- Citigroup (New York, NY)
- …a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- Citigroup (New York, NY)
- …as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... preferred **Job Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- Citigroup (Jersey City, NJ)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the ... law, rule, or regulation and design and deliver a risk management framework that maintains risk...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- SMBC (Jersey City, NJ)
- …to senior 1LOD and 2LOD management , including an overview of the level of compliance risk and the strength of relevant controls. + Develop risk ... plus (but not required). + Minimum of 10 years of prior regulatory, compliance , and/or risk management experience. + Experience conducting Compliance … more
- Citigroup (New York, NY)
- …senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... policies and procedures. Specifically, the role is responsible for advising on compliance risk management activities for Citi's swap dealer entities with a… more
- Citigroup (Jersey City, NJ)
- …product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** Jersey… more
- Citigroup (Jersey City, NJ)
- …a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** Jersey… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) testing team responsible for assessing compliance risks ... design and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues...CIA teams on a regular basis. + Informing CIA management of significant compliance matters that require… more
- Citigroup (Jersey City, NJ)
- … risk officer for Surveillance Intelligence Unit (SIU) within Independent Compliance Risk Management (ICRM)'s Surveillance and Employee Compliance ... implementation, and oversight for controls and solutions supporting Surveillance, Employee Compliance and Control Room teams, designed to detect behaviors that may… more
- JPMorgan Chase (Brooklyn, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... As a Global Financial Crime Compliance Governance Senior Associate within the Compliance , Conduct and Operational Risk (CCOR) team, you will oversee and… more
- Bank of America (New York, NY)
- …for the execution of the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy and the Compliance and Operational ... Control Functions (FLU/CF) leaders globally, coordinating with the FLU/CF Compliance and Operational Risk Officer ...Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (collectively the… more
- Bank of America (Jersey City, NJ)
- …a difference. Join us! **Job Description:** This job is responsible for assisting the Compliance and Operational Risk officer team to execute second line ... requirements of the Global Compliance Enterprise Policy, the Operational Risk Management Enterprise Policy (collectively "the Policies"), the Compliance… more
- JPMorgan Chase (Jersey City, NJ)
- Bring your expertise to JPMorgan Chase; as part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You ... impact our company, customers and communities. Our culture in Risk Management and Compliance is...Business Management team supports the firm's Chief Risk Officer , RM&C Chief Financial Officer… more
- Amazon (New York, NY)
- …regulatory, etc) risk programs to deliver data driven insights that balance risk management and compliance concerns with supporting business growth and ... Officer level / previously approved for risk management function(s) by a Central Bank...Risk Management . - Professional certification in Risk Management and/or Compliance . Amazon… more
- Morgan Stanley (New York, NY)
- …Local laws, Morgan Stanley Wealth Management policies, and other regulations. The Complex Risk Officer keeps the Senior Complex Risk Officer informed ... to ensure that approvals are handled appropriately and timely * Risk Management / Compliance /Legal* * Monitors and... compliance . * Together with the Senior Complex Risk Officer facilitates the training on Morgan… more
- Citigroup (New York, NY)
- …Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... **Job Family Group:** Compliance and Control **Job Family:** Product Compliance Risk Management **Time Type:** Full time **Primary Location:** New York… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing ... and share insight with the CIA teams on a regular basis. + Informing CIA management of significant compliance matters that require their attention or action. +… more
- Citigroup (New York, NY)
- **Citi Commercial Bank - Institutional Credit Management Counterparty Credit Risk - Funds Underwriting Credit Officer , Asset Management Companies, VP** ... accordance with appropriate controls **Qualifications** + Experienced credit underwriter and/or credit risk officer with relevant Funds industry expertise + 5+… more
- Morgan Stanley (New York, NY)
- …Stanley Wealth Management policies, and other regulations. Additionally, the National Risk Officer keeps the Market and Region informed of significant ... is responsible for a wide variety of supervisory, compliance and risk functions. In conjunction with...and other Morgan Stanley sponsored benefit programs. **Job:** **Wealth Management * **Title:** *National Risk Officer *… more
- Wells Fargo (Iselin, NJ)
- …in you. Apply today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer to join its Cloud Control Management team. This First ... Fargo. This role will focus on technology and security risk management for Cloud IT services and...controls (example: IAM), Model risks, Third party risks, Regulatory compliance , etc. + Direct experience executing the Risk… more