- TD Bank (New York, NY)
- …professional judgment regarding responsiveness and appropriateness. In this position, the Compliance Audit & Exam Specialist will assist the team in ... Department, the US CCO and the Compliance Executive Team The Audit and Exam Management team of US Compliance Operations and Governance manages internal… more
- Bank of America (New York, NY)
- …to Senior Leadership + Series 7, 63 or Securities Industry Essentials (SIE) Exam Skills: + Regulatory Compliance + Monitoring, Surveillance, and Testing + ... Global Financial Crimes Specialist Charlotte, North Carolina;Jersey City, New Jersey; New...execution of substantive money laundering, economic sanctions and fraud compliance and operational risk practices. Key responsibilities include assisting… more
- Research Foundation CUNY (New York, NY)
- …while simultaneously participating in training that leads to an industry certification exam . The Instructor will also act as the Educational Case Manager for ... Assistant (CNA), Phlebotomy Technician, and Digital Literacy (Microsoft Office Specialist Associate). General Description Of Duties: Instructional + Create and… more
- Truist (New York, NY)
- …+ Maintain appropriate legal, operating and regulatory controls to manage risk and compliance . Works within the existing audit , compliance and regulatory ... retention and prospect referrals. This includes effectively executing on the specialist delivery model utilizing both centralized and regionalized partners to… more