- Citigroup (Jersey City, NJ)
- … officer for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) team responsible for assessing compliance ... and reporting programs within an assigned region in accordance with the Compliance Independent Assessment (CIA) Plan. + Participating in the planning,… more
- CIBC (New York, NY)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... Compliance mandate by providing timely, proactive advice and independent second line oversight to the US Capital Markets,...rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... Assessment / RCSAs and MCA + Policy Governance + Risk and Compliance training + Compliance Risk Assessment + Metrics Strategy + Compliance Risk Issue… more
- Citigroup (New York, NY)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) in the Office of Fair Lending responsible for assisting with ... around such processes, complete a section of an annual fair lending risk assessment pertaining to the operations and customer service areas of the business, assist… more
- SMBC (New York, NY)
- …with 2LOD and 3LOD stakeholders on key pillars of the Volcker Program, including Independent Assessment , Training, and CEO Attestation. + Help to oversee the ... rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day...and regional Volcker Offices on various aspects of Volcker compliance . The Director will be responsible for rigorously supporting… more
- NADAP (New York, NY)
- …and Long Island. NADAP's services include health insurance enrollment, assessment , care coordination, case management, professional training, job preparation and ... location near Grand Central. Visit us at www.nadap.org The Chief Financial Officer (CFO) provides both operational and programmatic support to the organization. The… more
- Citigroup (New York, NY)
- + Independent Compliance Risk Management is Citi's second line compliance risk oversight function chartered to provide ongoing challenge and oversight of the ... oversight of key administrative and operational activities of the Independent Compliance Risk Management function. The ICRM...ICRM leadership team working daily with the Citi Chief Compliance Officer and the ICRM leadership team… more
- Citigroup (New York, NY)
- Serves as a Services, Markets, Banking ("SMB") Central Operations compliance officer for Independent Compliance Risk Management (ICRM) responsible for ... + Additional responsibilities to include assisting Loans Operations area with risk assessment , regulatory change management and compliance with rules and… more
- MTA (New York, NY)
- Hearing Officer Job ID: 7789 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular Department: Date Posted: Jul 12, 2024 ... Description JOB TITLE: Hearing Officer SALARY RANGE: $85,000 - $100,000 HAY POINTS: 479...Under direction with some latitude for the exercise of independent action and judgment, conducts and presides over discipline… more
- NJEDA (Newark, NJ)
- …legal reviews of the Authority's applicants and vendors to ensure compliance with Authority's Disqualification/Debarment Regulations , set forth in NJAC 19:30-2.1, ... for disqualification, debarment or suspension exist . + Performs independent research through various databases, as well as general...in open public meetings . + Serves as Hearing Officer for Authority on bid protests and/or appeals from… more
- Citigroup (New York, NY)
- The Model/Anlys/Valid Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... and Risk Model Utility leads. + Implement a quarterly process for gap assessment between the Material Risk Inventory and scenario suite. + Implement process to… more
- Citigroup (New York, NY)
- Serves as a risk officer for Client's Regulatory Management Office, with a focus on Institutional Credit Management (ICM), responsible for the promotion, support, ... relationships within Citigroup senior management, front line, second line (including independent risk, finance, HR, and Legal), Internal Audit, Board and legal… more
- Citigroup (New York, NY)
- …defense for wholesale and counterparty credit risk management and also with our Independent Risk partners to ensure best-in-class risk and controls, as well as ... for maximum efficacy. The Counterparty Credit Risk (CCR), Credit Portfolio Senior Officer is a senior-level position responsible for managing the Portfolio Health… more
- City of New York (New York, NY)
- …Division's responsibility is to support, monitor and ensure that BEDC is in compliance with Federal, State and local EHS laws and regulations. In addition, BEDC's ... EHS support to the in-house construction management team. - Monitor contractor compliance with EHS regulatory and contractual requirements, BEDC EHS Standards, and… more
- Citigroup (New York, NY)
- …unsecured lending compliance risk manager and thought leader for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... for developing and executing the strategy for the firm's Independent Compliance Risk Management (ICRM) program for...compliance strategy and risk appetite. + Representing Chief Compliance Officer in significant strategic initiatives as… more
- Citigroup (New York, NY)
- …function/business/product compliance risk manager and thought leader for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... for developing and executing the strategy for the firm's Independent Compliance Risk Management (ICRM) program for...compliance strategy and risk appetite. + Representing Chief Compliance Officer in significant strategic initiatives as… more
- Citigroup (New York, NY)
- Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... framework. **Responsibilities:** + **Providing equities, options and structured products compliance coverage to an assigned function/business/product** . Provides … more
- Ankura (New York, NY)
- …risk assessments, policies, procedures, internal controls, and systems processes; + Prepare compliance reports for Compliance Officer , Senior Management, ... and prospects including business development and lead generation. + Conduct independent regulatory program reviews and Testing; + Drafting BSA/AML compliance… more
- M&T Bank (Iselin, NJ)
- … Advisor must understand when situations warrant escalation to the M&T Bank Chief Compliance Officer , Legal, or when other consultation is needed. The Senior ... the division is operating within the defined Enterprise risk framework and Board-mandated compliance risk tolerance + Assist with Risk Assessment Process +… more
- Bank of America (New York, NY)
- …rules, and regulations and adhering to policies + Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or ... Units and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing the CORM Program… more