- JPMorgan Chase (New York, NY)
- …team that is results-oriented, with a focus on attention to detail and quality. As an Executive Assistant in Securities Services, you will need to work well in a ... Become an integral part of the Securities Services team where you will have the...output. Your daily routine also includes interaction with various executive level internal clients across the lines of businesses.… more
- TD Bank (New York, NY)
- …you more specific details for this role **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... has enterprise wide impact or accountability. + Position deals with senior/ executive management. + Key contact for business management, regulators and… more
- Morgan Stanley (New York, NY)
- …Morgan Stanley Wealth Management's high net worth clients. MSPBNA is seeking an Executive Director who will lead in designing, developing, and managing mortgage ... to diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** * Executive Director Home Loans Product Management Lead*… more
- Morgan Stanley (New York, NY)
- …programs./ **Job:** **Treasury* **Title:** *Corporate Treasury Legal Entity Strategy, Executive Director * **Location:** *New York-New York* **Requisition ... financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. Morgan Stanley provides a… more
- Morgan Stanley (New York, NY)
- …packages, and other Morgan Stanley sponsored benefit programs. **Job:** **Management* **Title:** * Executive Director , Chief of Staff - CIO - Enterprise ... financial services firm providing a wide range of investment banking, securities investment management and wealth management services. The Firm's employees serve… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The… more
- Morgan Stanley (New York, NY)
- …*Financial Crimes Program Design: Architecture Implementation & Independent Testing - Executive Director * **Location:** *New York-New York* **Requisition ID:** ... that conducts its business through three principal business segments-Institutional Securities , Wealth Management (WM), and Asset Management. Morgan Stanley provides… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The… more
- CIBC (New York, NY)
- …by regulators and SROs + Ensure that employees responsible for trading securities are appropriately registered + Participate in appropriate industry committees and ... + Undergraduate degree + Minimum 10+ years experience in handling securities and OTC derivative/swap Equity (and preferably Equity Derivatives) compliance issues… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The… more
- JPMorgan Chase (New York, NY)
- …key risk metrics, and determining account & portfolio suitability of securities for participation in investment recommendations. You will develop and optimize ... portfolios to outperform client defined benchmarks utilizing relative value, macro, and microeconomic...Construct and continually monitor diversified portfolios designed to outperform client defined benchmarks and/or meet specific client … more
- JPMorgan Chase (New York, NY)
- …the Banker win new clients and deepen and strengthen existing client relationships through advisement on investment solutions. **Job Responsibilities** + Conduct ... internal clients + Adhere to internal and external policies and procedures regarding securities transactions and code of conduct + Provide guidance to junior staff… more
- TD Bank (New York, NY)
- …for this role **Job Description:** **Preferred Qualifications:** We are looking for a Director , US Markets Compliance Advisory to join our team in NYC. The ideal ... experience in the investment banking space, preferably in an advisory capacity. The Director will primarily focus on the management of the firms compliance program… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The… more
- S&P Global (New York, NY)
- …research about market needs and competition + Experience in managing and supporting client relationships at senior executive level. Sector level experience also ... with clients + Experience of presenting to organization's Senior Executive / senior management to propose strategic options for...for greater opportunity for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
- SMBC (New York, NY)
- …compliance. The Director will be responsible for rigorously supporting the Executive Director and managing the Volcker Program while working closely with ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... to its corporate, institutional, and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The… more