- TD Bank (New York, NY)
- …subject matter expertise in financial markets, regulatory and compliance requirements, electronic trading , third party venues, related systems, and supporting ... strategies, operating processes, controls and infrastructure. This position supports the trading / sales managers and business heads at the Dealer, providing… more
- S&P Global (New York, NY)
- …Regulatory Solutions, you will work closely with cross-functional teams, including Sales , Operations, Technology, and Product Management, to develop and enhance our ... and optional outreach services. Streamline processes from contract initiation to account closure, addressing regulatory, legal, credit, KYC, and tax requirements.… more