- nrg (Princeton, NJ)
- …attorney to join our team and provide leadership on a wide range of corporate, securities , and governance matters. The role would report directly to NRG's VP, ... Deputy General Counsel & Corporate Secretary. The responsibilities will include all...Corporate Secretary. The responsibilities will include all corporate and securities matters for a publicly traded company, including ensuring… more
- New York Times (New York, NY)
- …and other press releases, presentations, internal communications and other announcements. + Counsel the Treasury group on securities transactions, including debt ... has an opening for an attorney with 4 + years of broad corporate and securities experience, with a heavy concentration in securities laws matters, especially '34… more
- The Cigna Group (New York, NY)
- **Senior Counsel , Securities and Treasury** The Senior Counsel **, Securities and Treasury** will provide strategic legal guidance on securities law ... corporate responsibility reporting, insider trading, executive compensation disclosure matters, and governance matters. The role requires the individual to: + Be… more
- SMBC (New York, NY)
- …Committees as well as to boards of related subsidiaries. + Provide advice and legal counsel on a range of corporate governance matters, including governance ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- Wellington (New York, NY)
- …legal support to Wellington Management's growing private investing business. This new Counsel will join a team of dynamic lawyers advising business, investment and ... equity and/or private credit funds, co-investment programs and related vehicles. Counsel will also collaborate closely with other team members and cross-functional… more
- MUFG (New York, NY)
- …remotely one day. A member of our recruitment team will provide more details. Regulatory Counsel , Vice President At MUFG, we share a vision for our future, we share ... the prudential regulation and operations of financial institutions. + Advise on governance matters for banking organizations. + Assist with internal audit and… more
- S&P Global (New York, NY)
- …will also represent the Compliance & Risk function in data and technology governance forums and initiatives and assist the Data & Technology Organization in ... interactions with external stakeholders as needed (eg, Regulators, Outside Counsel ). **Responsibilities:** + Provide advice on business-as-usual (BAU) compliance and… more
- Citigroup (New York, NY)
- …Tax Compliance Act (FATCA), and Common Reporting Standard (CRS) regimes, Citi-wide governance , and US non-income tax including sales & use tax, personal property ... advisory matters including new/changes to exiting requirements. + Global Citi-wide governance and assurance of end-to-end activities that contribute to world-wide… more
- Scotiabank (New York, NY)
- …relationships, systems, and knowledge. + Provide day-to-day compliance support for equities securities trading and sales businesses by advising on the application of ... compliance policies and procedures as part of the internal review and governance process. Review written supervisory procedures to verify they reflect current… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Wells Fargo (New York, NY)
- …research and insights, and public affairs (eg, Environmental Sustainability and Governance , Diversity and Inclusion, Community outreach), to ensure the proper ... + Ability to provide strategic design thought leadership and counsel to partners and ability to connect "dots" across...subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- Citigroup (New York, NY)
- …Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts ... Credit Risk, Audit, Finance in order to ensure appropriate governance and control infrastructure + Build a culture of...and the Plan of Supervision for Global Markets and Securities Services; and ensure that all team members understand… more
