- TD Bank (New York, NY)
- …they should be tracked + Utilize the Firm's in-house system, Merlin, for TDS US Compliance monitoring and testing activities + Provide review and challenge ... more specific details for this role **Job Description:** The Director Compliance TDS oversees/leads a team(s) of...oversee Oversight Program over first line and second line Monitoring and Testing Activities + Conduct Quality… more
- City of New York (New York, NY)
- … of the Medical Division, DSNY seeks to recruit an experienced candidate to serve as Director of Drug and Alcohol Testing (DAT) for the entire agency. This role ... annually for employees of multiple city agencies and manages vendor contracts for additional testing as needed. The DAT Director supervises an internal team and… more
- Citigroup (New York, NY)
- The Testing and Monitoring Director will support the Head of RRP Non-Financial Capabilities, Controls, and Testing in defining and maintaining the ... testing framework, guidance, and test plan for capability testing and monitoring . They will develop standardized testing templates and collaborate with… more
- Morgan Stanley (New York, NY)
- …The team willconduct comprehensive systems impact assessments, end to end testing / monitoring , and issue identification, prioritizing root cause resolutions to ... **Title:** *Financial Crimes Program Design: Architecture Implementation & Independent Testing - Executive Director * **Location:** *New York-New York*… more
- Santander US (New York, NY)
- …of America The Senior Director , Model Validation for Santander US Compliance models (Transaction Monitoring , Sanctions Screening, Fraud Risk, etc) will be ... Senior Director , AML Compliance Model Validation New...Model Development and/or Validation of, Compliance , transaction monitoring , Below the Line testing , and Risk… more
- BMO Financial Group (New York, NY)
- …training needs and helps develop training based on gaps identified through the compliance monitoring and testing . + Identifies enhancements to business ... Capital Markets Compliance Team is seeking a Compliance Director with primary accountability for the... compliance program. Coordinates and performs risk assessment, monitoring , testing and surveillance activities to ensure… more
- Capital One (New York, NY)
- …299 Park Avenue (22957), United States of America, New York, New York Audit Director , Financial Crimes Compliance (Hybrid) Capital One's Audit function is a ... candidate will focus on all aspects of financial crimes compliance across the bank. A Director on...will be responsible for designing and executing a risk-based testing strategy to ensure the quality of AML, Sanctions… more
- Grant Thornton LLP (New York, NY)
- …financial institutions of various types and sizes + Practical work experience involving compliance testing / monitoring , compliance audits, compliance ... As a Banking Compliance Risk Director , you will get...Scoping, Audit Work Program Development, Design Assessment, Operating Effectiveness Testing , Root Cause Analysis, Reporting, and Issue Validation +… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 12 ** Director , Global Sanctions & Financial Crimes Compliance Program Advisor** **About the Role:** ... **Responsibilities and Impact:** **The Impact:** + The Director , Global Sanctions & Financial Crimes Compliance ...solution oriented mindset + Experience with other Financial Crimes Compliance areas including internal testing , tracking, and… more
- Ankura (New York, NY)
- …development and lead generation. + Conduct independent regulatory program reviews and Testing ; + Drafting BSA/AML compliance programs and developing training for ... including risk assessments, KYC, policies, procedures, internal controls, and transaction monitoring and watchlist systems; + Draft written compliance programs… more
- CIBC (New York, NY)
- …visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Senior US Equity Derivatives Compliance Officer is responsible for: 1) administering CIBC's policies ... Markets Equities and Equity Derivatives businesses; (2) taking reasonable steps to ensure compliance with all SEC, FINRA, and all other relevant SRO (eg Cboe)… more
- Bowery Residents Committee (Manhattan, NY)
- Position Overview Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for ... accordance with management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and external… more
- RELX INC (New York, NY)
- …sanctions policies and identifying programmatic enhancements. + Testing and Monitoring : Design processes to test and monitor compliance with sanctions ... management, and regulatory requirements. + Managing Investigations Quality: Coordinate with compliance testing to ensure consistent incident management. +… more
- Citigroup (New York, NY)
- …covering risk identification, measurement (including risk appetite and stress testing ), monitoring , reporting (including data management), escalation workflows ... **Key Responsibilities:** * Manage program strategy and planning within the Risk Monitoring and Reporting program including defining the strategy and approach to… more
- Sunrise Senior Living (Mountainside, NJ)
- …Gardens of Mountainside **Job ID** 2024-209001 **JOB OVERVIEW** The **Resident Care Director (RCD)/Nursing Director ** serves as the nursing clinical leader for ... for oversight and implementation of all Care programs, regulatory compliance , recruiting, and performance management. **RESPONSIBILITIES & QUALIFICATIONS** **Responsibilities:**… more
- Sunrise Senior Living (Madison, NJ)
- …NAME** Sunrise of Madison **Job ID** 2024-214957 **JOB OVERVIEW** The **Resident Care Director (RCD)/Nursing Director ** serves as the nursing clinical leader for ... for oversight and implementation of all Care programs, regulatory compliance , recruiting and performance management. **RESPONSIBILITIES & QUALIFICATIONS** **Responsibilities:**… more
- Sunrise Senior Living (Brooklyn, NY)
- …Sunrise at Mill Basin **Job ID** 2023-200101 **JOB OVERVIEW** The **Resident Care Director (RCD)/Nursing Director RN** serves as the nursing clinical leader for ... for oversight and implementation of all Care programs, regulatory compliance , recruiting and performance management. **RESPONSIBILITIES & QUALIFICATIONS** As a… more
- RWJBarnabas Health (Jersey City, NJ)
- … monitoring staffing and payroll with consultation from Laboratory Director . + Participates in standardization of laboratory and pathology operations at ... RWJBH laboratory service line. + Quality Systems and Regulatory Compliance : Collaborates with Administrative Director and medical...such as daily QC and validation procedures. Ensure that testing systems developed and used for each of the… more
- Walmart (Hoboken, NJ)
- …meets legal, ethical, and company standards. + Conduct regular testing and monitoring to identify and mitigate compliance risks, and to ensure ad policy ... will oversee a team that handles many objectives including testing , controls, remediations (post audits) and third-party risks management....role will have a dotted reporting line into the Director of the Walmart Connect Compliance team… more
- City of New York (New York, NY)
- …deliver maximum environmental benefits at the least cost to society. The BWT Director of Engineering will manage three divisions: 1. The Division of Engineering ... functionality for proper and consistent operations of BWT facilities to support compliance with all Federal and State mandates applicable to wastewater discharges to… more