- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- … Officer is responsible for ensuring the Bank 's compliance with all relevant Bank Secrecy Act ( BSA ) laws, rules, and regulations. Key ... which pertains to unlawful Internet gambling enforcement. Finally, the BSA Officer also ensures that all staff...Develop, implement, maintain, and administer the Bank 's BSA /AML/OFAC Bank Secrecy Act… more
- City National Bank (Jersey City, NJ)
- ** BSA /AML OFFICER - WEALTH MANAGEMENT SUBSIDIARIES** **WHAT IS...This role acts as the designated Bank Secrecy Act AML Officer ("AML ... Securities, and City National Rochdale Funds compliance with the USA PATRIOT Act , US Economic Sanctions, and related regulations and guidance. He/she provides the… more
- Citigroup (Jersey City, NJ)
- …to be part of a critical team that supports the Bank Secrecy Act ( BSA ) / AML Officer as well as the head of AML Compliance Programs in the ... The role of AML Governance Officer is to help manage the successful running...AML up to the ICRM BRCC, Citi's Chief Compliance Officer , and Board level. + Support regulatory and audit… more
- City National Bank (New York, NY)
- **SALES OFFICER II - TREASURY MANAGEMENT** **WHAT IS THE...and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your ... services to the appropriate manager. + Maintains a proactive commitment to established Bank programs, such as CustomerFirst, Community Reinvestment Act (CRA) and… more
- Morgan Stanley (New York, NY)
- …industry best practices, guidance, and regulatory landscape, including but not limited to; USA PATRIOT Act , Bank Secrecy Act , FATF, 5th Money Laundering ... Technology units where necessary. Your Key Responsibilities: As the KYC Advisory Officer , you will coordinate and support critical aspects of Morgan Stanley's Know… more
- City National Bank (Jersey City, NJ)
- … Operational and Credit policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act ... **CREDIT RISK REVIEW OFFICER SENIOR** **WHAT IS THE OPPORTUNITY?** The Credit...and effectiveness of credit risk management processes of the Bank . CRR also serves as an internal advisor to… more
- City National Bank (New York, NY)
- …and Wealth Management policies and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your Client, Community Reinvestment Act ... **TRUST OFFICER ** **WHAT IS THE OPPORTUNITY?** This position supports...Counsel, Portfolio Managers, Financial Advisors, Investment Advisors, and other bank colleagues. + Oversee annual administrative review of Trust… more
- American Airlines (New York, NY)
- …compliance with all applicable laws and regulations including, but not limited to, the Bank Secrecy Act . **All you'll need for success** **Minimum ... Qualifications- Education & Prior Job Experience** + High school diploma or GED + Must be able to work in-person at assigned branch location + Must have strong working background in a financial institution and relevant consumer loan processing or underwriting… more
- Wells Fargo (New York, NY)
- …**About this role:** Wells Fargo is seeking a Senior Lead Control Management Officer to join the Corporate Risk Financial Crime Risk Management (FCRM) Business ... measurement, ongoing governance routines, and provide support to ongoing BSA /AML transformation work. **In this role, you will:** +.../AML transformation work. **In this role, you will:** + Act as an advisor to senior leaders in developing… more
- Wells Fargo (New York, NY)
- …today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join the Corporate Risk Financial Crime Risk Management (FCRM) Business ... documentation, risk measurement, ongoing governance routines, and provide support to ongoing BSA /AML transformation work. **In this role, you will:** + Support the… more
- SMBC (Jersey City, NJ)
- …plan and implement changes. **Qualifications and Skills** + Advanced technical knowledge of AML, Bank Secrecy Act , Foreign Assets Control. + Advanced strong ... in the change process; recommends changes through compliance with bank policies. + Activities of the KYC team are...results in the KYC system and escalating to the BSA Officer any confirmed or suspected name… more
- MUFG (New York, NY)
- …procedures + Understanding of Final CDD Rule + Understanding of rules involving BSA /AML, OFAC & Sanctions + Exhibit culture of strong risk principles + Ability ... Fair Chance Ordinance, and (iv) the California Fair Chance Act ) to the extent that (a) an applicant is...pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of… more
- MUFG (New York, NY)
- …clients under the respective industry vertical and drive efficiencies in KYC process; + Act as the primary escalation point for all KYC matters related to an ... of Final CDD Rule + Understanding of rules involving BSA /AML, OFAC & Sanctions + Exhibit culture of strong...Fair Chance Ordinance, and (iv) the California Fair Chance Act ) to the extent that (a) an applicant is… more
- TD Bank (New York, NY)
- …complex, highly-matrixed organizations Knowledge of the laws applicable to money laundering, including the Bank Secrecy Act , The USA PATRIOT Act , US ... scenarios used in the automated transaction monitoring systems could expose the bank to undetected unusual or suspicious activities that pose money laundering or… more
- Mizuho Corporate Bank (New York, NY)
- …In-depth understanding of Financial Crime Compliance regulations including but not limited to USA Patriot Act , Bank Secrecy Act and OFAC. + Comprehensive ... review in the KYC system, escalating to the AML Officer any confirmed or suspected material negative information. +...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- US Bank (New York, NY)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...This leadership role will report to the Chief Strategy Officer and will lead efforts to elevate the evaluation… more
- SMBC (Jersey City, NJ)
- …of the BSA /AML and Sanctions Risk Assessment process and draft reports for BSA /AML Officer and senior management review + Manage the Risk and Control ... audit, banking regulators and Head Office. **Role Objectives** + Act as a subject matter advisor to enhance existing...Self-Assessment ("RCSA") process and draft reports for BSA /AML Compliance Officer and senior management review… more
- Ankura (New York, NY)
- …management; + Serve as Subject matter Expert in the fields of AML / BSA / OFAC, and Consumer protection; + Interact with clients and prospects including business ... + Conduct independent regulatory program reviews and Testing; + Drafting BSA /AML compliance programs and developing training for FinTech's and broker-dealers. +… more