- Citigroup (New York, NY)
- …best-in-class regulatory engagement and communications. **About the Role** The Finance Regulatory Engagement , Management of Information and ... **About the Team** The Finance Regulatory Engagement &...govern processes for Finance Regulatory Engagement & Oversight, including exam management , … more
- Citigroup (New York, NY)
- **About the Team** The Finance Regulatory Engagement & Oversight team works closely with stakeholders to drive and execute end-to-end regulatory ... progress, while defining and implementing best practices. **About the role** The Finance Regulatory Engagement Communications and Reporting Senior Vice… more
- American Express (New York, NY)
- …career. Find your place in finance on #TeamAmex. The objective of the Finance Control Management Governance team is to establish the Operational Risk and ... risks are identified, assessed, and managed in compliance with enterprise Operational Risk Management programs and reporting. Finance is looking for a Director… more
- Citigroup (Jersey City, NJ)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... and continually enhancing the framework to identify, assess, control, and monitor regulatory communication. + Providing regular updates to management (including… more
- Citigroup (New York, NY)
- Serves as a risk officer for Independent Compliance Risk Management (ICRM)'s Exam Management and Regulatory Liaison Office responsible for the promotion, ... senior management , front line, second line (including independent risk, finance , HR, and Legal), Internal Audit to obtain information / documentation to… more
- Citigroup (New York, NY)
- …_:_ + Responsible for the engagement strategy and execution and the regulatory exam management execution and oversight across Capital Markets Regulators - ... The Regulatory Engagement and Exam Officer-SVP is...Degree/University degree or equivalent experience in Business, Accounting, or Finance **Job Family Group:** Project and Program Management… more
- Bloomberg (New York, NY)
- …trading businesses including the US broker dealer. The role will provide critical Regulatory and Financial guidance to the client Finance Directors for the ... trust you to: -Function as the CFO at designated regulatory entities. -Partner and establishing relationships with Finance...and on a timely basis, to improve awareness and engagement around Regulatory issues -Present Regulatory… more
- SMBC (New York, NY)
- …employees. **Role Description** The Head of Risk Assessment, Monitoring and Testing, and Regulatory Change Management is a crucial role within the Compliance ... leading three key functions: Compliance Risk Assessment, Monitoring and Testing, and Regulatory Change Management . Additionally, the position oversees the Risk… more
- Santander US (New York, NY)
- …while maintaining effective communication and collaboration across regions and functions. + Regulatory Engagement : Serve as the primary point of contact for ... Regulatory Capital Management , Corporate & Investment...: Cultivate strong relationships with internal stakeholders, including senior management , risk management teams, finance ,… more
- Deloitte (New York, NY)
- …requirements + Implement data requirements and programs in support of major regulatory mandates, risk management and compliance requirements Regardless of ... Deloitte Risk & Financial Advisory Intern - Compliance and Finance Do you thrive in times of disruption? Have a passion for turning challenges and opportunities into… more
- Synchrony (New York, NY)
- …through detective surveillance controls + Provide guidance for effective issues management across Finance , ensuring appropriate transparency into issue fixes, ... Change Governance processes + Consolidate, monitor, and report on Finance process owner identified regulatory and reporting...effectiveness of KPIs, KRIs, the early warning reports and management dashboards used within Finance and refine… more
- TD Bank (New York, NY)
- …you more specific details for this role **Job Description:** **Job Overview:** Regulatory and Supervisory Management proactively supports TD Securities' Global ... and escalating exceptions in accordance with TD Securities policies and procedures. Regulatory and Supervisory Management (RSM) drives a strong culture of… more
- Institute of Electrical and Electronics Engineers (Piscataway, NJ)
- …staff work in the areas of strategic planning, financial, risk, and regulatory management , membership processing and operations centralized services. Up to ... Sr Dir Finance and Business Operations (E3122) - 240157 :...of SA business operations, ranging from budgeting and financial management to regulatory compliance and risk … more
- JPMorgan Chase (New York, NY)
- …we would like to hear from you. **Job responsibilities** + Advise the Public Finance business on all relevant legal and regulatory matters, including relevant ... such as bond purchase agreements, dealer manager agreements and private placement engagement letters. + Provide guidance on public finance related advisory… more
- Citigroup (New York, NY)
- …data transformation. + Develop senior management -ready materials for RMEC (Risk Management Executive Committee) and Regulatory Exams and reviews on ... roles including in managing large complex cross-company transformation programs, including Finance , Risk and Controls, Regulatory or Consulting roles, in… more
- Capital One (New York, NY)
- …Impact and Investment, Community Finance , CRA Strategy and Program Management , the Government and Political Affairs Group, Regulatory Relations, and ... (22957), United States of America, New York, New York Director, Community Finance - Capital Officer **Overview:** External Affairs works with many external and… more
- Capital One (New York, NY)
- …Impact and Investment, Community Finance , CRA Strategy and Program Management , the Government and Political Affairs Group, Regulatory Relations, and ... (22957), United States of America, New York, New York Senior Manager, Community Finance - Capital Officer External Affairs works with many external and internal… more
- Citigroup (New York, NY)
- …transformation efforts. + Proven track record in issue resolution, process improvement and regulatory engagement + Ability to build relationships within the ... agencies (FRB, OCC and FDIC) and Citi senior management , through periodic and ad-hoc updates + Analytics and...**Basic Qualifications:** -At least 15 years of experience in Finance or regulatory reporting -Bachelor's degree **Preferred… more
- Educational Alliance, Inc. (New York, NY)
- …on a mix of education, health and wellness, arts and culture, and civic engagement . Job Summary The Director of Finance and Operations directly reports to ... Director, Finance and Operations - Community Schools and Youth...improvement of policies and procedures for department workflow, fiscal management , people management , and compliance. + Collaborate… more
- Citizens (New York, NY)
- …is currently seeking a Product Manager to join our Trade & Supply Chain Finance business. Our goal is to provide Citizens' clients with a best-in-class experience by ... delivering a comprehensive, digitally enabled suite of Trade and Supply Chain Finance solutions. This is a unique opportunity to help lead an expanding,… more