- Santander Holdings USA Inc (New York, NY)
- …Practical knowledge of key business control areas (Audit & Risk Review, Risk Management , Finance, Human Resources, Compliance and Legal) and governmental ... and remediation. Represents or supports the reputation of the company to minimize compliance and regulatory risk by resolving issues and ensuring adherence to… more
- Mizuho Corporate Bank (New York, NY)
- …Summary ACD seeks a Vice President, Compliance Risk Assessment within the Compliance Risk Management team to support the Mizuho US Operations ... Effectiveness Report, MUSO Annual Compliance Plan, and the MUSO Compliance Risk Management Framework ; and + Maintenance and continued development of… more
- CIBC (New York, NY)
- …Proactive Approach, Regulatory Compliance , Regulatory Requirements, Relationship Management , Risk Assessments, Risk Compliance , Risk ... core purpose: to make our clients' ambitions a reality, Risk Management is accountable for the independent... works to identify, assess, manage and mitigate regulatory compliance risk to protect CIBC's reputation and… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... the risk governance framework. + Developing and establishing firm wide compliance risk management policies and procedures to mitigate risks. Monitors and… more
- Citigroup (New York, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... required. **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- MetLife (New York, NY)
- …second line of defense for risk identification, measurement, and mitigation. Within Global Risk , Compliance Risk Management (CRM) provides for shared ... and anti-bribery & corruption risk mitigation, remediation and compliance risk management efforts. Key Responsibilities: * Drive success within… more
- Citigroup (New York, NY)
- …Citi for AML matters relevant to Wealth.** **Set, develop, and implement strategic AML compliance risk management direction for the Wealth group globally ... **Role** The Global Head of AML Risk Management - Wealth reports to Citi's Chief Compliance...financial services firm in AML, compliance , audit, risk or other controls-focused risk management… more
- SMBC (Jersey City, NJ)
- …strong plus (but not required). + Minimum of 8-10 years of prior regulatory, compliance , and/or risk management experience. + Experience conducting ... Description** SMBC Group is seeking a Vice-President for the Compliance Risk Assessment team ("CRA team") within...US swap dealer. The candidate should have a strong risk management / internal control mindset to… more
- SMBC (New York, NY)
- …President and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as ... a member or observer of various committees such as the New Product, Underwriting, Risk Management , Compliance , IT Risk and Training committees. The … more
- TD Bank (New York, NY)
- …+ Stay informed about industry trends, regulatory developments, and best practices in market risk management to ensure compliance and enhance risk ... : New York, New York, United States of America **Hours:** 40 **Line of Business:** Risk Management **Pay Detail:** $115,000 - $185,000 USD TD is committed to… more
- Mizuho Corporate Bank (New York, NY)
- … governance forums. Qualifications: + Bachelor's or master's degree + 5+ years of risk management , compliance , or audit experience desirable and/or direct ... of Corporate and Investment Banking as well as Capital Markets a plus + Risk management , compliance , or audit experience. + Non-financial risk … more
- American Express (New York, NY)
- …and advertising (ie UDAP, TCPA, CAN-SPAM). + In-depth knowledge and understanding of compliance risk management practices and methodologies, including ... servicing, and related business-owned collateral and testing compendiums. + Assess regulatory compliance risk via the development and introduction of new and… more
- Bank of America (New York, NY)
- …requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance ... Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively the... - Enterprise Policy (collectively the Policies) and the Compliance and Operational Risk Management … more
- MTA (New York, NY)
- Director HR Governance, Risk Management and Compliance Job ID: 7222 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: ... Science Date Posted: Jun 27, 2024 Description JOB TITLE : Director HR Governance Risk Management and Compliance SALARY RANGE : $124,718 - $135,000 HAY POINTS… more
- Intuit (New York, NY)
- …has the opportunity to innovate in a cloud environment and re-imagine security risk management processes while working boundaryless across Intuit. What you'll ... prioritize deliverables. How you will lead + Drive CyberCRAFT's Risk Management Methodology and processes, working to...best practices and industry standards + Perform security and compliance risk assessments across the organization to… more
- MetLife (New York, NY)
- …team. The Senior Auditor is responsible for performing audits of financial, operational, and compliance risk management as well as legal management ... and methodology * Experience in model risk , operational risk , compliance risk , or legal management a plus * Experience in collaborating with… more
- Mizuho Corporate Bank (New York, NY)
- … risks Summary ACD seeks a Vice President, Compliance Monitoring within the Compliance Risk Management team to support the Compliance Monitoring ... data & analytics skills. This role reports directly to the Head of Compliance Risk Management . Principal Duties and Responsibilities Execution of the … more
- Bank of America (Jersey City, NJ)
- …in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively the Policies) and the ... Compliance and Operational Risk Management (CORM) Program and Standard Operating Procedures (SOPs). As a member of an FLU or CF C&OR officer team, the C&OR… more
- City of New York (New York, NY)
- Job Description This position is based in the Mayor's Office of Risk Management and Compliance (MoRMC), which was created by Mayor Eric Adams to assist City ... works directly with individual City agencies to help them create and enhance risk management and compliance programs and develop tools that will enable them… more
- JPMorgan Chase (Jersey City, NJ)
- Bring your expertise to JPMorgan Chase; as part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box,… more
