- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate. The Associate-level position ... testing engagements is essential. **Role Objectives** + Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. + Assists in the… more
- SMBC (Jersey City, NJ)
- …Compliance Department Americas Division ("CPAD") is seeking a Director of BSA/AML Compliance Monitoring and Testing ("M&T"). The Director will principally ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...Serve as the examiner-in-charge responsible for all facets of compliance monitoring and testing engagements… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division is seeking a Vice President of the Compliance Monitoring and Testing team to perform testing of ... for M&T Program + Serves as the examiner-in-charge responsible for all facets of compliance monitoring and testing engagements + Assists in the development… more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing +...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking an Analyst for Compliance Monitoring and Testing . The Analyst is responsible for ... range of commercial and investment banking services to its corporate , institutional, and municipal clients. It connects a diverse...+ Serves as a tester for all facets of compliance monitoring and testing engagements.… more
- TD Bank (New York, NY)
- …will manage ongoing Compliance risk coverage planning that will support the Compliance Monitoring & Testing (M&T) program. Additionally, this role will ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is...+ Support the development and maintenance of the Firm's Monitoring and Testing Coverage Plan, which includes… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division is seeking a VP of Swap Dealer Compliance Monitoring & Testing (M&T). The VP is responsible for execution ... serve as a team member for M&T annual planning, monitoring and testing reviews. This role will...experience + 7+ years of financial services experience + Compliance Testing , NFA or Internal Audit background… more
- Meta (New York, NY)
- …The role will support the development and ongoing oversight of a sustainable compliance monitoring & testing program strategy and governance structures ... issues.The ideal candidate will possess knowledge and experience with compliance monitoring & testing concepts,... testing . The ideal candidate will also understand corporate compliance requirements (ie Financial Crimes … more
- American Express (New York, NY)
- …and update assessment criteria to align with regulatory updates). + Conduct control monitoring (supplemental to BU process owners testing ) and compile key ... management practices in accordance with the OCC's Heightened Standards guidelines. The Corporate Functions Control Management team within AENB will serve as the… more
- Mizuho Corporate Bank (New York, NY)
- The Corporate Platform Engineering Lead will oversee the development, implementation, and continuous improvement of critical enterprise platforms. This role requires ... and economically. + Partner with production support to implement bank-standard monitoring , incident response, and disaster recovery processes and ensure the… more
- Atlantic Health System (Morristown, NJ)
- …nurses at Employer-Based site. + Corporate Flu Clinics (September- November) + Health Fairs/ Screenings/ Testing + Lectures/Webinars + Attends all Team Meetings ... diem Nurse Practitioner to be part of the Atlantic Corporate Health team. The NP will be responsible for...steps to contain infectious diseases. + Provides education & monitoring for chronic illnesses as required by the patient… more
- TD Bank (New York, NY)
- …within risk appetite. + Manage effective partnerships with the groups that support Corporate and Investment Banking - including 1B, Compliance , Legal, Audit, ... provide you more specific details for this role. **Job Description:** TD Securities Corporate and Investment Banking provides a full range of financial advisory and… more
- American Express (New York, NY)
- …management practices in accordance with the OCC's Heightened Standards guidelines. The Corporate Functions Control Management team within AENB will serve as the ... business unit Control Management function for several corporate groups including Corporate Affairs & Communications (CA&C); Colleague Experience Group (CEG),… more
- Mizuho Corporate Bank (New York, NY)
- …fixed income / equity, sales and trading or research (including corporate bonds, securitized products, treasury auctions, equities, electronic and program trading, ... Volcker rule). Knowledge of financial services operations, finance, liquidity, compliance , conduct, financial crime, technology, credit risk, market risk, regulatory… more
- JPMorgan Chase (Jersey City, NJ)
- This role provides an exciting opportunity to develop a detailed understanding of Corporate Investment Banking Markets! As a Senior Internal Audit Associate in the ... Corporate Investment Banking team, you will have the opportunity...audit lifecycle, including planning, fieldwork, reporting, validation, and continuous monitoring . This role offers you exposure to senior executives… more
- Mizuho Corporate Bank (New York, NY)
- …performance to identify credit migration. + Establish portfolio limits through stress testing and scenario analysis and measure product compliance with firm ... Bank. The team sets firm Risk Appetite and executes portfolio stress- testing , concentration risk management, identification of emerging risks, and comprehensive… more
- Mizuho Corporate Bank (New York, NY)
- …structures, data quality processes, metadata standards, and data architecture decisions. Monitoring , Assessing, and Continuous Improvement: + Develop and execute a ... comprehensive continuous monitoring program leveraging SME knowledge to evaluate data governance, identify data quality gaps, emerging data risks, and recommend… more
- Mizuho Corporate Bank (New York, NY)
- Summary This team is responsible for supporting Japanese corporate clients doing business in the Americas. You will be responsible for credit risk management and ... with and assist Account Officers to service the Bank's corporate client base. Develop and analyze all types of...both for borrowers and for each facility; + Credit monitoring including conducting covenant checks; + Asset quality assessment;… more
- Mizuho Corporate Bank (New York, NY)
- …of the audit process, including but not limited to, issue validation, continuous monitoring , and annual audit planning. Assist with audit execution as needed. Job ... America's (IADA's) annual risk assessment, audit plan and schedule, continuous monitoring and preparation and/or presentation of related MIS reports. + Perform… more
- Mizuho Corporate Bank (New York, NY)
- …America's (IADA's) annual risk assessment, audit plan and schedule, continuous monitoring and preparation and/or presentation of related MIS reports focusing on ... risk stripe. Manage and review the activities and/or deliverables associated with issue testing including reviewing the approach, testing and reports for issues… more