent review and challenge… more
- Citigroup (New York, NY)
- The Resolution & Recovery Planning (RRP) Non- Financial Capabilities, Controls , and Testing (CCT) SVP will support the team within RRP team for core non- ... related fields Experience: 10+ years of relevant experience in corporate treasury, risk management, financial regulation, project management, or similar fields… more
- Morgan Stanley (Purchase, NY)
- …Residential real estate loans. The US Bank Subsidiaries seek a Vice President ( VP ) to join the First Line Business Risk team to provide risk ... initiatives and projects while ensure compliance with US Banks risk management policies and procedures. The VP ...**Job:** **Operational Risk * **Title:** *US Banks Operational Risk Vice President - Dedicated… more
- Citigroup (New York, NY)
- The Equity Capital Markets (ECM) Investment Banking Vice President ( VP ) is a senior level position responsible for assisting clients in raising funds in the ... + Work with senior-level team members (ECM, Corporate & Investment Banking, Risk , Legal, Operations) and external partners (Investors, External Counsel) to guide… more
- JPMorgan Chase (New York, NY)
- …the status quo and striving to be best-in-class. As a Market Risk E-Trading Risk Management Coverage Vice President , you will participate in all risk ... coverage team and leverage your expertise to monitor and control E-Trading risk ; including an ongoing review...5 year experience working in a bank or a financial institution, with knowledge of market risk … more
- MUFG (New York, NY)
- …member of our recruitment team will provide more details. We're seeking a Vice President of Risk and Controls Operations to support the coordination and ... in financial services.** **3+ years' experience in risk and/or controls related roles.** **Previous experience...industry frameworks such as NIST, COBIT, ITIL.** **Knowledge of risk and control frameworks and governance models… more
- SMBC (Jersey City, NJ)
- …Significant knowledge of change/program management, financial operations and planning, risk and controls management, IT processes, and data management. ... IT on systems implementation. + Document and maintain EUC procedures and ensure financial controls and validations are performed as expected. + Build metrics… more
- MUFG (New York, NY)
- …environments. + Thorough understanding of an effective financial crimes risk management framework and effective AML controls . + Collaborative mindset ... MUFG's global businesses. + Oversees the implementation and execution of Securities-related financial crimes controls within the regions, working closely to… more
- JPMorgan Chase (Jersey City, NJ)
- …Bank, Commercial Banking, Wealth Management, and Business Banking lines of business. As a Vice President on the Credit Review team, you will be responsible for ... Credit Review Director on team assignments, define project scope, evaluate credit risk controls , communicate with management, review and assess findings,… more
- SMBC (Jersey City, NJ)
- …of benefits to its employees. **Role Description** This Finance Control Oversight (FCO) Vice President ( VP ) role will support the review and completion ... wide operational risk management activities, including assistance with the internal controls over financial reporting (ICFR) assessment for financial and… more
- NatWest Markets (Stamford, CT)
- …second line Compliance teams to maintain effective oversight of financial crime risk frameworks, systems and controls + Build and maintain close partnerships ... US Client Services and Onboarding, Vice President Stamford,United States Permanent Full...customers and global teams to ensure the operation of controls and processing related to Financial Crime,… more
- JPMorgan Chase (Jersey City, NJ)
- …and bring creative solutions to our Control Management employees. As an experienced Vice President on the Control Management Employee Readiness team you ... In Control Management, we are strategic partners, working to...Process Experts. Join our Employee Readiness team as a Vice - President and drive strategic direction, manage program… more