- TD Bank (New York, NY)
- …this role **Job Description:** **Preferred Qualifications:** TD Securities is looking for a broker - dealer accountant to join its Product Control division in ... books and records and regulatory filings for its US broker -dealers as well as non broker dealers. Specific responsibilities will include, but are not limited… more
- Robert Half Finance & Accounting (New York, NY)
- …Services is recruiting for a Senior Accountant role for a Banking and Broker Dealer firm located in midtown Manhattan. Our client requires a CPA and ... 1+ years of Public/Private Accounting experience with Banking or Broker Dealer industry knowledge. The role reports...Master's Degree in Accounting, Finance or Tax This Senior Accountant role requires someone to work 3 days per… more
- Siebert Williams Shank (New York, NY)
- …Williams Shank (SWS) is the nation's largest minority-owned and women-owned broker - dealer , full-service investment banking and financial services firm that ... advisory services, is conducting a search for a Staff Accountant to join its finance team. Our Firm Siebert...regulatory reporting. The ideal candidate will have knowledge of broker - dealer operations, financial rules and regulations, and… more
- Tradeweb (Jersey City, NJ)
- …Accounting department. The ideal candidate will have extensive knowledge of broker dealer operations, securities regulations, and financial reporting standards. ... **Qualifications** + 5+ years of experience in securities accounting and/or broker dealer operations within the financial services industry + Strong analytical… more
- Hold Brothers (New York, NY)
- …net capital rules * Prepare supporting documentation, technical accounting, and broker - dealer guidance/interpretation memos to internal and external auditors + ... the Job: Hold Brother's is currently seeking a Staff Accountant to join our growing team! You will be...experience in the securities industry or any FINRA registered broker - dealer preferred + Strong attention to detail… more
- Ankura (New York, NY)
- …root cause analysis, pre-issuance and post-issuance reviews of issuer and broker - dealer audit engagements, leading and supporting investigations, and independent ... procedures, and ethical behavior. Requirements: . Current CPA (Certified Public Accountant ) license required; . Five or more years of progressively responsible… more