- Federal Reserve System (New York, NY)
- …legal staff, and policymakers across agencies. **Your role as BSA/AML Compliance Risk Supervising Examiner :** + Lead large scope supervisory activities ... + Contribute to preparation of supervisory plans for relevant risk -based supervision; + Lead ongoing monitoring reviews...examiner . + Demonstrated knowledge of BSA/AML and sanctions compliance risk management programs and controls in… more
- Federal Deposit Insurance Corporation (Monroe, NJ)
- …Additional qualifications information can be found here. Must be a Commissioned Compliance Examiner in the FDIC or another organization with comparable ... Act (CRA) examinations of institutions of all sizes and risk profiles including the largest, most complex or problem...Federal service. Specialized experience is defined as a Commissioned Compliance Examiner at the FDIC or another… more
- Amazon (New York, NY)
- …leveraging to drive improvements experience - Professional auditing qualification, or similar risk or compliance credentials - Experience with SQL and Excel ... to support our rapidly growing and evolving global auto program. You will lead strategy on complex bodily injury auto claims, handling pre-litigation disputes and… more
- Federal Reserve System (New York, NY)
- …experience with financial and non-financial risks, such as operational risk , model risk , compliance risk , internal audit, IT/Cyber. + Working knowledge ... assessments of their supervised firm. **Your role as Institutional Supervision Supervising Examiner :** + Lead or participate in firm-specific reviews and… more
- Federal Reserve System (New York, NY)
- …experience with financial and non-financial risks, such as operational risk , model risk , compliance risk , internal audit, and IT/Cyber. + Supervisory or ... where a LISCC firm is headquartered. **Your role as Institutional Supervision Supervising Examiner ** **:** + Lead or participate in the supervision of settlement… more
- SMBC (Jersey City, NJ)
- …Program for the Americas (Brazil, Canada and Mexico) + Serves as the examiner -in-charge responsible for all facets of compliance monitoring and testing ... a competitive portfolio of benefits to its employees. **Role Description** SMBC's Compliance Department Americas Division is seeking a Vice President of Banking… more
- Federal Reserve System (New York, NY)
- …$10 billion and $100 billion. **Your role as a Liquidity and Market Risk Specialist, Institutional Supervision Supervising Examiner :** + Act as a Liquidity ... safety and soundness of supervised institutions + Ensure supervised institutions' compliance with relevant laws and regulations, including consumer protection +… more
- MUFG (New York, NY)
- …Units through the effective identification, mitigation, monitoring and reporting of technology risk and other related risks (eg, operational, compliance , and ... across the organization. + Review and challenge outcomes of first line-of-defense risk program execution. + Monitor legal, regulatory, compliance and audit… more
- Capital One (New York, NY)
- …Sanctions and Fraud risk profile of the audit universe. Responsibilities: + Lead and/or execute compliance related audits within Capital One, including the ... assigned audit universe for changing risks and needed updates. Lead continuous monitoring activities and updates to risk... Compliance Manager (CRCM) + Experience with consumer compliance , privacy and conduct risk management +… more
- Federal Reserve System (New York, NY)
- …safety and soundness of supervised institutions + Ensure supervised institutions' compliance with relevant laws and regulations, including consumer protection + ... of an individual firm and other professionals focused on analytical, policy and risk matters. Supervision is coordinated with other US agencies. The Regional and… more
- Federal Reserve System (New York, NY)
- …safety and soundness of supervised institutions + Ensure supervised institutions' compliance with relevant laws and regulations, including consumer protection + ... of an individual firm and other professionals focused on analytical, policy and risk matters. Supervision is coordinated with other US agencies. The Regional and… more
- Bank of America (New York, NY)
- … assessments and issue management. Serve as subject matter expert for and/or lead risk -based and regulatory examinations. Credit Review provides an independent ... assessments and issue management + Serve as subject matter expert for and/or lead risk -based and regulatory examinations + Perform transactional testing of… more
- Meta (New York, NY)
- …Unit (FIU) Transaction Monitoring Investigator Responsibilities: 1. Promote a culture of compliance and ensure efficient and effective risk and compliance ... seeking a highly motivated, organized, detail-oriented candidate to assist the Payments Compliance Team as an Investigator on the Transaction Monitoring Team. The… more
- Citizens (Iselin, NJ)
- …credit risk and regulatory ratings and proper model usage. + Confirm compliance with established credit policies and risk appetite. + Evaluate management ... evaluation of borrower-level loan transactions, credit portfolios, and credit risk management practices throughout the bank's Commercial Real Estate portfolio.… more
- KPMG (New York, NY)
- …our team. KPMG is currently seeking a Managing Director in FS Risk , Regulatory & Compliance (https://advisory.kpmg.us/) for our Consulting practice. ... seminars on current safety and soundness as well as compliance issues + Take a lead role...plus years of bank regulatory experience as a supervisor, examiner , or advisor at large or mid-size institution and/or… more
- City National Bank (Jersey City, NJ)
- …equivalent + Minimum 4 years of audit or related experience in banking operations, compliance , and/or risk management activities. + Minimum 1 year of experience ... test plans for projects of low to medium complexity with a risk -based audit approach.Assesses risks and controls, designs comprehensive audit programs, executes… more