- Citigroup (Queens, NY)
- …+ Perform daily reviews of reports to support the WLRSU Team to ensure Wealth RRs registration is compliant with FINRA Rules **Qualifications:** + FINRA Series ... ability to operate with a limited level of direct supervision . + Can exercise independence of judgement and autonomy....SharePoint, Adobe. Knowledge in Visio,Tableu a plus. + FINRA License and Registration experience a plus +… more
- Wells Fargo (New York, NY)
- …seeking a Supervisory Control Specialist to join our Client Relationship Group within Wealth and Investment Management. Learn more about the career areas and lines ... more experienced Management, Market Leaders, Growth Leaders, Branch Managers, , Supervision Managers, and varying Business Units **Required Qualifications:** + 2+… more