- Citigroup (Jersey City, NJ)
- Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing ... compliance testing and reporting programs in accordance with the Compliance Independent Assessment Plan. + Participating in the planning, executing, and… more
- Citigroup (Jersey City, NJ)
- …back office Operations activities within the Global Markets business, in accordance with the Compliance Independent Assessment (CIA) Plan. + Act as review ... Serves as a compliance risk officer for Independent Compliance ...responsible for performing risk assessment of Citi's compliance risks, performing independent testing activities (testing… more
- TD Bank (New York, NY)
- …of Business:** Compliance **Job Description:** **Department Overview:** The Fair Banking Compliance Officer provides second line oversight and support to TD ... The role will serve on a team that provides independent oversight of fair banking and support for other... Compliance Team procedures + Facilitates the periodic Compliance risk and self- assessment activities for designated… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... framework. **Responsibilities:** + Designing, developing, delivering and maintaining best-in-class Compliance , programs, policies and practices for ICRM. + Translating… more
- Citigroup (New York, NY)
- …+ Approve credit reviews as a first line of defense Underwriting (Credit Officer CO designation) including assessment of portfolio risk, liquidity of client ... Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP** **Description** Citi's Commercial Bank (CCB)… more
- City of New York (New York, NY)
- …collaboration with State DOCCS. Under executive direction of the HRA Chief Program Officer , with wide latitude for independent judgment and decision-making, the ... of Accountability, directs and coordinates all aspects of the accountability, compliance (including risk assessment ), program monitoring, and evaluation projects… more
- Raymond James Financial, Inc. (New York, NY)
- **Description** **Job Summary** The Senior Vice President, Chief Risk Officer for the Private Client and Asset Management business reports to the Chief Risk ... Officer of Raymond James Financial and is responsible for...presents regular risk reviews in order to provide an independent perspective of the business and to keep pace… more
- City of New York (New York, NY)
- …MANAGER. Division/Program Summary Description: The Bureau of the Agency Chief Contracting Officer within the Division of Finance is primarily tasked with overseeing, ... Position Summary: Under direct supervision of a Deputy Agency Chief Contracting Officer , the selected candidate will utilize varying degrees of managerial direction… more
- Banco Popular Puerto Rico (New York, NY)
- …mortgage related products and services and interview and provide orientation and independent assessment to clients to offer best available mortgage product. ... New York, NY, US, 10004 Company: Popular Workplace Type: On-site Home Lending Officer National MLO Sales These duties generally include to promote and sell certain… more
- Citigroup (New York, NY)
- …and developing insights. + Carries key responsibility for Control Design Assessment (CDA) by executing CDA checklist/procedures for controls and recording results ... pose excessive risk(s). + Develops and drives quality-checking routines to ensure compliance with all relevant policies, operating guides, and owned control testing.… more
- Bank of America (New York, NY)
- …regulatory inquiries, other audits, and examinations + Engages in activities to provide independent compliance and operational risk oversight of FLU or Control ... Operational Risk (C&OR) Manager is responsible for engaging in activities to provide independent compliance and operational risk oversight of Front Line Unit or… more
- Citigroup (New York, NY)
- …unsecured lending compliance risk manager and thought leader for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... for developing and executing the strategy for the firm's Independent Compliance Risk Management (ICRM) program for...compliance strategy and risk appetite. + Representing Chief Compliance Officer in significant strategic initiatives as… more
- Bank of America (New York, NY)
- …rules, and regulations and adhering to policies + Engages in activities to provide independent compliance and operational risk oversight of Front Line Unit or ... Units and Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer teams, executing the CORM Program… more
- Ankura (New York, NY)
- …risk assessments, policies, procedures, internal controls, and systems processes; + Prepare compliance reports for Compliance Officer , Senior Management, ... and prospects including business development and lead generation. + Conduct independent regulatory program reviews and Testing; + Drafting BSA/AML compliance… more
- CAMBA (Brooklyn, NY)
- …a care management agency, providing clients with personal care coordinators. Position: Compliance Director Reports Chief Legal Officer Location: 2244 Church ... and take action on matters related to the HealthLink Compliance Program, independent of any program interest...by existing HealthLink program staff in implementing the HealthLink Compliance Program functions, documenting that assessment in… more
- Hackensack Meridian Health (Nutley, NJ)
- …Center for Discovery and Innovation (CDI)** will serve as the Deputy Chief Scientific Officer (CSO) of the HMH Center for Discovery and Innovation (CDI) as a senior ... position reporting directly to the CSO and Chief Operating Officer of the CDI. This role will promote excellence...the research laboratories and ensures that they operate in compliance with Federal and State regulations and guidelines. +… more
- MTA (New York, NY)
- …: Department of Diversity & Civil Rights (DDCR) SUPERVISOR : Chief Diversity and Inclusion Officer LOCATION : 2 Broadway HOURS OF WORK : 9:00am - 5:30pm (7 1/2 ... effective date of hire. SUMMARY : Reporting to the Chief Diversity and Inclusion Officer (CDIO), this position is accountable for representing the CDIO in key and… more
- Bank of America (New York, NY)
- …Description:** Wholesale Model Validation Lead ("MVL") oversees the team conducting independent validation and quantitative analytics for wholesale (C&I and CRE) ... models with global portfolio exposure covering several model purposes requiring compliance with US and international regulations (IFRS9, CECL, EBA stress testing).… more
- CAMBA (Brooklyn, NY)
- …needs individuals and families including case management, crisis intervention, independent living skills training, recreation, socialization and other supports ... and retrieval of all required information and documents from the Coordinated Assessment ad Placement System (CAPS) database. + Maintain, Update and Download files… more